SEC Form SC 13G/A filed by Zeta Global Holdings Corp. (Amendment)
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
Zeta Global Holdings Corp.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
98956A105
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 98956A105 | Schedule 13G | Page 2 of 7 |
| 1 |
Names of Reporting Persons
William Landman | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
United States | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
502,188 | ||||
| 6 | Shared Voting Power
895,711 | |||||
| 7 | Sole Dispositive Power
502,188 | |||||
| 8 | Shared Dispositive Power
895,711 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,397,899 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
0.8% | |||||
| 12 | Type of Reporting Person
IN | |||||
| CUSIP No. 98956A105 | Schedule 13G | Page 3 of 7 |
| 1 |
Names of Reporting Persons
CMS Platinum Fund, L.P. | |||||
| 2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
| 3 | SEC Use Only
| |||||
| 4 | Citizenship or Place of Organization
Delaware | |||||
| Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
| 6 | Shared Voting Power
200,000 | |||||
| 7 | Sole Dispositive Power
0 | |||||
| 8 | Shared Dispositive Power
200,000 | |||||
| 9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
200,000 | |||||
| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
| 11 | Percent of Class Represented by Amount in Row 9
0.0% | |||||
| 12 | Type of Reporting Person
PN | |||||
| CUSIP No. 98956A105 | Schedule 13G | Page 4 of 7 |
| ITEM 1. | (a) Name of Issuer: |
Zeta Global Holdings Corp. (the “Issuer”).
| (b) | Address of Issuer’s Principal Executive Offices: |
3 Park Ave, 33rd Floor, New York, NY 10016
| ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:
William Landman
CMS Platinum Fund, L.P.
| (b) | Address or Principal Business Office: |
The principal business address of each of the Reporting Persons is 308 E. Lancaster Avenue, Suite 300, Wynnewood, PA 19096.
| (c) | Citizenship of each Reporting Person is: |
Mr. Landman is a citizen of the United States. CMS Platinum Fund, L.P. is organized under the laws of the State of Delaware.
| (d) | Title of Class of Securities: |
Class A common stock, par value $0.001 per share (“Class A Common Stock”).
| (e) | CUSIP Number: |
98956A105
| ITEM 3. |
|
Not applicable.
| CUSIP No. 98956A105 | Schedule 13G | Page 5 of 7 |
| ITEM 4. | Ownership. |
(a-c)
The ownership information presented below represents beneficial ownership of Class A Common Stock of the Issuer as of December 31, 2022, based upon 174,157,067 shares of Class A Common Stock outstanding as of October 28, 2022, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 2, 2022.
| Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole power of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
| William Landman |
1,397,899 | 0.8 | % | 502,188 | 895,711 | 502,188 | 895,711 | |||||||||||||||||
| CMS Platinum Fund, L.P. |
200,000 | 0.0 | % | 0 | 200,000 | 0 | 200,000 | |||||||||||||||||
Mr. Landman may be deemed the beneficial owner of 1,397,899 shares of Class A Common Stock, which includes: (i) 47,895 shares of Class A Common Stock held of record by Mainline Special Opportunities Fund, L.P. (“MainLine”), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine’s general partner; (ii) 607,165 shares of Class A Common Stock held by the Reporting Person’s spouse; (iii) 200,000 shares of Class A Common Stock held of record by CMS Platinum Fund, L.P., of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P.; (iv) 1,850 shares of Class A Common Stock held of record by CMS Sub Management Company, of which Mr. Landman is a director and executive officer; (v) 1,940 shares of Class A Common Stock held of record by Capital Management Systems, LLC, of which Mr. Landman is a managing member; (vi) 36,676 shares of Class A Common Stock held of record by CMS Holdco, LLC, of which Mr. Landman is a managing member; and (vii) 185 shares of Class A Common Stock held of record by MSPS Platinum, Inc., of which Mr. Landman is a director and executive officer. Mr. Landman is MainLine SO GP, LLC’s manager.
| ITEM 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
| ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
| CUSIP No. 98956A105 | Schedule 13G | Page 6 of 7 |
| ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
| ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
| ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
| ITEM 10. | Certification. |
Not applicable.
| CUSIP No. 98956A105 | Schedule 13G | Page 7 of 7 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2023
| CMS Platinum Fund, L.P. | ||
| By: MSPS Platinum, Inc., its general partner | ||
| By: | /s/ William Landman | |
| Name: | William Landman | |
| Title: | Managing Director | |
| William Landman | ||
| /s/ William Landman | ||
| CUSIP No. 98956A105 | Schedule 13G | Page 8 of 7 |
LIST OF EXHIBITS
| Exhibit No. |
Description | |
| 99 | Joint Filing Agreement (previously filed). | |