SEC Form SC 13G/A filed by Zeta Global Holdings Corp. (Amendment)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
(Amendment No. 2)*
Under the Securities Exchange Act of 1934
Zeta Global Holdings Corp.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
98956A105
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out of a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided for in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 98956A105 | Schedule 13G | Page 2 of 11 |
1 |
NAME OF REPORTING PERSONS
Greenhill Capital Partners III, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
5,096,364 (1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
5,096,364 (1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,096,364 (1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.76% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner of Greenhill Capital Partners III, L.P. is GCP Managing Partner III, L.P. (“GCP III GP”) and the general partner of GCP III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin, and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 3 of 11 |
1 |
NAME OF REPORTING PERSONS
Greenhill Capital Partners (Cayman Islands) III, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
998,267(1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
998,267(1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
998,267(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.54% | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner of Greenhill Capital Partners (Cayman Islands) III, L.P. is GCP III GP and the general partner GCP III GP. is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 4 of 11 |
1 |
NAME OF REPORTING PERSONS
Greenhill Capital Partners (GHL) III, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
920,559(1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
920,559(1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
920,559(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.50% (1) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner of Greenhill Capital Partners (GHL) III, L.P. is GCP III GP and the general partner GCP III GP is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 5 of 11 |
1 |
NAME OF REPORTING PERSONS
Greenhill Capital Partners (Employees) III, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
2,125,512(1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
2,125,512(1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,125,512(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.15% (1) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner of Greenhill Capital Partners (Employees) III, L.P. is GCP III GP and the general partner GCP III GP is. is GCP Managing Partner III GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 6 of 11 |
1 |
NAME OF REPORTING PERSONS
GCP Capital Partners IV, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
958,576(1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
958,576(1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
958,576(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.52% (1) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner of GCP Capital Partners IV, L.P.is GCP Managing Partner IV, L.P. (“GCP IV GP”) and the general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 7 of 11 |
1 |
NAME OF REPORTING PERSONS
GCP Capital Partners (Cayman) IV, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
18,057(1) | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
18,057(1) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,057(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.01% (1) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | The general partner GCP Capital Partners (Cayman) IV, L.P. .is GCP IV GP and the general partner of GCP IV GP is GCP Managing Partner IV GP, LLC, which has sole voting and investment power. Robert Niehaus, Frank Pottow, Boris Gutin and Cyrus Hormazdi are the members of the investment committee of GCP Capital Partners, LLC, the investment manager of each of the Reporting Persons, and share such powers. |
CUSIP No. 98956A105 | Schedule 13G | Page 8 of 11 |
Item 1(a) | Name of Issuer. |
Zeta Global Holdings Corp.
Item 1(b) | Address of Issuer’s Principal Executive Offices. |
3 Park Avenue, 33rd Floor
New York, NY 10016
Item 2(a) | Name of Person Filing. |
This statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
1. | Greenhill Capital Partners III, L.P. |
2. | Greenhill Capital Partners (Employees) III, L.P. |
3. | Greenhill Capital Partners (GHL) III, L.P. |
4. | Greenhill Capital Partners (Cayman Islands) III, L.P. |
5. | GCP Capital Partners (Cayman) IV, L.P. |
6. | GCP Capital Partners IV, L.P. |
Item 2(b) | Address of Principal Business Office, or, if none, Residence. |
The principal business address of each of the Reporting Persons is as follows:
600 Lexington Avenue, 31st Floor
New York, NY 10022
Item 2(c) | Citizenship or Place of Organization. |
See responses to Item 4 on each cover page.
Item 2(d) | Title of Class of Securities. |
Class A Common Stock, par value $0.001 per share
Item 2(e) | CUSIP Number. |
98956A105
CUSIP No. 98956A105 | Schedule 13G | Page 9 of 11 |
Item 3 | Reporting Person. |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
(a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||||
(b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||||
(c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||||
(d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||||
(e) | ☐ | An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E). | ||||
(f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | ||||
(g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). | ||||
(h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||||
(i) | ☐ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). | ||||
(j) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ________________
Item 4 | Ownership. |
(a) | Amount beneficially owned: |
See responses to Item 9 on each cover page.
(b) | Percent of Class: |
See responses to Item 11 on each cover page.
CUSIP No. 98956A105 | Schedule 13G | Page 10 of 11 |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: |
See responses to Item 5 on each cover page.
(ii) | Shared power to vote or direct the vote: |
See responses to Item 6 on each cover page.
(iii) | Sole power to dispose or to direct the disposition of: |
See responses to Item 7 on each cover page.
(iv) | Shared power to dispose or to direct the disposition of: |
See responses to Item 8 on each cover page.
Item 5 | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company. |
Not applicable.
Item 8 | Identification and Classification of Members of the Group. |
Not applicable.
Item 9 | Notice of Dissolution of Group. |
Not applicable.
Item 10 | Certification. |
Not applicable.
CUSIP No. 98956A105 | Schedule 13G | Page 11 of 11 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2024
Greenhill Capital Partners III, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |
Greenhill Capital Partners (Employees) III, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |
Greenhill Capital Partners (GHL) III, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |
Greenhill Capital Partners (Cayman Islands) III, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |
GCP Capital Partners (Cayman) IV, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |
GCP Capital Partners IV, L.P. | ||
By: | /s/ Boris Gutin | |
Name: | Boris Gutin | |
Title: | Managing Director |