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    SEC Form SD filed by Vicor Corporation

    5/28/24 3:21:45 PM ET
    $VICR
    Industrial Machinery/Components
    Technology
    Get the next $VICR alert in real time by email
    SD 1 d802652dsd.htm SD SD

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    Form SD

     

     

    SPECIALIZED DISCLOSURE REPORT

     

     

    Vicor Corporation

    (Exact Name of Registrant as Specified in Charter)

     

     

     

    Delaware   0-18277   04-2742817
    (State or Other Jurisdiction
    of Incorporation)
      (Commission
    File No.)
      (I.R.S. Employer
    Identification Number)
    25 Frontage Road, Andover, Massachusetts     01810
    (Address of Principal Executive Offices)     (Zip Code)

    James F. Schmidt,

    Vice President, Chief Financial Officer

    (978) 470-2900

    (Name and telephone number, including area code, of the person to contact in connection with this report.)

     

     

    Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

     

    ☒

    Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023.

     

    ☐

    Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended      .

     

     

     


    Section 1 – Conflict Minerals Disclosure

    Items 1.01 Conflict Minerals Disclosure and Report

    Vicor Corporation evaluated its current product lines and determined that certain products we manufacture or contract to manufacture contain tin, tungsten, tantalum and/or gold (“3TG”). Based on surveys of our suppliers and other inquiry, we determined that some of the 3TG in these products may have originated from the Democratic Republic of the Congo or an adjoining country. As a result, we have prepared and filed a Conflict Minerals Report. A copy of the Company’s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at: www.vicorpower.com under “Quality Center”.

    Item 1.02 Exhibit

    The Company’s Conflict Minerals Report required by Items 1.01 and 1.02 of this Section 1 is filed as Exhibit 1.01 to this Form SD.

    Section 2 – Resource Extraction Issuer Disclosure

    Items 2.01 Resource Extraction Issuer Disclosure and Report

    Not applicable.

    Section 3 – Exhibits

    Item 3.01 Exhibit

    Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of Section 1 of this Form SD.


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

     

    VICOR CORPORATION    
    By:   /s/ James F. Schmidt       May 28, 2024
      James F. Schmidt       (Date)
      Vice President, Chief Financial Officer      
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