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    SHF Holdings Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    4/21/26 8:15:44 AM ET
    $SHFS
    Finance: Consumer Services
    Finance
    Get the next $SHFS alert in real time by email
    false 0001854963 0001854963 2026-04-21 2026-04-21 0001854963 SHFS:ClassCommonStock0.0001ParValuePerShareMember 2026-04-21 2026-04-21 0001854963 SHFS:RedeemableWarrantsEachWholeWarrantExercisableForOneShareOfClassCommonStockAtExercisePriceOf230.00PerShareMember 2026-04-21 2026-04-21 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): April 21, 2026

     

    SHF Holdings, Inc.

    (Exact name of registrant as specified in its charter)

     

    Delaware

    (State or other jurisdiction of incorporation)

     

    001-40524   86-2409612

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    1526 Cole Blvd., Suite 250

    Golden, Colorado 80401

    (Address of principal executive offices) (Zip Code)

     

    Registrant’s telephone number, including area code (303) 431-3435

     

     

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
       
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
    Class A Common Stock, $0.0001 par value per share   SHFS   The Nasdaq Stock Market LLC
    Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $230.00 per share   SHFSW   The Nasdaq Stock Market LLC

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☒

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

    Item 8.01 Other Events.

     

    On April 21, 2026, SHF Holdings, Inc. issued a press release announcing the launch of the Safe Harbor Retirement Plan, a pooled employer 401(k) plan designed specifically for state-legal cannabis businesses and the companies that serve them.

     

    A copy of the press release announcing the launch is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

     

    Item 9.01. Financial Statements and Exhibits

     

    Exhibit No.   Description
    99.1   Press Release dated April 21, 2026
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      SHF HOLDINGS, INC.
         
    Date: April 21, 2026 By: /s/ Terrance Mendez
        Terrance Mendez
        Chief Executive Officer and Chief Financial Officer

     

     

     

     

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