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    Siebert Financial Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    4/10/25 3:00:15 PM ET
    $SIEB
    Investment Bankers/Brokers/Service
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    Get the next $SIEB alert in real time by email
    false 0000065596 0000065596 2025-04-10 2025-04-10 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): April 10, 2025

     

    Siebert Financial Corp.

    (Exact name of registrant as specified in its charter)

     

    New York   0-5703   11-1796714
    (State or other jurisdiction
    of incorporation)
      (Commission File Number)   (IRS Employer
    Identification Number)

     

    653 Collins Avenue, Miami Beach, FL   33139
    (Address of principal executive offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: (310) 385-1861

     

     

     

    (Former name or former address, if changed since last report.)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐Written communications pursuant to Rule 425 under the Securities Act

     

    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act

     

    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

     

    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Common Stock - $0.01 par value   SIEB   The Nasdaq Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

    Item 8.01 Other Information

     

    This Current Report on Form 8-K is being filed by Siebert Financial Corp. (the “Company”) solely to amend the auditor’s consent included as Exhibit 23.1 to the Company’s Annual Report on Form 10-K/A for the fiscal year ended December 31, 2024 (the “Form 10-K/A”). The revised consent updates the date of the audit opinion and the registration statement references in the consent that was filed with the Form 10-K/A. The revised consent is filed as Exhibit 23.1 hereto and supersedes and replaces the consent that was filed with the Form 10-K/A. The revised consent does not change any previously reported financial results of operations or any disclosure contained in the Form 10-K/A.

     

    Item 9.01 Financial Statements and Exhibits

     

    (d) Exhibits. The following exhibits are filed with this Current Report on Form 8-K:

     

    Exhibit
    Number
      Description
    23.1   Consent of Crowe LLP
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

     

    Dated: April 10, 2025 SIEBERT FINANCIAL CORP.
         
      By /s/ John J. Gebbia
       

    John J. Gebbia

    Chief Executive Officer and Chairman

    (Principal executive officer)

     

      By /s/ Andrew H. Reich
       

    Andrew H. Reich

    Executive Vice President, Chief Operating
    Officer, Chief Financial Officer, and Secretary

    (Principal financial and accounting officer)

     

     

    2

     

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