Siebert Financial Corp. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07 Submission of Matters to a Vote of Security Holders.
Siebert Financial Corp. (the “Company”) held its Annual Meeting of Shareholders (the “2025 Annual Meeting”) on November 18, 2025. At the 2025 Annual Meeting, the Company’s shareholders voted on the four proposals described below. The final results of the voting on the proposals are noted below.
Proposal No. 1 - The election of the persons named below as directors to hold office until the Company’s annual meeting of shareholders to be held in 2026 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.
| Name | For | Withheld | Broker-Non Votes | |||||||||
| Gloria E. Gebbia | 34,798,412 | 973,467 | 3,558,663 | |||||||||
| John J. Gebbia | 34,927,040 | 844,839 | 3,558,663 | |||||||||
| Charles A. Zabatta | 34,829,020 | 942,859 | 3,558,663 | |||||||||
| Francis V. Cuttita | 34,767,408 | 1,004,471 | 3,558,663 | |||||||||
| Andrew H. Reich | 34,764,733 | 1,007,146 | 3,558,663 | |||||||||
| Lewis W. Solimene, Jr | 35,568,348 | 203,531 | 3,558,663 | |||||||||
| Hocheol Shin | 35,467,776 | 304,103 | 3,558,663 | |||||||||
Proposal No. 2 - The approval of an amendment and restatement of the Siebert Financial Corp. 2021 Equity Incentive Plan to increase the number of shares of the Company’s common stock available and reserved for issuance thereunder to 5,000,000.
| For | Against | Abstain | Broker-Non Votes | |||
| 35,573,029 | 186,502 | 12,348 | 3,558,663 |
Proposal No. 3 - The advisory (non-binding) vote to approve named executive compensation.
| For | Against | Abstain | Broker-Non Votes | |||
| 35,207,276 | 534,905 | 20,698 | 3,558,663 |
Proposal No. 4 - The ratification of the appointment of Crowe LLP (“Crowe) as the Company’s independent registered public accounting firm for fiscal 2025.
| For | Against | Abstain | Broker-Non Votes | |||
| 39,300,103 | 20,955 | 9,484 | — |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: November 21, 2025 | SIEBERT FINANCIAL CORP. | |
| By | /s/ Andrew H. Reich | |
|
Andrew H. Reich Executive Vice President, Chief
Operating Officer, (Principal financial and accounting officer) | ||
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