8-K

Date: November 10, 2022

/s/ Andrew F. Walters

Andrew F. Walters, Chief Financial Officer

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 9, 2022

SJW Group

(Exact Name of Registrant as Specified in its Charter)

Delaware

001-8966

77-0066628

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

110 W. Taylor Street

San Jose, California 95110

(Address of principal executive offices, including zip code)

(408) 279-7800

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

Trading

Symbol(s)

Name of Each Exchange

on Which Registered

Common Stock, par value $0.001 per share

SJW

New York Stock Exchange LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On November 9, 2022, Maureen P. Westbrook notified SJW Group (the “Company”) of her decision to retire as the president of Connecticut Water Service, Inc. (“CTWS”), a wholly-owned subsidiary of the Company, and the president and Chief Executive Officer, respectively, of The Connecticut Water Company (“CWC”), and The Maine Water Company (“MWC”), both wholly-owned subsidiaries of CTWS, on December 31, 2022. Ms. Westbrook joined CWC in 1988 and has been president of CTWS and CWC and Chief Executive Officer of MWC since October 2019.

The boards of directors of CTWS and CWC are expected to appoint Craig J. Patla, vice president of service delivery of CTWS and CWC, to succeed Ms. Westbrook as president of the CTWS and CWC upon Ms. Westbrook’s retirement. Mr. Patla started his career at CWC in 1990 and has served as vice president of service delivery of CTWS and CWC since 2014.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

SJW Group filed SEC Form 8-K: Leadership Update