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    Sound Point Meridian Capital Inc. filed SEC Form 8-K: Other Events

    11/12/24 6:00:25 AM ET
    $SPMC
    Get the next $SPMC alert in real time by email
    false 0001930147 0001930147 2024-10-11 2024-10-11 0001930147 SPMC:CommonStockParValue0001PerShareMember 2024-10-11 2024-10-11 0001930147 SPMC:EightPercentageSeriesAPreferredStockDue2029Member 2024-10-11 2024-10-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of report (Date of earliest event reported): October 11, 2024

     

    SOUND POINT MERIDIAN CAPITAL, INC.

    (Exact name of Registrant as Specified in Its Charter)

     

    Delaware   811-23881   88-2315951

    (State or Other Jurisdiction

    of Incorporation)

     

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    375 Park Avenue, 34th Floor, New York, New York   10152
    (Address of Principal Executive Offices)   (Zip Code)

     

    Registrant’s telephone number, including area code: (212) 895-2293

     

     

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Common Stock, par value $0.001 per share   SPMC   New York Stock Exchange
    8.00% Series A Preferred Stock due 2029   SPMA   New York Stock Exchange

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b- 2 of the Securities Exchange Act of 1934.

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

    Item 8.01 – Other Events.

     

     

    Management’s unaudited estimate of the range of the net asset value per share of Sound Point Meridian Capital, Inc.’s (the “Company”) common stock as of October 31, 2024 was between $20.55 and $20.65.

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

     

      Sound Point Meridian Capital, Inc.
       
    Date: November 12, 2024 By: /s/ Ujjaval Desai
      Name: Ujjaval Desai
      Title: Chief Executive Officer

     

    2

     

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