Spectral AI Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits
UNITED STATES
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CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
The 2025 Annual Meeting (the "Annual Meeting") of Stockholders of the Company was held on May 28, 2025. A total of 25,588,121 shares of the Company’s Common Stock, par value $0.0001 per share (“Common Stock”), were eligible and entitled to vote at the Annual Meeting and a total of 15,551,068 shares of the Company’s Common Stock were represented at the Annual Meeting (or 60.77% of the eligible shares). The matters voted on at the Annual Meeting were as follows:
| 1. | Proposal 1: Election of Directors: |
The following individuals, each of whom was nominated for election to the Board of Directors (the “Board”) by the Company, were elected by the stockholders at the Annual Meeting for a term of one year expiring at the 2026 Annual Meeting of stockholders.
| Name | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||
| J. Michael DiMaio | 7,261,770 | - | 2,724,040 | 5,565,258 | ||||
| Colin Bristow | 9,965,672 | - | 20,138 | 5,565,258 | ||||
| Richard Cotton | 9,965,951 | - | 19,859 | 5,565,258 | ||||
| Martin Mellish | 9,965,908 | - | 19,902 | 5,565,258 | ||||
| Deepak Sadagopan | 9,940,048 | - | 45,762 | 5,565,258 | ||||
| Marion Snyder | 9,961,474 | - | 24,336 | 5,565,258 |
The nomination of each of the above-mentioned directors was made by the Board. Dr. DiMaio, Mr. Cotton, Mr. Mellish, Mr. Sadagopan and Ms. Snyder were each completing their previous term as members of the Board since their election at the Company’s 2024 Annual Meeting. Mr. Bristow was nominated by the Board in connection with the 2025 Annual Meeting.
| 2. | Proposal 2: (Advisory) Non-Binding ratification of the appointment of the Company’s independent registered public accounting firm: |
The stockholders voted at the Annual Meeting to ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2025.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
| 15,375,895 | 164,026 | 11,147 | - |
Item 7.01. Regulation FD Disclosure.
On May 29, 2025, the Company issued a press release announcing the results of the Annual Meeting, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in this Item 7.01 to this Current Report on Form 8-K, and in Exhibit 99.1 furnished herewith, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Press Release issued by Spectral AI, Inc. on May 29, 2025 | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 29, 2025
| SPECTRAL AI, INC. | ||
| By: | /s/ Vincent S. Capone | |
| Name: | Vincent S. Capone | |
| Title: | Chief Financial Officer | |
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