Spectral AI Inc. filed SEC Form 8-K: Regulation FD Disclosure, Other Events, Financial Statements and Exhibits
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Item 7.01 Regulation FD Disclosure
On July 15, 2024, the Company issued a press release announcing that it continues to seek Nasdaq review of potential market manipulation. This inquiry is being led by Erich Spangenberg, a member of the Board of Directors and the Company’s largest shareholder. He has again asked for an inquiry to the Nasdaq Stock Market LLC, to bring to its attention to potential market manipulation of the Company’s common stock, primarily in the form of naked short-selling. This action is further detailed below and a copy of this release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in this Item 7.01 to this Current Report on Form 8-K, and in Exhibit 99.1 furnished herewith, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 8.01 Other Events
On July 15, 2024, the Company sent a letter to the Nasdaq Stock Market LLC to continue to seek its attention to potential market manipulation of the Company’s common stock, primarily in the form of naked short selling. A copy of this letter is being furnished as Exhibit 99.2 to this Current Report on Form 8-K. This inquiry is being led by Erich Spangenberg, a member of the Board of Directors and the Company’s largest shareholder.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Press Release issued by Spectral AI, Inc. dated July 15, 2024. | |
| 99.2 | Letter from Spectral AI, Inc. to the Nasdaq Inc., dated July 15, 2024. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: July 15, 2024
| SPECTRAL AI, INC. | ||
| By: | /s/ Peter M. Carlson | |
| Name: | Peter M. Carlson | |
| Title: | Chief Executive Officer | |
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