UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): August 9, 2024
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(Exact name of Registrant as Specified in its Charter)
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| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
| (Address of principal executive offices, and Zip Code) | |||||||||||
Registrant’s telephone number, including area code: | ||||||||
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
| Depositary Shares, each representing a 1/4,000th ownership interest in a share of | ||||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | |||||
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01. Other Events.
On August 9, 2024, State Street Corporation (“State Street”) announced that it will redeem all 5,000 of its outstanding shares of non-cumulative perpetual preferred stock, Series H (“Series H Preferred Stock”) (represented by depositary shares, each representing a 1/100th interest in a share of Series H Preferred Stock) on September 16, 2024 (the “Redemption Date”), for cash at a redemption price of $100,000 per share (equivalent to $1,000 per depositary share) together with an amount equal to any dividends that have been declared but not paid up to but not including the Redemption Date (the “Series H Redemption Price”). For the avoidance of doubt, the cash dividend announced on July 18, 2024 will not be included in the Series H Redemption Price.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| STATE STREET CORPORATION | |||||||||||||||||
| By: | /s/ Elizabeth M. Schaefer | ||||||||||||||||
| Name: | Elizabeth M. Schaefer | ||||||||||||||||
| Title: | Senior Vice President and Chief Accounting Officer | ||||||||||||||||
| Date: | August 9, 2024 | ||||||||||||||||