• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishGo to App
    Quantisnow Logo

    © 2026 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEWLLM Arena
    Legal
    Terms of usePrivacy policyCookie policy

    Stellus Capital Investment Corporation filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    8/28/25 4:30:53 PM ET
    $SCM
    Finance/Investors Services
    Finance
    Get the next $SCM alert in real time by email
    false 0001551901 0001551901 2025-08-28 2025-08-28 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of report (Date of earliest event reported): August 28, 2025

     

    Stellus Capital Investment Corporation

    (Exact Name of Registrant as Specified in its Charter)

     

     Maryland   814-00971   46-0937320

    (State or Other Jurisdiction

    of Incorporation)

     

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

       
    4400 Post Oak Parkway, Suite 2200
    Houston
    , Texas
      77027
    (Address of Principal Executive Offices)   (Zip Code)

     

    Registrant’s Telephone Number, Including Area Code: (713) 292-5400

     

    Not applicable

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

       
    ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:
     

     

    Title of each class

    Trading Symbol(s)

    Name of each exchange on which
    registered

    Common Stock, par value $0.001 per share SCM New York Stock Exchange

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨  

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

     

     

    Item 8.01.Other Events.

     

    On August 28, 2025, Stellus Capital Investment Corporation (the “Company”) announced that it will redeem part of its outstanding 4.875% Notes due 2026 (the “2026 Notes”) pursuant to Section 1104 of the indenture, dated as of May 5, 2014, by and between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) (the “Trustee”), as trustee, and Section 1.01(h) of the third supplemental indenture, dated as of January 14, 2021, by and between the Company and the Trustee. The Company will redeem 50% (or $50 million in aggregate principal amount of the $100,000,000 aggregate principal amount) of the outstanding 2026 Notes on September 30, 2025 (the “Redemption Date”). The redemption price for the 2026 Notes equals 100% of the $50,000,000 aggregate principal amount of the Notes being redeemed, plus accrued and unpaid interest otherwise payable for the current quarterly interest period accrued to, but excluding, the Redemption Date. This Current Report on Form 8-K does not constitute notice of redemption of the 2026 Notes. A copy of the notice of redemption is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

     

    Item 9.01Financial Statements and Exhibits.

     

    (d) Exhibits

     

    Exhibit Number Description
       
    99.1 Notice of Redemption of 4.875% Notes due 2026
       
    104Cover Page Interactive Data File (embedded within the Inline XBRL Document)

     

     

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

         
    Date: August 28, 2025 Stellus Capital Investment Corporation
         
      By:

    /s/ W. Todd Huskinson

        W. Todd Huskinson
        Chief Financial Officer, Chief Compliance Officer, Treasurer,  and Secretary

     

     

     

    Get the next $SCM alert in real time by email

    Crush Q1 2026 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $SCM

    DatePrice TargetRatingAnalyst
    5/13/2024$12.50 → $13.25Sell → Neutral
    B. Riley Securities
    1/8/2024$13.00Neutral → Sell
    B. Riley Securities
    8/14/2023$15.00Outperform → Perform
    Oppenheimer
    6/16/2023$14.00Neutral
    B. Riley Securities
    3/2/2023Outperform → Mkt Perform
    Raymond James
    10/5/2022$11.00Neutral
    Janney
    11/1/2021$15.00Perform → Outperform
    Oppenheimer
    11/1/2021$15.00 → $15.50Outperform
    Raymond James
    More analyst ratings

    $SCM
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Bilger Bruce R bought $397,491 worth of shares (45,490 units at $8.74), increasing direct ownership by 25% to 228,055 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:11:27 PM ET
    $SCM
    Finance/Investors Services
    Finance

    CFO and CCO Huskinson W. Todd bought $50,074 worth of shares (5,700 units at $8.79), increasing direct ownership by 12% to 54,297 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:09:58 PM ET
    $SCM
    Finance/Investors Services
    Finance

    President and CEO Ladd Robert T. bought $318,865 worth of shares (36,700 units at $8.69), increasing direct ownership by 6% to 669,635 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:08:44 PM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    Leadership Updates

    Live Leadership Updates

    View All

    Stellus Capital Management, LLC Appoints Zachary Roberson as Vice President, Director of High-Net-Worth Investor Relations

    Stellus Capital Management, LLC ("Stellus") today announced the hiring of Zachary Roberson as Vice President, Director of High-Net-Worth Investor Relations. Mr. Roberson's primary responsibilities will entail servicing existing LP relationships, fundraising, and executing across all channels of Private Wealth, including Wirehouses, Independent Broker-Dealers, RIAs, Family Offices, Fintech Platforms, and Custodians. "We are pleased to welcome Zack to Stellus," said Ryan Hughes, Managing Director, Head of Investor Relations at Stellus. "With his strong experience in raising capital and client coverage capacities across both traditional and alternative investments, Zack is an excellent add

    9/20/23 6:30:00 AM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    SEC Filings

    View All

    SEC Form PRE 14A filed by Stellus Capital Investment Corporation

    PRE 14A - Stellus Capital Investment Corp (0001551901) (Filer)

    3/27/26 5:00:28 PM ET
    $SCM
    Finance/Investors Services
    Finance

    SEC Form 10-K filed by Stellus Capital Investment Corporation

    10-K - Stellus Capital Investment Corp (0001551901) (Filer)

    3/11/26 4:49:29 PM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital Investment Corporation filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    8-K - Stellus Capital Investment Corp (0001551901) (Filer)

    2/5/26 7:42:35 AM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    Director Bilger Bruce R bought $397,491 worth of shares (45,490 units at $8.74), increasing direct ownership by 25% to 228,055 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:11:27 PM ET
    $SCM
    Finance/Investors Services
    Finance

    CFO and CCO Huskinson W. Todd bought $50,074 worth of shares (5,700 units at $8.79), increasing direct ownership by 12% to 54,297 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:09:58 PM ET
    $SCM
    Finance/Investors Services
    Finance

    President and CEO Ladd Robert T. bought $318,865 worth of shares (36,700 units at $8.69), increasing direct ownership by 6% to 669,635 units (SEC Form 4)

    4 - Stellus Capital Investment Corp (0001551901) (Issuer)

    3/17/26 5:08:44 PM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    View All

    Stellus Capital upgraded by B. Riley Securities with a new price target

    B. Riley Securities upgraded Stellus Capital from Sell to Neutral and set a new price target of $13.25 from $12.50 previously

    5/13/24 7:12:43 AM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital downgraded by B. Riley Securities with a new price target

    B. Riley Securities downgraded Stellus Capital from Neutral to Sell and set a new price target of $13.00

    1/8/24 8:59:51 AM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital downgraded by Oppenheimer with a new price target

    Oppenheimer downgraded Stellus Capital from Outperform to Perform and set a new price target of $15.00

    8/14/23 8:41:26 AM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    Stellus Capital Investment Corporation Reports Results for its Fourth Fiscal Quarter and Year Ended December 31, 2025

    HOUSTON, March 11, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (NYSE:SCM) ("Stellus", "we", or the "Company") today announced financial results for its fiscal quarter and year ended December 31, 2025. Robert T. Ladd, Chief Executive Officer of Stellus, stated, "I am pleased to report solid operating results for the quarter ended December 31, 2025, in which we earned both U.S. GAAP net and core investment income of $0.29 per share and net realized income of $0.48 per share. During the quarter, we funded $52 million of investments and received $54 million of repaym

    3/11/26 4:52:00 PM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital Investment Corporation Schedules 2025 Fourth Quarter and Annual Financial Results Conference Call

    HOUSTON, Feb. 26, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (NYSE:SCM) will release its financial results for the fourth quarter and year ended December 31, 2025 on Wednesday, March 11, 2026 after the close of the stock market. Stellus Capital Investment Corporation will host a conference call to discuss these results on Thursday, March 12, 2026 at 10:00 AM, Central Time. The conference call will be led by Robert T. Ladd, Chief Executive Officer, and W. Todd Huskinson, Chief Financial Officer, Chief Compliance Officer, Treasurer, and Secretary.Conference Call D

    2/26/26 7:05:00 PM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital Investment Corporation Announces $0.34 First Quarter 2026 Regular Dividend, Payable Monthly in Increments of $0.1133 in February, March, and April 2026

    HOUSTON, Jan. 16, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (the "Company") (NYSE:SCM) announced that its Board of Directors has declared a monthly dividend of $0.1133 for each of January, February, and March, totaling $0.34 per share in the aggregate for the first quarter of 2026. The regular dividend of $0.34 per share will be paid to shareholders of record in February, March, and April 2026. Robert T. Ladd, Chief Executive Officer of the Company, stated, "The reduction in our regular dividend in the first quarter reflects the lower interest rate environment."

    1/16/26 5:37:00 PM ET
    $SCM
    Finance/Investors Services
    Finance

    $SCM
    Financials

    Live finance-specific insights

    View All

    Stellus Capital Investment Corporation Reports Results for its Fourth Fiscal Quarter and Year Ended December 31, 2025

    HOUSTON, March 11, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (NYSE:SCM) ("Stellus", "we", or the "Company") today announced financial results for its fiscal quarter and year ended December 31, 2025. Robert T. Ladd, Chief Executive Officer of Stellus, stated, "I am pleased to report solid operating results for the quarter ended December 31, 2025, in which we earned both U.S. GAAP net and core investment income of $0.29 per share and net realized income of $0.48 per share. During the quarter, we funded $52 million of investments and received $54 million of repaym

    3/11/26 4:52:00 PM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital Investment Corporation Schedules 2025 Fourth Quarter and Annual Financial Results Conference Call

    HOUSTON, Feb. 26, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (NYSE:SCM) will release its financial results for the fourth quarter and year ended December 31, 2025 on Wednesday, March 11, 2026 after the close of the stock market. Stellus Capital Investment Corporation will host a conference call to discuss these results on Thursday, March 12, 2026 at 10:00 AM, Central Time. The conference call will be led by Robert T. Ladd, Chief Executive Officer, and W. Todd Huskinson, Chief Financial Officer, Chief Compliance Officer, Treasurer, and Secretary.Conference Call D

    2/26/26 7:05:00 PM ET
    $SCM
    Finance/Investors Services
    Finance

    Stellus Capital Investment Corporation Announces $0.34 First Quarter 2026 Regular Dividend, Payable Monthly in Increments of $0.1133 in February, March, and April 2026

    HOUSTON, Jan. 16, 2026 /PRNewswire/ -- Stellus Capital Investment Corporation (the "Company") (NYSE:SCM) announced that its Board of Directors has declared a monthly dividend of $0.1133 for each of January, February, and March, totaling $0.34 per share in the aggregate for the first quarter of 2026. The regular dividend of $0.34 per share will be paid to shareholders of record in February, March, and April 2026. Robert T. Ladd, Chief Executive Officer of the Company, stated, "The reduction in our regular dividend in the first quarter reflects the lower interest rate environment."

    1/16/26 5:37:00 PM ET
    $SCM
    Finance/Investors Services
    Finance