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    Sunworks Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    11/13/23 4:05:39 PM ET
    $SUNW
    Industrial Machinery/Components
    Miscellaneous
    Get the next $SUNW alert in real time by email
    false 0001172631 0001172631 2023-11-10 2023-11-10 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, DC 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of report (Date of earliest event reported): November 10, 2023

     

    SUNWORKS, INC.

    (Exact Name of the Registrant as Specified in Charter)

     

    Delaware  

    001-36868

     

    01-0592299

    (State or Other Jurisdiction  

    (Commission

     

    (IRS Employer

    of Incorporation)  

    File Number)

     

    Identification No.)

     

    1555 Freedom Blvd.    
    Provo, UT  

    84604

    (Address of Principal Executive Offices)  

    (Zip Code)

     

    (385) 497-6955

    Registrant’s telephone number, including area code

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
       
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol   Name of each exchange on which registered
    Common Stock, par value $0.001   SUNW   NASDAQ Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     
     

     

    Item 2.02 Results of Operations and Financial Condition.

     

    On November 10, 2023, Sunworks, Inc. (the “Company”) issued a press release announcing its third quarter ended September 30, 2023 financial results. A copy of the Company’s press release is attached as Exhibit 99.1 to this current report on Form 8-K.

     

    The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth in such filing.

     

    Item 9.01. Financial Statements and Exhibits.

     

    (d) Exhibits    
         
    Number   Description
    99.1   Press Release issued by Sunworks, Inc. on November 10, 2023.
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

     
     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      SUNWORKS, INC.
         
    Date: November 13, 2023 By: /s/ Gaylon Morris
      Name: Gaylon Morris
      Title: Former Chief Executive Officer

     

     

     

     

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