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    SuRo Capital Corp. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    12/16/24 5:24:42 PM ET
    $SSSS
    Finance: Consumer Services
    Finance
    Get the next $SSSS alert in real time by email
    false 0001509470 0001509470 2024-12-16 2024-12-16 0001509470 SSSS:CommonStockParValue0.01PerShareMember 2024-12-16 2024-12-16 0001509470 SSSS:Sec6.00NotesDue2026Member 2024-12-16 2024-12-16 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported):

    December 16, 2024

     

    SURO CAPITAL CORP.

    (Exact name of registrant as specified in its charter)

     

    Maryland 1-35156 27-4443543
    (State or other jurisdiction of
    incorporation)
    (Commission File Number) (I.R.S. Employer Identification No.)

     

    640 Fifth Avenue

    12th Floor

    New York, NY 10019

    (Address of principal executive offices and zip code)

     

    Registrant’s telephone number, including area code: (212) 931-6331

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class: Trading symbol: Name of each exchange on which
    registered:
    Common Stock, par value $0.01 per share SSSS Nasdaq Global Select Market
    6.00% Notes due 2026 SSSSL Nasdaq Global Select Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

     

     

     

     

     

    Item 8.01. Other Events.

     

    Investor Presentation

     

    On December 16, 2024, SuRo Capital Corp. (“SuRo Capital” or “the Company”) issued an Investor Presentation (the “Investor Presentation”), which the Company expects to post on its website. A copy of the Investor Presentation is included as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Item 8.01 by reference.

      

    Forward-Looking Statements

     

    Statements in this Current Report on Form 8-K (including the exhibit), including statements regarding SuRo Capital’s beliefs, expectations, intentions or strategies for the future, may constitute forward-looking statements. SuRo Capital cautions you that forward-looking statements are not guarantees of future performance and that actual results or developments may differ materially from those projected or implied in these statements. All forward-looking statements involve a number of risks and uncertainties that could cause actual results to differ materially from the plans, intentions and expectations reflected in or suggested by the forward-looking statements. Risk factors, cautionary statements and other conditions which could cause SuRo Capital’s actual results to differ from management’s current expectations are contained in SuRo Capital’s filings with the Securities and Exchange Commission. SuRo Capital undertakes no obligation to update any forward-looking statement to reflect events or circumstances that may arise after the date of this filing.

     

    Item 9.01. Financial Statements and Exhibits.

      

    Exhibit No. Description
       
    Exhibit 99.1 Investor Presentation dated December 16, 2024
       
    Exhibit 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     

     

     

     

    SIGNATURE

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date:  December 16, 2024 SURO CAPITAL CORP.
       
       
      By:  /s/ Allison Green
        Allison Green
    Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary

     

     

     

     

     

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