Surrozen Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 5, 2024, Surrozen, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (“Annual Meeting”). A total of 3,198,786 shares of the Company's common stock were entitled to vote as of April 10, 2024, the record date for the Annual Meeting, of which 1,808,279 shares were represented in person or by proxy at the Annual Meeting. Proxies for the Annual Meeting were solicited pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended, and there was no solicitation in opposition of management’s solicitation.
At the Annual Meeting, the stockholders of the Company voted on the following proposals:
The results of each of the above proposals are discussed further below.
Proposal 1 – Election of Directors
The votes cast for or withheld for each director nominee, and the number of broker non-votes, were as follows:
Director Nominee |
For |
Withheld |
Broker Non-Votes |
Christopher Y. Chai |
1,267,311 |
147,380 |
393,588 |
Mary Haak-Frendscho, Ph.D. |
1,410,102 |
4,589 |
393,588 |
Craig Parker |
1,409,464 |
5,227 |
393,588 |
Accordingly, the three nominees listed above were each elected to serve as a Class III director of the Company until the 2027 Annual Meeting of Stockholders or until the election and qualification of his or her successor, subject to his or her earlier death, resignation or removal.
Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm
The voting results with respect to the proposal to ratify the appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 were as follows:
For |
Against |
Abstain |
1,803,744 |
416 |
4,119 |
Accordingly, the Company’s stockholders ratified the appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.
No other matters were submitted to a vote of the stockholders at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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SURROZEN, INC. |
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Date: |
June 7, 2024 |
By: |
/s/ Charles Williams |
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Name: Charles Williams |