S&W Seed Company filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On December 17, 2024, S&W Seed Company (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting"). A summary of the matters voted upon by stockholders at the Annual Meeting is set forth below. Voting matters are described in detail in the definitive proxy statement relating to the Annual Meeting (the "Proxy Statement").
Proposal 1. Election of Directors
The Company's stockholders elected the four persons listed below as directors of the Company, each to serve until the next Annual Meeting of Stockholders and until their successor is elected, or, if sooner, until their death, resignation or removal. The final voting results were as follows:
Name |
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Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
Alexander C. Matina |
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1,153,401 |
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50,282 |
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227,878 |
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450,365 |
Jeffrey Rona |
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1,148,569 |
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49,178 |
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233,814 |
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450,365 |
Alan D. Willits |
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1,149,094 |
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54,589 |
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227,878 |
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450,365 |
Mark W. Wong |
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1,169,008 |
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34,284 |
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228,269 |
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450,365 |
Proposal 2. Ratification of the Selection of Independent Registered Public Accounting Firm
The Company's stockholders ratified the selection of Grant Thornton LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2025. The final voting results were as follows:
Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
1,856,974 |
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6,433 |
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18,519 |
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0 |
Proposal 3. Advisory Vote on Executive Compensation
The Company's stockholders approved, on an advisory basis, the compensation of the Company's Named Executive Officers, as disclosed in the Proxy Statement. The final voting results were as follows:
Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
1,347,195 |
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37,136 |
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47,230 |
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450,365 |
Proposal 4. Amending and Restating 2019 Equity Incentive Plan
The Company's stockholders approved the Company's Amended and Restated 2019 Equity Incentive Plan, which, among other things, increases the number of shares of common stock authorized for issuance under such plan by 500,000. The final voting results were as follows:
Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
1,285,639 |
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83,461 |
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62,461 |
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450,365 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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S&W SEED COMPANY |
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By: |
/s/ Vanessa Baughman |
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Vanessa Baughman |
Date: December 18, 2024 |
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Chief Financial Officer |