T. Rowe Price Group Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$TROW
Investment Bankers/Brokers/Service
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 7, 2024
T. Rowe Price Group, Inc.
(Exact name of registrant as specified in its charter)
| (State of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
| (Address of principal executive offices) | (Zip Code) | ||||
Registrant's telephone number, including area code: (410 ) 345-2000
N/A
(Former Name of Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol | Name of each exchange on which registered | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
The annual meeting of our stockholders was held on May 7, 2024. The proxy statement and solicitation pertaining to this meeting were previously filed with the Commission on March 18, 2024. Shares eligible to vote were 223,643,878 at the record date of March 1, 2024.
The tabulation of votes for each proposal voted on by stockholders was as follows:
Proposal 1 - Election of Directors
| Nominee | For | Against | Abstain | Broker Non-Vote | ||||||||||||||||||||||
| Glenn R. August | 151,573,538 | 3,412,537 | 258,879 | 29,818,782 | ||||||||||||||||||||||
| Mark S. Bartlett | 151,041,744 | 3,977,696 | 225,514 | 29,818,782 | ||||||||||||||||||||||
| William P. Donnelly | 154,068,840 | 947,346 | 228,768 | 29,818,782 | ||||||||||||||||||||||
| Dina Dublon | 152,782,552 | 2,251,051 | 211,351 | 29,818,782 | ||||||||||||||||||||||
| Robert F. MacLellan | 146,773,292 | 8,240,290 | 231,372 | 29,818,782 | ||||||||||||||||||||||
| Eileen P. Rominger | 151,862,455 | 3,070,012 | 312,487 | 29,818,782 | ||||||||||||||||||||||
| Robert W. Sharps | 149,511,966 | 5,299,732 | 433,256 | 29,818,782 | ||||||||||||||||||||||
| Cynthia F. Smith | 152,842,180 | 2,178,161 | 224,613 | 29,818,782 | ||||||||||||||||||||||
| Robert J. Stevens | 151,823,138 | 3,090,654 | 331,162 | 29,818,782 | ||||||||||||||||||||||
| Sandra S. Wijnberg | 150,595,361 | 4,433,832 | 215,761 | 29,818,782 | ||||||||||||||||||||||
| Alan D. Wilson | 149,929,267 | 4,999,528 | 316,159 | 29,818,782 | ||||||||||||||||||||||
Proposal 2 - Advisory Vote on the Compensation Paid to Our Named Executive Officers
| For | Against | Abstain | Broker Non-Vote | |||||||||||||||||
| 145,268,137 | 9,088,132 | 888,685 | 29,818,782 | |||||||||||||||||
Proposal 3 - Ratification of the Appointment of KPMG LLP as Our Independent Registered Public Accounting Firm for 2024
| For | Against | Abstain | Broker Non-Vote | |||||||||||||||||
| 176,668,684 | 8,224,522 | 170,530 | — | |||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
T. Rowe Price Group, Inc.
By: /s/ David Oestreicher
David Oestreicher
Vice President, Chief Legal Counsel and Corporate Secretary
Date: May 9, 2024