thr-20210802

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 2, 2021

THERMON GROUP HOLDINGS, INC.

(Exact name of registrant as specified in its charter)


Delaware	001-35159	27-2228185
(State or other jurisdiction of incorporation)	(Commission File Number)	(I.R.S. Employer Identification Number)


7171 Southwest Parkway
Building 300,	Suite 200
Austin	TX	78735
(Address of principal executive offices)		(Zip code)

Registrant’s telephone number, including area code: (512) 690-0600

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange
on which registered

Common Stock, $0.001 par value per share

THR

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.07			Submission of Matters to a Vote of Security Holders.

The final voting results on each of the matters submitted to a vote of shareholders during the 2021 annual meeting of stockholders (the “Meeting”) of Thermon Group Holdings, Inc. (the “Company”) held on August 2, 2021 are shown below. At the close of business on June 7, 2021, the record date for the determination of stockholders entitled to notice of and to vote at the Meeting, there were outstanding and entitled to vote 33,307,460 shares of common stock of the Company ("Shares"), each Share being entitled to one vote.

The holders of a total of 30,373,922 Shares, representing 91.19% of the total Shares issued and outstanding and entitled to vote, were present in person or by proxy at the Meeting, constituting a quorum.

Proposal 1a - To re-elect John U. Clarke as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
25,871,129	3,256,270	1,246,523

Proposal 1b - To re-elect Linda A. Dalgetty as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
28,055,559	1,071,840	1,246,523

Proposal 1c - To re-elect Roger L. Fix as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
28,037,347	1,090,052	1,246,523

Proposal 1d - To re-elect Marcus J. George as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
28,493,166	634,233	1,246,523

Proposal 1e - To re-elect Kevin J. McGinty as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
27,482,448	1,644,951	1,246,523

Proposal 1f - To re-elect John T. Nesser, III as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
28,382,029	745,370	1,246,523

Proposal 1g - To re-elect Bruce A. Thames as director of the Company for a term to expire at the annual meeting of stockholders:


Votes For	Votes Withheld	Broker Non-Votes
28,756,001	371,398	1,246,523

Proposal 2 - To ratify the appointment of KPMG LLP by the audit committee of the board of directors of the Company as the Company’s independent registered public accounting firm for the fiscal year ended March 31, 2022:


Votes For	Votes Withheld	Votes Abstaining
30,315,736	49,202	8,984

Proposal 3 - To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers as reported in the Company's proxy statement for the Meeting:


Votes For	Votes Against	Votes Abstaining	Broker Non-Votes
25,650,676	3,476,623	100	1,246,523

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


August 3, 2021	THERMON GROUP HOLDINGS, INC.
	By:	/s/	Ryan Tarkington
			Ryan Tarkington
			General Counsel & Corporate Secretary

Thermon Group Holdings, Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders