TransCode Therapeutics Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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TransCode Therapeutics, Inc.
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The following proposals were submitted to the stockholders at the 2025 Annual Meeting of Stockholders of TransCode Therapeutics, Inc. (the “Company”) held on August 29, 2025 (the “Annual Meeting”):
(i) The election of four (4) directors, Philippe P. Calais, PhD, Thomas A. Fitzgerald, Erik Manting, PhD, and Magda Marquet, PhD, for one-year terms until his or her successor has been duly elected and qualified, or until his or her earlier death, resignation or removal;
(ii) The approval of an amendment to the TransCode Therapeutics, Inc. 2021 Stock Option and Incentive Plan to increase the number of shares available for issuance thereunder by 166,724 shares (the “Stock Plan Amendment Proposal”);
(iii) The ratification of the appointment of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025 (the “Auditor Proposal”);
(iv) The approval of an adjournment of the Annual Meeting to the extent there are insufficient votes at the Annual Meeting to approve the Stock Plan Amendment Proposal (the “Adjournment Proposal”); and
(v) The transaction of any other business properly brought before the Annual Meeting or any adjournment or postponement of the Annual Meeting.
The proposals are described in detail in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on July 15, 2025.
The number of shares of Common Stock entitled to vote at the Annual Meeting was 833,683. The number of shares of Common Stock present or represented by valid proxy at the Annual Meeting was 312,283. All matters submitted to a vote of the Company’s stockholders at the Annual Meeting were approved and all director nominees were elected.
The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below:
(i) Election of Directors:
Stockholders voted to approve the election of each of the following director nominees:
| For | Withheld | |||||||
| Philippe P. Calais, PhD | 84,151 | 11,915 | ||||||
| Thomas A. Fitzgerald | 91,912 | 4,154 | ||||||
| Erik Manting, PhD | 84,264 | 11,802 | ||||||
| Magda Marquet, PhD | 84,002 | 12,064 |
There were 216,217 broker non-votes regarding the election of directors.
(ii) The Stock Plan Amendment Proposal:
Stockholders approved the Stock Plan Amendment Proposal. The results of the voting included 76,322 votes for, 18,310 votes against and 1,434 votes abstained. There were 216,217 broker non-votes regarding this proposal.
(iii) The Auditor Proposal:
Stockholders ratified the appointment of WithumSmith+Brown, PC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025. The results of the voting included 301,629 votes for, 7,844 votes against and 2,810 votes abstained. There were no broker non-votes regarding this proposal.
(iv) The Adjournment Proposal:
Stockholders approved the Adjournment Proposal. The results of the voting included 78,362 votes for, 15,790 votes against and 1,914 votes abstained. There were 216,217 broker non-votes regarding this proposal. No corresponding motion was made to approve an adjournment to the Annual Meeting following approval of the Adjournment Proposal, because sufficient votes were received to approve the Stock Plan Amendment Proposal at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: September 2, 2025 | TransCode Therapeutics, Inc. | |
| By: | /s/ Thomas A. Fitzgerald | |
| Thomas A. Fitzgerald | ||
| Interim Chief Executive Officer; Chief Financial Officer | ||