Turning Point Brands Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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(1) |
Election of Directors;
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(2) |
Ratification of RSM US LLP as independent registered public accountant for the year ending December 31, 2024; and
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(3) |
Advisory vote to approve named executive officer compensation.
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(1)
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Election of Directors:
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Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Gregory H.A. Baxter
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7,396,090
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5,985,453
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-
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John A. Catsimatidis JR
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13,144,474
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237,069
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-
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H.C. Charles Diao
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7,342,316
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6,039,227
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-
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Ashley D. Frushone
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7,312,648
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6,068,895
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-
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David E. Glazek
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12,394,719
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986,824
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-
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Graham A. Purdy
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12,965,358
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416,185
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-
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Rohith Reddy
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12,869,328
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512,215
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-
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Stephen Usher
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13,066,362
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315,181
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-
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Lawrence S. Wexler
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12,631,877
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749,666
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-
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(2)
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Ratification of RSM US LLP as independent registered public accountant for the year ending December 31, 2024:
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For
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15,208,310
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Against
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113,251
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Abstain
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160,973
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Broker Non-Votes
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-
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(3)
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Advisory vote to approve named executive officer compensation:
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For
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12,814,333
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Against
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446,802
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Abstain
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120,408
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Broker Non-Votes
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2,100,991
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TURNING POINT BRANDS, INC.
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Date: May 6, 2024
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By:
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/s/ Brittani Cushman
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Name:
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Brittani Cushman
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Title:
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Senior Vice President, General Counsel and Secretary
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