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    Upland Software Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

    4/4/25 4:13:34 PM ET
    $UPLD
    Computer Software: Prepackaged Software
    Technology
    Get the next $UPLD alert in real time by email
    upld-20250401
    0001505155false00015051552025-04-012025-04-010001505155upld:CommonStockParValue00001PerShareMember2025-04-012025-04-010001505155upld:PreferredStockPurchaseRightsMember2025-04-012025-04-01

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, DC 20549
    FORM 8-K
    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of
    The Securities Exchange Act of 1934
    April 1, 2025
    Date of Report (Date of earliest event reported)
    UPLAND SOFTWARE, INC.
    (Exact name of registrant as specified in its charter)
    Delaware001-3672027-2992077
    (State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer
    Identification No.)
    401 Congress Avenue, Suite 1850
    Austin, Texas 78701
    (Address of principal executive offices, including zip code)

    (512) 960-1010
    (Registrant’s telephone number, including area code)

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading SymbolName of each exchange on which registered
    Common Stock, par value $0.0001 per shareUPLDThe Nasdaq Global Market
    Preferred Stock Purchase Rights-The Nasdaq Global Market
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company    ☐
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.                                              ☐




    Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
    On April 1, 2025, Upland Software, Inc. (the “Company”) eliminated the Chief Sales Officer (“CSO”) position and terminated Oliver Yates, the Company’s CSO, without cause, effective immediately. Mr. Yates will receive severance under his Executive Employment Agreement, dated January 9, 2023. His departure is not the result of any dispute or disagreement with the Company, including any matters relating to accounting or financial reporting.


    Item 9.01      Financial Statements and Exhibits.
    (d) Exhibits.
    Exhibit No.
     Description
    104The cover page from this Current Report on Form 8-K, formatted as Inline XBRL




    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
    UPLAND SOFTWARE, INC.
    By:/s/ Michael D. Hill
    Michael D. Hill
    Chief Financial Officer
    Date: April 4, 2025


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