U.S. Global Investors Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

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(Exact name of registrant as specified in its charter)

 

 

(Address of principal executive offices)  (Zip Code)

 

Registrant's telephone number, including area code: 210-308-1234

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter)

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

(d) On January 23, 2025, the board of directors of the Company appointed Bobby Duncan as a member of the Board, increasing the Board from 4 members to 5 members.

 

There is no arrangement or understanding between Mr. Duncan and any other person pursuant to which Mr. Duncan was appointed as a director of the Company. Mr. Duncan does not have any related party transactions that are required to be disclosed under Item 5.02(d)(4) of Form 8-K and Item 404(a) of Regulation S-K.

 

On January 28, 2025, the Company issued a press release announcing the appointment of Mr. Duncan to the Board. A copy of the press release is attached as Exhibit 99.1 hereto and is hereby incorporated by reference into this item 5.02.

 

 

 

Exhibit 99.1 – Press Release issued by U.S. Global Investors, Inc. dated January 28, 2025.

Exhibit 104 - Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 

 

 

Dated:     January 29, 2025