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    Vaxart Inc filed SEC Form 8-K: Leadership Update, Regulation FD Disclosure, Financial Statements and Exhibits

    9/2/25 5:09:34 PM ET
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    Get the next $VXRT alert in real time by email
    vxrt20250902_8k.htm
    false 0000072444 0000072444 2025-09-02 2025-09-02
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     
    FORM 8-K
     
    CURRENT REPORT
    Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
     
    Date of Report (Date of earliest event reported): September 2, 2025
     
    Vaxart, Inc.
    (Exact name of registrant as specified in its charter)
     
     
    Delaware
     
    001-35285
     
    59-1212264
    (State or other jurisdiction of incorporation)
     
    (Commission File Number)
     
    (IRS Employer Identification No.)
             
    170 Harbor Way, Suite 300, South San Francisco, California
     
    94080
    (Address of principal executive offices)
     
    (Zip Code)
     
     
    Registrant’s telephone number, including area code:
     
    (650) 550-3500
     
     
     
    Not Applicable
     
     
    (Former name or former address, if changed since last report.)
     
     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities registered pursuant to Section 12(b) of the Act:
     
    Title of each class
     
    Trading symbol
     
    Name of each exchange on which registered
    Common Stock, $0.0001 par value
     
    VXRT
     
    The Nasdaq Capital Market
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
     
       
    Emerging Growth Company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     
     

     
     
    Item 5.02
    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
     
    On September 2, 2025, Michael J. Finney, Ph.D. provided notice of his retirement from the board of directors (the “Board”) of Vaxart, Inc. (the “Company”), including as Chair of the Board and as Chair and a member of the Science and Technology Committee, effective September 30, 2025. Dr. Finney’s retirement was for personal reasons and was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
     
    In connection with Dr. Finney’s retirement from the Board, the Board reduced the size of the Board from six to five members, effective upon the retirement of Dr. Finney.
     
    Item 7.01
    Regulation FD Disclosure.
     
    On September 2, 2025, the Company issued a press release regarding Dr. Finney’s retirement from the Board. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
     
    The information in this Item 7.01 and Exhibit 99.1 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained in this Item 7.01 and in the accompanying Exhibit 99.1 shall not be deemed incorporated by reference into any filing with the U.S. Securities and Exchange Commission made by the Company, whether made before or after the date hereof regardless of any general incorporation language in such filing.
     
    Item 9.01
    Financial Statements and Exhibits.
     
    Exhibit No.
     
    Description
    99.1
     
    Press Release, dated September 2, 2025.
    104
     
    Cover Page Interactive Data File (embedded within the Inline XBRL document).
     
     

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    Date: September 2, 2025
     
    VAXART, INC.
         
     
    By:
    /s/ Steven Lo
       
    Steven Lo
       
    President and Chief Executive Officer
     
     
     
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