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    Vivani Medical Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    9/26/24 8:46:00 AM ET
    $VANI
    Biotechnology: Electromedical & Electrotherapeutic Apparatus
    Health Care
    Get the next $VANI alert in real time by email
    vani-20240926.htm
    0001266806 false 0001266806 2024-09-26 2024-09-26
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): September 26, 2024


     

     

    Vivani Medical, Inc.

    (Exact name of Registrant as Specified in Its Charter)

     

     

     

     

     

     

     

     

    Delaware

     

    001-36747

     

    02-0692322

    (State or Other Jurisdiction of Incorporation)

     

    (Commission File Number)

     

    (IRS Employer Identification No.)

     

    1350 S. Loop Road

    Alameda, California 94502

    (Address of principal executive offices, including zip code)

     

    (415) 506-8462

    (Telephone number, including area code, of agent for service)

     

    (Former name or former address, if changed since last report.)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

     ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

     

     

     ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

     

     

     ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

     

     

     ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     Securities registered pursuant to Section 12(b) of the Act:

     

     

     

     

     

     

    Title of each class

     

    Trading
    Symbol(s)

     

    Name of each exchange on which registered

    Common Stock, par value $0.0001 per share

     

    VANI

     

    Nasdaq Capital Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




    Item 8.01 Other Events.

     

    On September 26, 2024, Vivani Medical, Inc. (the “Company”) announced it received regulatory approval to initiate a first in human clinical trial, known as the LIBERATE-1™, with the Company’s GLP-1 (exenatide) implant in obese and overweight individuals in Australia. A copy of the press release issued in connection with this announcement is being furnished as Exhibit 99.1 to this Current Report on Form 8-K.

     

    Item 9.01

    Financial Statements and Exhibits.

     

    (d) Exhibits.

     

    Exhibit
    No.

     

    Description

     

     

     

    99.1

     

    Press release issued by Vivani Medical, Inc. on September 26, 2024.

     

     

     

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

     




     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

     

     

     

    VIVANI MEDICAL, INC.

     

     

     

    Date: September 26, 2024

    By:

    /s/ Donald Dwyer

     

    Name:

    Donald Dwyer

     

    Title:

    Chief Business Officer

     



     

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