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    WisdomTree Investments Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Other Events, Financial Statements and Exhibits

    7/28/23 8:00:55 AM ET
    $WETF
    Investment Managers
    Finance
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    8-K
    false 0000880631 0000880631 2023-07-26 2023-07-26 0000880631 us-gaap:CommonStockMember 2023-07-26 2023-07-26 0000880631 wt:SecurrencyseriesaconvertiblepreferredstockMember 2023-07-26 2023-07-26

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

    Form 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): July 26, 2023

     

     

    WisdomTree, Inc.

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware   001-10932   13-3487784

    (State or other jurisdiction

    of incorporation)

     

    Commission

    File Number:

     

    (IRS Employer

    Identification No.)

     

    250 West 34th Street
    3rd Floor
    New York, NY 10119
    (Address of principal executive offices, including zip code)

    (212) 801-2080

    (Registrant’s telephone number, including area code)

    (Former name or former address, if changed since last report)

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Exchange Act:

     

    Title of each class

     

    Trading
    Symbol(s)

     

    Name of each exchange

    on which registered

    Common Stock, $0.01 par value   WT   The New York Stock Exchange
    Preferred Stock Purchase Rights     The New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company  ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

     

     

     


    Item 2.02.

    Results of Operations and Financial Condition

    On July 28, 2023, WisdomTree, Inc. (the “Company”) issued a press release announcing its financial results for the six months ended June 30, 2023. A copy of the press release containing this information is being furnished as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

    The information furnished pursuant to this Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section and shall not be deemed incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended.

     

    Item 8.01.

    Other Events

    On July 26, 2023, the Company’s Board of Directors declared a quarterly cash dividend of $0.03 per share of common stock, payable on August 23, 2023 to stockholders of record as of the close of business on August 9, 2023. A copy of the press release issued in connection with the dividend is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

     

    Item 9.01.

    Financial Statements and Exhibits

    (d) Exhibits:

     

    Exhibit 99.1    Press Release, dated July 28, 2023
    Exhibit 104    Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

    2


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

        WisdomTree, Inc.
    Date: July 28, 2023     By:  

    /s/ Bryan Edmiston

          Bryan Edmiston
          Chief Financial Officer

     

    3

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