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    Yumanity Therapeutics Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    11/3/23 4:01:09 PM ET
    $YMTX
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $YMTX alert in real time by email
    8-K
    false0001445283KINETA, INC./DENASDAQ00014452832023-11-032023-11-03

    UNITED STATES

     

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

     

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): November 3, 2023

     

     

     

    KINETA, INC.

     

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware

    001-37695

    20-8436652

    (State or other jurisdiction

    (Commission

    (IRS Employer

    of incorporation)

    File Number)

    Identification No.)

    219 Terry Ave. N., Suite 300

     

     

    Seattle, WA

     

    98109

    (Address of principal executive offices)

     

    (Zip Code)

     

    Registrant’s telephone number, including area code: (206) 378-0400

     

    Not Applicable

     

    (Former name or former address, if changed since last report)

     

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

    Trading

    Name of each exchange

     

     

    Symbol(s)

    on which registered

     

    Common Stock, par value $0.001 per share

     

    KA

     

    The Nasdaq Capital Market

     

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


     

     

    Item 7.01 Regulation FD Disclosure.

     

    On November 3, 2023, Kineta, Inc. issued a press release announcing new preclinical data on lead anti-CD27 monoclonal antibody at the Society for Immunotherapy of Cancer's 38th Annual Meeting. A copy of the press release is attached hereto as Exhibit 99.1.

    The information in this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

    Item 9.01.

    Financial Statements and Exhibits.

    (d) Exhibits

    Exhibit

    No.

    Description

    99.1

    Press Release, dated November 3, 2023

    104

    Cover Page Interactive Data File (embedded within the Inline XBRL document).

     


     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: November 3, 2023

     

    Kineta, Inc.

     

    By:

    /s/ Shawn Iadonato

    Name:

    Shawn Iadonato

    Title:

    Chief Executive Officer and Director

     

     


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