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    Subscribe to $HCXY

    Hercules Capital, Inc.

    Subscribe to $HCXY
    $HCXY

    IPO Year: 2018

    Exchange: NYSE

    Recent Analyst Ratings for Hercules Capital, Inc.

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    Hercules Capital, Inc. Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

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    • SEC Form 4: Scott Bluestein sold $1,264,000 worth of Common Stock (80,000 units at $15.80), decreasing direct ownership by 8% to 923,086 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/19/21 5:10:03 PM ET
      $HCXY
    • SEC Form 4: Melanie Grace was granted 513 units of Restricted Stock Units, disposed of $166 worth of Restricted Stock Units (10 units at $16.60), disposed to the issuer $1,361 worth of Restricted Stock Units (82 units at $16.60), was granted 82 units of Common Stock and disposed of $681 worth of Common Stock (41 units at $16.60), increasing direct ownership by 188% to 64,807 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/17/21 6:05:31 PM ET
      $HCXY
    • SEC Form 4: Scott Bluestein disposed of $10,607 worth of Common Stock (639 units at $16.60), was granted 4,958 units of Restricted Stock Units, disposed of $1,096 worth of Restricted Stock Units (66 units at $16.60), disposed to the issuer $23,904 worth of Restricted Stock Units (1,440 units at $16.60) and was granted 1,440 units of Common Stock, increasing direct ownership by 355% to 1,003,086 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/17/21 6:04:43 PM ET
      $HCXY
    • SEC Form 4: A Gayle Crowell was granted 124 units of Common Stock, increasing direct ownership by 0.91% to 13,732 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/16/21 4:24:43 PM ET
      $HCXY
    • SEC Form 4: J Thomas Fallon was granted 90 units of Common Stock, exercised 15,000 units of Common Stock at a strike of $11.44 and sold $248,400 worth of Common Stock (15,000 units at $16.56), increasing direct ownership by 0.18% to 49,937 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/16/21 4:23:55 PM ET
      $HCXY
    • SEC Form 4: L Carol Foster was granted 220 units of Common Stock, increasing direct ownership by 1% to 16,771 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/16/21 4:22:44 PM ET
      $HCXY
    • SEC Form 4: C. Bradford Koenig was granted 181 units of Common Stock, increasing direct ownership by 0.91% to 20,150 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/16/21 4:21:27 PM ET
      $HCXY
    • SEC Form 4: H Seth Meyer disposed of $23,957 worth of Common Stock (1,477 units at $16.22), decreasing direct ownership by 0.84% to 173,633 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/16/21 4:20:37 PM ET
      $HCXY
    • SEC Form 4: P Robert Badavas exercised 5,000 units of Common Stock at a strike of $10.60, increasing ownership by 4% to 127,452 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/3/21 5:42:20 PM ET
      $HCXY
    • SEC Form 4: F Joseph Hoffman exercised 15,000 units of Common Stock at a strike of $12.47 and disposed of $187,052 worth of Common Stock (11,518 units at $16.24), increasing ownership by 9% to 40,606 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      3/3/21 5:41:17 PM ET
      $HCXY

    Hercules Capital, Inc. Large Ownership Changes

    This live feed shows all institutional transactions in real time.

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    • SEC Form SC 13G filed

      SC 13G - Hercules Capital, Inc. (0001280784) (Subject)

      2/17/21 2:27:11 PM ET
      $HCXY

    Hercules Capital, Inc. Leadership Updates

    Live Leadership Updates

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    • Hercules Capital Announces the Appointment of Mr. Nikos Theodosopoulos to Its Board of Directors

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that Nikos Theodosopoulos was appointed to serve as an independent member of its board of directors, effective September 21, 2023. Mr. Theodosopoulos is an experienced corporate executive and board director with more than 38 years in senior management roles in both the financial services and technology industries. Mr. Theodosopoulos will serve on the Company's Audit Committee. "Nikos' combined experienc

      9/25/23 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces the Appointment of Ms. DeAnne Aguirre to Its Board of Directors

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that DeAnne Aguirre was appointed to serve as an independent member of its board of directors, effective June 23, 2022. Ms. Aguirre is an experienced corporate executive and Board Director with more than 30 years in senior leadership managing large and complex domestic and international business units. Ms. Aguirre will serve on the Nominating and Corporate Governance Committee. "As we continue to expand o

      6/24/22 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces the Appointment of Ms. Pam Randhawa to Its Board of Directors

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that Pam Randhawa was appointed to serve as a member of its board of directors, effective November 1, 2021. Ms. Randhawa is a thought leader within the life sciences sector and an experienced industry executive, with more than 20 years of experience leading public and private companies, ranging from biotech, healthcare and sustainable solutions, through their various stages of growth. Ms. Randhawa will ser

      10/20/21 6:00:00 AM ET
      $HCXY
      $HTGC
      $MCK
      Investment Managers
      Finance
      Other Pharmaceuticals
      Health Care
    • Hercules Capital Announces the Appointment of Wade Loo to Its Board of Directors

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that effective July 1, 2021, Wade Loo was appointed to the Hercules board of directors. Mr. Loo brings over 40 years of business experience in all aspects of financial reporting serving public companies – from emerging startups going public to large-cap multinationals. Mr. Loo will serve on the Audit Committee. "Wade provides relevant financial business expertise that complements our leading venture lendi

      6/25/21 1:23:00 PM ET
      $HTGC
      $HCXY
      Investment Managers
      Finance

    Hercules Capital, Inc. Financials

    Live finance-specific insights

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    • Hercules Capital Announces Date of 2025 Annual Meeting of Stockholders

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), will conduct its 2025 Annual Meeting of Stockholders by virtual meeting on Wednesday, June 18, 2025 at 9:00 a.m. (Eastern Time). The proxy statement for the meeting was filed on April 24, 2025 and mailed to stockholders of record as of April 17, 2025. 2025 Annual Meeting of Stockholders June 18, 2025 at 9:00 a.m. Eastern Time Virtual Meeting via Internet: http://www.virtualshareholdermeeting.com/HTGC2025 Matters to be voted on include: 1) election of three directors, 2) an advisory vote on the compensation of the Company's named executive officers, 3) authorization of the Company to sell or issue shares of its common stock

      5/8/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Reports First Quarter 2025 Financial Results

      Q1 2025 Total Gross Debt and Equity Commitments of $1.02 Billion Q1 2025 Total Gross Fundings of $539.1 Million Q1 2025 Total Investment Income of $119.5 Million Q1 2025 Net Investment Income "NII" of $77.5 Million, or $0.45 per Share Q1 2025 NII of $0.45 per Share, provides 113% Coverage of the Base Cash Distribution Received an Investment Grade Rating Upgrade to BBB (high) from Morningstar DBRS Closed Offering of $287.5 Million of 4.750% Convertible Unsecured Notes due 2028 Conservative Balance Sheet Management with Net GAAP Leverage of 97.4% and Net Regulatory Leverage of 82.7%(1) Inclusive of the Adviser Funds Advised by Hercules Adviser LLC, its Wholly-Owned Subsidiary, Hercule

      5/1/25 4:04:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date for Release of First Quarter 2025 Financial Results and Conference Call

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that it has scheduled its first quarter 2025 financial results conference call for Thursday, May 1, 2025, at 2:00 p.m. PT (5:00 p.m. ET). Hercules will release its financial results after market close that same day. To participate via telephone, please register here. Upon registration, all telephone participants will receive the dial-in number along with a unique PIN number that can be used to access the c

      4/17/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Reports Fourth Quarter and Full-Year 2024 Financial Results

      Record Full-Year 2024 Total Investment Income of $493.6 Million, an Increase of 7.1% Year-over-Year Record Full-Year 2024 Net Investment Income "NII" of $325.8 Million, an Increase of 7.2% Year-over-Year Record Full-Year 2024 Gross Fundings of $1.81 Billion, an Increase of 13.0% Year-over-Year Q4 2024 NII of $81.1 Million, or $0.49 per Share, provides 123% Coverage of the Base Cash Distribution Q4 2024 Total Gross Debt and Equity Commitments of $619.5 Million Q4 2024 Total Gross Fundings of $468.5 Million Conservative Balance Sheet Management with Net GAAP Leverage of 83.9% and Net Regulatory Leverage of 69.9% Inclusive of the Adviser Funds Managed by Hercules Adviser LLC, its

      2/13/25 4:03:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date for Release of Fourth Quarter and Full-Year 2024 Financial Results and Conference Call

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that it has scheduled its fourth quarter and full-year 2024 financial results conference call for Thursday, February 13, 2025, at 2:00 p.m. PT (5:00 p.m. ET). Hercules will release its financial results after market close that same day. To participate via telephone, please register here. Upon registration, all telephone participants will receive the dial-in number along with a unique PIN number that can b

      1/30/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Reports Third Quarter 2024 Financial Results

      Record Q3 2024 Total Investment Income of $125.2 Million, an Increase of 7.3% Year-over-Year Q3 2024 Net Investment Income "NII" of $83.2 Million, or $0.51 per Share, an Increase of 8.3% Year-over-Year Q3 2024 NII Provides 128% Coverage of the Base Cash Distribution Q3 2024 Total Gross Debt and Equity Commitments of $430.7 Million Q3 2024 Total Gross Fundings of $272.0 Million Conservative Balance Sheet Management with Net GAAP Leverage of 92.5% and Net Regulatory Leverage of 83.0% Undistributed Earnings Spillover of $152.1 Million, or $0.94(1) per Ending Shares Outstanding Approximately $4.6 Billion of Assets Under Management, an Increase of 10.9% Year-over-Year(2) Hercules Capital

      10/30/24 4:07:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date for Release of Third Quarter 2024 Financial Results and Conference Call

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that it has scheduled its third quarter 2024 financial results conference call for Wednesday, October 30, 2024, at 2:00 p.m. PT (5:00 p.m. ET). Hercules will release its financial results after market close that same day. To participate via telephone, please register here. Upon registration, all telephone participants will receive the dial-in number along with a unique PIN number that can be used to access

      10/17/24 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Reports Second Quarter 2024 Financial Results

      Q2 2024 Total Gross Debt and Equity Commitments of $686.5 Million Record Q2 2024 Total Gross Fundings of $461.5 Million, an Increase of 28.7% Year-over-Year Record Q2 2024 Total Investment Income of $125.0 Million, an Increase of 7.5% Year-over-Year Q2 2024 Net Investment Income "NII" of $82.4 Million, or $0.51 per Share, an Increase of 8.8% Year-over-Year Q2 2024 NII Provides 128% Coverage of the Base Cash Distribution Conservative Balance Sheet Management with Net GAAP Leverage of 93.3% and Net Regulatory Leverage of 83.9% Undistributed Earnings Spillover of $145.0 Million, or $0.89(1) per Ending Shares Outstanding Approximately $4.6 Billion of Assets Under Management, an In

      8/1/24 4:07:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date for Release of Second Quarter 2024 Financial Results and Conference Call

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that it has scheduled its second quarter 2024 financial results conference call for Thursday, August 1, 2024, at 2:00 p.m. PT (5:00 p.m. ET). Hercules will release its financial results after market close that same day. To participate via telephone, please register here. Upon registration, all telephone participants will receive the dial-in number along with a unique PIN number that can be used to access

      7/18/24 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date of 2024 Annual Meeting of Stockholders

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), will conduct its 2024 Annual Meeting of Stockholders by virtual meeting on Thursday, June 20, 2024 at 9:00 a.m. (Pacific Time). The proxy statement for the meeting was filed on April 23, 2024 and mailed to stockholders of record as of April 19, 2024. 2024 Annual Meeting of Stockholders June 20, 2024 at 9:00 a.m. Pacific Time Virtual Meeting via Internet: www.virtualshareholdermeeting.com/HTGC2024 Matters to be voted on include: 1) election of three independent directors, 2) an advisory vote on the compensation of the Company's named executive officers, 3) authorization of the Company to sell or issue shares of its common

      5/13/24 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance

    Hercules Capital, Inc. Press Releases

    Fastest customizable press release news feed in the world

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    • Hercules Capital Announces Date of 2025 Annual Meeting of Stockholders

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), will conduct its 2025 Annual Meeting of Stockholders by virtual meeting on Wednesday, June 18, 2025 at 9:00 a.m. (Eastern Time). The proxy statement for the meeting was filed on April 24, 2025 and mailed to stockholders of record as of April 17, 2025. 2025 Annual Meeting of Stockholders June 18, 2025 at 9:00 a.m. Eastern Time Virtual Meeting via Internet: http://www.virtualshareholdermeeting.com/HTGC2025 Matters to be voted on include: 1) election of three directors, 2) an advisory vote on the compensation of the Company's named executive officers, 3) authorization of the Company to sell or issue shares of its common stock

      5/8/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Reports First Quarter 2025 Financial Results

      Q1 2025 Total Gross Debt and Equity Commitments of $1.02 Billion Q1 2025 Total Gross Fundings of $539.1 Million Q1 2025 Total Investment Income of $119.5 Million Q1 2025 Net Investment Income "NII" of $77.5 Million, or $0.45 per Share Q1 2025 NII of $0.45 per Share, provides 113% Coverage of the Base Cash Distribution Received an Investment Grade Rating Upgrade to BBB (high) from Morningstar DBRS Closed Offering of $287.5 Million of 4.750% Convertible Unsecured Notes due 2028 Conservative Balance Sheet Management with Net GAAP Leverage of 97.4% and Net Regulatory Leverage of 82.7%(1) Inclusive of the Adviser Funds Advised by Hercules Adviser LLC, its Wholly-Owned Subsidiary, Hercule

      5/1/25 4:04:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Declares a Total Cash Distribution of $0.47 Per Share for the First Quarter 2025

      The Total Cash Distribution of $0.47 per Share for the First Quarter 2025 is Comprised of a $0.40 per Share Base Distribution and an $0.07 per Share Supplemental Distribution Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty finance provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, is pleased to announce that its Board of Directors has declared a first quarter 2025 total cash distribution of $0.47 per share. The following shows the key dates of the first quarter 2025 distribution payment: Record Date May 13, 2025 Payment Date Ma

      4/29/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Date for Release of First Quarter 2025 Financial Results and Conference Call

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that it has scheduled its first quarter 2025 financial results conference call for Thursday, May 1, 2025, at 2:00 p.m. PT (5:00 p.m. ET). Hercules will release its financial results after market close that same day. To participate via telephone, please register here. Upon registration, all telephone participants will receive the dial-in number along with a unique PIN number that can be used to access the c

      4/17/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Correction: Hercules Capital Receives Secured Debt Rating Upgrade to BBB from Fitch Ratings, Inc.

      This press release corrects, replaces and entirely supersedes a prior version published on April 16, 2025. Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that Fitch Ratings, Inc. ("Fitch") has upgraded Hercules' senior secured debt rating to BBB from BBB-. "We are very pleased that Fitch has upgraded our senior secured debt rating to BBB," stated Seth Meyer, chief financial officer of Hercules. "We believe this rating reflects the scale and quality of

      4/16/25 5:35:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Receives Investment Grade Rating Upgrade to BBB from Fitch Ratings, Inc.

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that Fitch Ratings, Inc. ("Fitch") has upgraded Hercules' investment grade credit and corporate rating to BBB from BBB- with a stable outlook, as well as its underlying analysis. "We are very pleased that Fitch has upgraded our investment grade credit and corporate rating to BBB with a stable outlook," stated Seth Meyer, chief financial officer of Hercules. "This rating reflects the scale and quality of ou

      4/16/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Closes Offering of $287.5 Million of Convertible Unsecured Notes

      Convertible Unsecured Notes due 2028 Initially Assigned a BBB+ by Kroll Bond Rating Agency Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), today announced that it has closed a private offering of $287.5 million aggregate principal amount of its 4.750% Convertible Unsecured Notes due 2028 (the "Convertible Notes"), which amount includes the additional $37.5 million aggregate principal amount of Convertible Notes issued pursuant to the initial purchasers' exercise in full of its overallotment option. The Convertible Notes were sold only to qualified institutional buyers (as defined in the Securities Act of 1933, as amended (the "Securities Act")) pursuant to Rule 144A under

      3/10/25 4:04:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Receives Investment Grade Rating Upgrade to BBB (high) with Revised Outlook to Stable from Morningstar DBRS

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), the largest and leading specialty financing provider to innovative venture, growth and established stage companies backed by some of the leading and top-tier venture capital and select private equity firms, today announced that Morningstar DBRS ("DBRS") has upgraded Hercules' investment grade credit and corporate rating to BBB (high) from BBB with a trend revision from Positive to Stable, as well as its underlying analysis. "We are very pleased that DBRS has upgraded our investment grade credit and corporate rating to BBB (high) with a revised outlook to stable," stated Seth Meyer, chief financial officer of Hercules. "This

      3/7/25 6:00:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Prices $250.0 Million of Convertible Unsecured Notes

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), today announced that it has agreed to sell to the initial purchasers in a private offering, $250.0 million aggregate principal amount of its 4.75% Convertible Unsecured Notes due 2028 (the "Convertible Notes"). The Company also has granted the initial purchasers an option to purchase up to an additional $37.5 million principal amount of the Convertible Notes to cover overallotments, if any. The Convertible Notes will be offered only to qualified institutional buyers (as defined in the Securities Act of 1933, as amended (the "Securities Act")) pursuant to Rule 144A under the Securities Act. The closing of the transaction is su

      3/5/25 6:26:00 PM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance
    • Hercules Capital Announces Offering of $250.0 Million of Convertible Unsecured Notes

      Hercules Capital, Inc. (NYSE:HTGC) ("Hercules" or the "Company"), today announced that it plans to make an offering of $250.0 million aggregate principal amount of its Convertible Unsecured Notes due 2028 (the "Convertible Notes"). The Company plans to grant the initial purchasers an option to purchase up to an additional $37.5 million principal amount of the Convertible Notes to cover overallotments, if any. The Convertible Notes will be offered only to qualified institutional buyers (as defined in the Securities Act of 1933, as amended (the "Securities Act")) pursuant to Rule 144A under the Securities Act and to certain non-U.S. persons outside of the United States pursuant to Regulation

      3/5/25 7:30:00 AM ET
      $HCXY
      $HTGC
      Investment Managers
      Finance

    Hercules Capital, Inc. SEC Filings

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    • SEC Form 8-K filed

      8-K - Hercules Capital, Inc. (0001280784) (Filer)

      3/8/21 7:00:33 AM ET
      $HCXY
    • SEC Form 8-K filed

      8-K - Hercules Capital, Inc. (0001280784) (Filer)

      3/4/21 4:48:30 PM ET
      $HCXY
    • SEC Form 8-K filed

      8-K - Hercules Capital, Inc. (0001280784) (Filer)

      2/23/21 4:40:42 PM ET
      $HCXY
    • SEC Form 10-K filed

      10-K - Hercules Capital, Inc. (0001280784) (Filer)

      2/23/21 4:31:15 PM ET
      $HCXY
    • SEC Form ABS-15G filed

      ABS-15G - Hercules Capital, Inc. (0001280784) (Filer)

      2/12/21 4:19:09 PM ET
      $HCXY
    • SEC Form 4: Melanie Grace was granted 9,253 units of Common Stock and disposed of $18,972 worth of Common Stock (1,295 units at $14.65), increasing ownership by 23% to 43,122 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      1/14/21 4:16:12 PM ET
      $HCXY
    • SEC Form 4: H Seth Meyer disposed of $112,864 worth of Common Stock (7,704 units at $14.65) and was granted 74,606 units of Common Stock, increasing ownership by 62% to 175,110 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      1/14/21 4:15:36 PM ET
      $HCXY
    • SEC Form 4: Scott Bluestein was granted 236,463 units of Common Stock and disposed of $501,587 worth of Common Stock (34,238 units at $14.65), increasing ownership by 30% to 885,809 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      1/14/21 4:14:49 PM ET
      $HCXY
    • SEC Form 4: Scott Bluestein disposed of $39,768 worth of Common Stock (2,687 units at $14.80) and disposed of $4,840 worth of Restricted Stock Units (327 units at $14.80), decreasing ownership by 38% to 428,424 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      1/12/21 4:53:09 PM ET
      $HCXY
    • SEC Form 4: Melanie Grace disposed of $6,320 worth of Common Stock (427 units at $14.80) and disposed of $1,806 worth of Restricted Stock Units (122 units at $14.80), increasing ownership by 56% to 55,434 units

      4 - Hercules Capital, Inc. (0001280784) (Issuer)

      1/12/21 4:52:23 PM ET
      $HCXY