AlTi Global Inc. filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
$ALTI
Investment Managers
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 16, 2025
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.
At the 2025 Annual Meeting of Stockholders (the “Annual Meeting”) of AlTi Global Inc. (the “Company”) held on June 16, 2025, the Company’s stockholders approved an amendment (the “Plan Amendment”) to the Company’s 2023 Stock Incentive Plan (the “Plan”), to increase the maximum number of shares of Class A common stock, par value $0.0001 (“Class A Common Stock”), reserved and issuable under the Plan by an additional 9,010,000 shares.
A summary of the Plan Amendment is contained in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 29, 2025 (the “Proxy Statement”), in connection with the Annual Meeting under the heading “PROPOSAL NO. 3 - To approve an amendment to the Company’s 2023 Stock Incentive Plan to increase the number of shares of Class A Common Stock available for issuance under the Company’s 2023 Stock Incentive Plan and the number of shares that may be issued pursuant to incentive stock options by an additional 9,010,000 shares” and is incorporated herein by reference.
The foregoing summary is not intended to be complete and is qualified in its entirety by reference to the full text of the Plan and the Plan Amendment, a copy of which is attached hereto as Exhibit 10.1 and incorporated herein by reference.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 16, 2025, the Company held its Annual Meeting. The final voting results for the proposals submitted to a vote for the Company’s stockholders at the Annual Meeting are set forth below. Each proposal is described in detail in the Proxy Statement.
Proposal 1: To vote to elect as directors the eight nominees named in the Proxy Statement for a term of office expiring at the 2026 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified.
Director | For | Withhold | Broker Non-Votes | ||||||||
Ali Bouzarif | 91,464,055 | 7,767,874 | 6,839,642 | ||||||||
Tracey Brophy Warson | 93,246,804 | 5,985,125 | 6,839,642 | ||||||||
Nazim Cetin | 99,178,583 | 53,346 | 6,839,642 | ||||||||
Norma Corio | 86,974,017 | 12,257,912 | 6,839,642 | ||||||||
Mark Furlong | 92,977,186 | 6,254,743 | 6,839,642 | ||||||||
Timothy Keaney | 91,572,715 | 7,659,214 | 6,839,642 | ||||||||
Michael Tiedemann | 93,266,375 | 5,965,554 | 6,839,642 | ||||||||
Andreas Wimmer | 99,159,660 | 72,269 | 6,839,642 | ||||||||
Proposal 2: To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2025.
For | Against | Abstain | Broker Non-Votes | ||||||||
105,997,706 | 58,418 | 15,447 | 0 | ||||||||
Proposal 3: To approve an amendment to the Company’s 2023 Stock Incentive Plan to increase the number of shares of Class A Common Stock available for issuance under the Company’s 2023 Stock Incentive Plan and the number of shares that may be issued pursuant to incentive stock options by an additional 9,010,000 shares.
For | Against | Abstain | Broker Non-Votes | ||||||||
92,565,564 | 6,654,400 | 11,965 | 6,839,642 | ||||||||
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |||||||
| 10.1 | ||||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL Document) | |||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 17, 2025 | ALTI GLOBAL, INC. | |||||||
| /s/ Michael Tiedemann | ||||||||
| Name: Michael Tiedemann | ||||||||
| Title: Chief Executive Officer | ||||||||