Amendment: Large owner Sun Life Financial Inc bought $49,999,992 worth of Class I Common Shares (1,960,784 units at $25.50), increasing direct ownership by 55% to 2,776,799 units (SEC Form 4)
$SLF
Life Insurance
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Crescent Private Credit Income Corp [ N/A ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/21/2023 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 11/21/2023 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class I Common Shares, par value $0.01 per share | 11/21/2023 | P | 980,392(1) | A | $25.5 | 2,776,799 | D | |||
| Class I Common Shares, par value $0.01 per share | 11/21/2023 | P | 980,392(2) | A | $25.5 | 3,976,799(3) | I | See Footnotes 2 and 3. | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. As previously reported, BK Canada Holdings Inc. made an aggregate $120 million capital commitment (the "Capital Commitment") to Crescent Private Credit Income Corp. (the "Company"). On November 1, 2023, $25 million of the Capital Commitment was drawn down by the Company in exchange for Class I common shares. The purchase price per share and number of Class I common shares acquired by BK Canada Holdings Inc. in respect of such draw down were fixed and determined on November 21, 2023, as disclosed in the Current Report on Form 8-K filed with the SEC by the Company on such date. |
| 2. Sun Life Financial Inc. is the parent holding company of BK Canada Holdings Inc., the direct owner of the reported shares. This joint filing on Form 4 is being made in order to include by amendment Sun Life Financial Inc. as a joint filer along with its affiliate BK Canada Holdings Inc. with respect to the Company's securities and therefore amends the Form 4 that was previously filed by BK Canada Holdings Inc. on November 21, 2023, as Sun Life Financial Inc. had not previously been made a party to such filing. As the parent holding company of BK Canada Holdings Inc., Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares directly owned by BK Canada Holdings Inc. as reported herein. |
| 3. In addition, Sun Life Financial Inc. is also the parent holding company of Sun Life Assurance Company of Canada. As of November 21, 2023, Sun Life Assurance Company of Canada was the owner of 1,200,000 Class I common shares of the Company that were held directly by Sun Life Assurance Company of Canada. As the parent holding company of both BK Canada Holdings Inc. and Sun Life Assurance Company of Canada, Sun Life Financial Inc. is deemed to have an indirect beneficial ownership interest in the shares of the Company directly owned by each of BK Canada Holdings Inc. and Sun Life Assurance of Canada as reported herein. |
| /s/ Stephen Peacher, Director of BK Canada Holdings Inc. | 02/14/2024 | |
| /s/ Randolph B. Brown, Authorized signatory on behalf of Sun Life Financial Inc. | 02/14/2025 | |
| /s/ Brett W. Pacific, Authorized signatory on behalf of Sun Life Financial Inc. | 02/14/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||