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    Amendment: SEC Form 10-K/A filed by Clean Energy Technologies Inc.

    4/15/25 4:24:31 PM ET
    $CETY
    Metal Fabrications
    Consumer Discretionary
    Get the next $CETY alert in real time by email
    true FY 0001329606 0001329606 2024-01-01 2024-12-31 0001329606 2024-06-28 0001329606 2025-04-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares iso4217:HKD CETY:segments iso4217:CNY utr:D utr:sqft xbrli:pure

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 10-K/A

    (Amendment No. 1)

     

     

     

    (Mark One)

     

    ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

     

    For the fiscal year ended: December 31, 2024

     

    ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

     

    For the transition period from _______________________ to ____________________________________

     

    Commission File Number: 001-41654

     

    CLEAN ENERGY TECHNOLOGIES, INC.

    (Exact name of registrant as specified in its charter)

     

    Nevada   20-2675800

    (State or other jurisdiction of

    incorporation or organization)

     

    (I.R.S. Employer

    Identification No.)

     

    1340 Reynolds Avenue Unit 120, Irvine, California 92614

    (Address of principal executive offices)

     

    (949) 273-4990

    (Registrant’s telephone number)

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Common Stock, par value $0.001   CETY   The Nasdaq Stock Market LLC

     

    Securities registered pursuant to Section 12(g) of the Act:

    None

     

    Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

     

    ☐ Yes ☒ No

     

    Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.

     

    ☐ Yes ☒ No

     

    Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Sections 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

     

    ☒ Yes ☐ No

     

    Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).

     

    ☒ Yes ☐ No

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.:

     

    Large accelerated filer ☐ Accelerated filer ☐
    Non-accelerated filer ☒ Smaller reporting company ☒
        Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

    If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ☐

     

    Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐

     

    Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

    ☐ Yes ☒ No

     

    The aggregate market value of common stock held by non-affiliates of the registrant as of June 28, 2024, was $24,361,641, based upon 18,214,740 shares held by non-affiliates and the closing price of $1.32 per share on the last trading day (June 28, 2024) prior to such date. Accordingly, effective as of June 28, 2024, the registrant’s aggregate market value was less than $75 million and the registrant qualifies for “smaller reporting company” status under Rule 12b-2 of the Exchange Act and is subject to the disclosure requirements and filing deadlines for smaller reporting companies.

     

    The number of shares of common stock outstanding on April 13, 2025, was 47,523,434 shares.

     

    DOCUMENTS INCORPORATED BY REFERENCE

     

    The Annual Report on Form 10-K filed by Clean Energy Technologies, Inc., filed with the United States Securities and Exchange Commission on April 14, 2025, is hereby incorporated by reference in its entirety (including into Parts I, II, and III).

     

     

     

     

     

     

    EXPLANATORY NOTE

     

    Clean Energy Technologies, Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-K/A for the year ended December 31, 2024, solely to file the Company’s Clawback Policy adopted by the Company’s Board of Directors on or about April 15, 2025, as Exhibit 97.1, and update the Exhibit Index. No other changes have been made to the Company’s Annual Report on Form 10-K that was originally filed with the United States Securities and Exchange Commission on April 14, 2025 (the “Original 10-K”), and the Original 10-K is incorporated by reference herein.

     

     

     

     

    Item 15. Exhibits, Financial Statement Schedules.

     

    (a)(3) Exhibits:

     

    The exhibits listed on the Exhibit Index (following the signatures section of this report) are included, or incorporated by reference, in this annual report.

     

    (b) Exhibits:

     

    See Item 15(a)(3) above.

     

     

     

     

    SIGNATURES

     

    Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

     

    REGISTRANT  
         
    CLEAN ENERGY TECHNOLOGIES, INC.  
         
    By: /s/ Kambiz Mahdi  
      Kambiz Mahdi  
      Chief Executive Officer  
         
    Date: April 15, 2025  

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the date indicated.

     

    Signature   Title
           
    /s/ Kambiz Mahdi   Chief Executive Officer and Director
    By: Kambiz Mahdi   (principal executive officer)
    Date: April 15, 2025    
           
    /s/ Calvin Pang   Chief Financial Officer and Director
    By: Calvin Pang   (principal financial and accounting officer)
    Date: April 15, 2025    
           
    /s/ Ted Hsu   Director
    By: Ted Hsu    
    Date: April 15, 2025    
           
    /s/ Lauren Morrison   Director
    By: Lauren Morrison    
    Date: April 15, 2025    
           
    /s/ Xiaotian Xiao   Director
    By: Xiaotian Xiao    
    Date: April 15, 2025    

     

     

     

     

    EXHIBIT INDEX

     

    EXHIBIT

    NUMBER

      DESCRIPTION
    3.1   Articles of Incorporation (included as exhibit 3.1 to the Form SB-2/A filed on June 10, 2005).
         
    3.2   Certificate of Amendment of Articles of Incorporation, dated November 13, 2015, filed with the Nevada Secretary of State (included as exhibit 3.1 to our Current Report on Form 8-K filed January 12, 2016).
         
    3.3   Amended and Restated Articles dated June 30, 2016, filed with the Nevada Secretary of State (included as exhibit 3.1 to our Current Report on Form 8-K dated July 6, 2016).
         
    3.4   Certificate of Amendment of Articles of Incorporation filed with the Nevada Secretary of State on August 23, 2017 (included as exhibit 10.01 to the Form 8-K filed on August 28, 2017).
         
    3.5   Form of Certificate of Amendment of Articles of Incorporation filed with the Nevada Secretary of State on July 26, 2019 (included as Appendix A to the Definitive Schedule 14C filed on June 3, 2019)
         
    3.6   Amended Bylaws (included as exhibit 3.03 to our Current Report on Form 8-K dated February 15, 2018)
         
    3.7   Amendment to Articles of Incorporation of filed with the Secretary of State of the State of Nevada on January 9, 2023 (effective as of January 9, 2023) (included as exhibit 3.7 to the Form 8-K filed on January 19, 2023)
         
    3.8   Amended and Restated Bylaws (included as exhibit 3.8 to the Form S-1/A filed on January 31, 2023).
         
    4.1   Voting Agreement, dated February 13, 2018, by and among, the Corporation, ETI IV, Kambiz Mahdi, John Bennett and The Kambiz & Bahareh Mahdi Living Trust (included as exhibit 4.04 to the Form 8-K filed on February 15, 2018 ).
         
    4.2   Description of Securities (included as Exhibit 4.13 of the Annual Report on Form 10-K filed on May 28, 2020).
         
    4.3   Subscription Agreement (included as exhibit 4.13 to the Form 1-A/A filed on December 19, 2019).
         
    4.4   Form of Representative Warrant (included as exhibit 4.14 to the Form S-1/A filed on January 31, 2023).
         
    10.1   Translated Form of Strategic Cooperation Framework Agreement between Shenzhen Gas between Shenzhen Gas (Hong Kong) International Co., Limited and Leading Wave Limited, dated August 20, 2021 (Included as exhibit 10.136 to Form 10-K filed on April 15, 2022)
         
    10.2   Translated Form of 12% Convertible Promissory Note of Chengdu Rongjun Enterprise Consulting Co., Ltd to Jiangsu Huanya Jieneng New Energy Co., Ltd. Yuan 5,000,000 (Included as exhibit 10.137 to the Form 10-K filed on April 15, 2022).
         
    10.3   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated May 6, 2022. (Included as exhibit 10.138 to the Form 8-K filed on May 9, 2022)
         
    10.4   Form of $750,000 Convertible Promissory Note dated May 6, 2022. (Included as exhibit 10.139 to the Form 8-K filed on May 9, 2022)

     

     

     

     

    10.5   Form of Jefferson Warrant (Included as Exhibit 10.144 of the Company on Form 8-K filed on August 16, 2022)
         
    10.6   Form of $750,000 Convertible Promissory Note dated August 17, 2022. (Included as Exhibit 10.145 of the Company on Form 8-K filed on August 26, 2022)
         
    10.7   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated September 16, 2022. (Included as Exhibit 10.151 of the Company on Form 8-K filed on September 23, 2022)
         
    10.8   Form of $300,000 Convertible Promissory Note dated September 23, 2022. (Included as Exhibit 10.152 to the Form 8-K filed on September 23, 2022).
         
    10.9   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated October 25, 2022. (Included as Exhibit 10.154 of the Company on Form 8-K filed on October 28, 2022)
         
    10.10   Form of Promissory Note dated October 25, 2022. (Included as Exhibit 10.155 of the Company on Form 8-K filed on October 28, 2022)
         
    10.11   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated November 10, 2022. (Included as Exhibit 10.157 of the Company on Form 8-K filed on November 22, 2022).
         
    10.12   Form of Promissory Note dated November 10, 2022. (Included as Exhibit 10.158 of the Company on Form 8-K filed on November 22, 2022).

     

    10.13   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending, LLC dated December 5, 2022 (Included as Exhibit 10.160 of the Company on Form 8-K filed on December 12, 2022).
         
    10.14   Form of Promissory Note dated December 5, 2022 (Included as Exhibit 10.161 of the Company on Form 8-K filed on December 12, 2022).
         
    10.15   Form of Operating Agreement between CETY Capital LLC and Synergy Bioproducts Corporation, dated December 14, 2022 (Included as Exhibit 10.162 of the Company on Form 8-K filed on December 15, 2022).
         
    10.16   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated December 26, 2022 (Included as Exhibit 10.163 of the Company on Form 8-K filed on January 3, 2023).
         
    10.17   Form of $123,000 Convertible Promissory Note dated December 26, 2022 (Included as Exhibit 10.164 of the Company on Form 8-K filed on January 3, 2023).
         
    10.18   Translated Form of Concerted Action Agreement between Jiangsu Huanya New Energy Co., Ltd., Sichuan Shunengwei Energy Technology Limited, and Chengdu Xiangyueheng Enterprise Management Co., Ltd., dated January 1, 2023 (included as Exhibit 10.18 on Form S-3/A filed on May 10, 2024).
         
    10.19   Translated Form of Agreement on the Termination of the Concerted Action Agreement between Jiangsu Huanya Jieneng New Energy Co., Ltd., Sichuan Shunengwei Energy Technology Limited, and Chengdu Xiangyueheng Enterprise Management Co., Ltd., dated January 1, 2024 (included as Exhibit 10.19 on Form S-3/A filed on May 10, 2024).

     

     

     

     

    10.20   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated January 19, 2023 (Included as Exhibit 10.166 of the Company on Form 8-K filed on January 25, 2023).
         
    10.21   Form of $187,000 Convertible Promissory Note dated January 19, 2023 (Included as Exhibit 10.167 of the Company on Form 8-K filed on January 25, 2023).
         
    10.22   Form of Calvin Pang Employment Agreement (Included as Exhibit 10.169 of the Company on Form S-1/A filed on February 14, 2023).
         
    10.23   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated February 10, 2023 (Included as Exhibit 10.170 of the Company on Form S-1/A filed on March 2, 2023).
         
    10.24   Form of $258,521 Promissory Note of Clean Energy Technologies to 1800 Diagonal Lending LLC, February 10, 2023 (Included as Exhibit 10.171 of the Company on Form S-1/A filed on March 2, 2023).
         
    10.25   Form of Master Services Agreement between RPG Global LLC and Clean Energy Technologies, Inc. (Included as Exhibit 10.172 of the Company on Form S-1/A filed on March 2, 2023).
         
    10.26   Form of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated March 8, 2023 (Included as Exhibit 10.173 of the Company on Form 8-K filed on March 15, 2023).
         
    10.27   Form of $734,000 Convertible Promissory Note dated March 8, 2023 (Included as Exhibit 10.174 of the Company on Form 8-K filed on March 15, 2023).
         
    10.28   Form of Warrant (Included as Exhibit 10.175 of the Company on Form 8-K filed on March 15, 2023)
         
    10.29   Form of $135,005 Promissory Note of Clean Energy Technologies to 1800 Diagonal Lending LLC, March 6, 2023 (included as Exhibit 10.176 to Form S-1 filed on March 20, 2023)
         
    10.30   Form of Securities Purchase Agreement, dated as of March 6, 2023 between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC (included as Exhibit 10.1 to Form S-1 filed on March 20, 2023).
         
    10.31   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated July 18, 2023 (included as Exhibit 10.1 to Form 8-K filed on July 21, 2023).
         
    10.32   Convertible Promissory Note dated July 18, 2023 (included as Exhibit 10.2 to Form 8-K filed on July 21, 2023).
         
    10.33   Exchange Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated November 8, 2023 (included as Exhibit 10.1 to Form 8-K filed on November 15, 2023)
         
    10.34   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC dated December 21, 2023 (included as Exhibit 10.1 to Form 8-K filed on December 27, 2023)
         
    10.35   Securities Purchase Agreement between Clean Energy Technologies, Inc. and FirstFire Global Opportunities Fund, LLC, dated January 3, 2024 (included as Exhibit 10.1 to Form 8-K filed on January 8, 2024)
         
    10.36   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated February 2, 2024 (included as Exhibit 10.1 to Form 8-K filed on February 7, 2024).

     

     

     

     

    10.37   Convertible Promissory Note, dated February 2, 2024 (included as Exhibit 10.2 to Form 8-K filed on February 7, 2024)
         
    10.38   Securities Purchase Agreement between Clean Energy Technologies, Inc. and FirstFire Global Opportunities Fund, LLC, dated March 4, 2024 (included as Exhibit 10.1 to Form 8-K filed on March 7, 2024).
         
    10.39   Convertible Promissory Note, dated March 4, 2024 (included as Exhibit 10.2 to Form 8-K filed on March 7, 2024).
         
    10.40   Form of Subscription Agreement between Clean Energy Technologies, Inc. and certain investors, dated March 15, 2024 (included as Exhibit 10.1 to Form 8-K filed on March 20, 2024).
         
    10.41   Form of Subscription Agreement between Clean Energy Technologies, Inc. and certain investors, dated June 18, 2024 (included as Exhibit 10.1 to Form 8-K filed on June 24, 2024).
         
    10.42   Form of Loan Agreement between Vermont Vermont Renewable Gas LLC, FPM Development LLC and Evergreen Credit Facility I LLP, dated June 21, 2024 (included as Exhibit 10.1 to Form 8-K filed on June 26, 2024).
         
    10.43   Form of Corporate Guarantee between Clean Energy Technologies, Inc., FPM Development LLC and Evergreen Credit Facility I LLP, dated June 21, 2024 (included as Exhibit 10.2 to Form 8-K filed on June 26, 2024).
         
    10.44   Form of Right to Conversion Agreement between Clean Energy Technologies, Inc., FPM Development LLC and Evergreen Credit Facility I LLP, dated June 21, 2024 (included as Exhibit 10.3 to Form 8-K filed on June 26, 2024).
         
    10.45   Form of Right to Conversion Agreement between Clean Energy Technologies, Inc. and AMEC Business Advisory Pte. Ltd., dated June 21, 2024 (included as Exhibit 10.4 to Form 8-K filed on June 26, 2024).
         
    10.46   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated August 22, 2024 (included as Exhibit 10.1 to Form 8-K filed on August 27, 2024).
         
    10.47   Convertible Promissory Note, dated August 22, 2024 (included as Exhibit 10.2 to Form 8-K filed on August 27, 2024).
         
    10.48   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated September 2, 2024 (included as Exhibit 10.1 to Form 8-K filed on September 6, 2024).
         
    10.49   Convertible Promissory Note, dated September 2, 2024 (included as Exhibit 10.2 to Form 8-K filed on September 6, 2024).
         
    10.50   Form of Amendment #1 to Note, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included as Exhibit 10.1 to Form 8-K filed on September 13, 2024).
         
    10.51   Form of Securities Purchase Agreement, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included as Exhibit 10.2 to Form 8-K filed on September 13, 2024).
         
    10.52   Form of the Convertible Promissory Note, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included as Exhibit 10.3 to Form 8-K filed on September 13, 2024).

     

     

     

     

    10.53   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated September 30, 2024 (included as Exhibit 10.1 to Form 8-K filed on October 3, 2024).
         
    10.54   Convertible Promissory Note, dated September 30, 2024 (included as Exhibit 10.2 to Form 8-K filed on October 3, 2024).
         
    10.55   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated October 15, 2024 (included as Exhibit 10.1 to Form 8-K filed on October 18, 2024).
         
    10.56   Convertible Promissory Note, dated October 15, 2024 (included as Exhibit 10.2 to Form 8-K filed on October 18, 2024).
         
    10.57   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated November 8, 2024 (included as Exhibit 10.1 to Form 8-K filed on November 14, 2024).
         
    10.58   Convertible Promissory Note, dated November 8, 2024 (included as Exhibit 10.2 to Form 8-K filed on November 14, 2024).
         
    10.59   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Lucas Ventures, LLC, dated November 29, 2024 (included as Exhibit 10.1 to Form 8-K filed on December 4, 2024).
         
    10.60   Convertible Promissory Note, dated November 29, 2024 (included as Exhibit 10.2 to Form 8-K filed on December 4, 2024).
         
    10.61   Equity Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated December 5, 2024 (included as Exhibit 10.1 to Form 8-K filed on December 11, 2024).
         
    10.62   Common Stock Purchase Warrant, dated December 5, 2024, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit 10.2 to Form 8-K filed on December 11, 2024).
         
    10.63   Registration Rights Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated December 5, 2024 (included as Exhibit 10.3 to Form 8-K filed on December 11, 2024).
         
    10.64   Amendment #2 to Note, entered into on December 11, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included as Exhibit 10.3 to Form 8-K filed on December 16, 2024).
         
    10.65   Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated December 12, 2024 (included as Exhibit 10.1 to Form 8-K filed on December 16, 2024).
         
    10.66   Convertible Promissory Note, dated December 12, 2024 (included as Exhibit 10.2 to Form 8-K filed on December 16, 2024).
         
    10.67   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated January 16, 2025 (included as Exhibit 10.1 to Form 8-K filed on January 22, 2025).
         
    10.68   Convertible Promissory Note, dated January 16, 2025 (included as Exhibit 10.2 to Form 8-K filed on January 22, 2025).
         
    10.69   Common Stock Purchase Warrant, dated January 16, 2025, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit 10.3 to Form 8-K filed on January 22, 2025).
         
    10.70   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated February 27, 2025 (included as Exhibit 10.1 to Form 8-K filed on March 4, 2025).
         
    10.71   Convertible Promissory Note, dated February 27, 2025 (included as Exhibit 10.2 to Form 8-K filed on March 4, 2025).

     

     

     

     

    10.72   Common Stock Purchase Warrant, dated February 27, 2025, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit 10.3 to Form 8-K filed on March 4, 2025).
         
    10.73   Amendment to Promissory Note, dated December 23, 2024, by Clean Energy Technologies, Inc. and Coventry Enterprises LLC (included as Exhibit 10.73 to Form S-1/A filed on March 13, 2025).
         
    10.74   Securities Purchase Agreement between Clean Energy Technologies, Inc. and Pacific Pier Capital II, LLC, dated April 4, 2025 (included as Exhibit 10.1 to Form 8-K filed on April 10, 2025).
         
    10.75   Promissory Note, dated April 4, 2025 (included as Exhibit 10.2 to Form 8-K filed on April 10, 2025).
         
    14.1   Code of Ethics (included as exhibit 14.1 to the Form 10-KSB on April 17, 2006).
         
    14.2   Amended and Restated Code of Business Conduct and Ethics, adopted September 23, 2011 (included as exhibit 14.1 to the Form 8-K filed on September 29, 2011).
         
    21.1   List of subsidiaries of the Company (included as Exhibit 21.1 to Form 10-K filed on April 17, 2023).
         
    31.1*   Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
         
    31.2*   Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
         
    32.1*   Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
         
    32.2*   Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
         
    97.1*   Clawback Policy
         
    101.INS*   Inline XBRL Instance Document
         
    101.SCH*   Inline XBRL Taxonomy Extension Schema Document
         
    101.CAL*   Inline XBRL Taxonomy Extension Calculation Linkbase Document
         
    101.LAB*   Inline XBRL Taxonomy Extension Label Linkbase Document
         
    101.PRE*   Inline XBRL Taxonomy Extension Presentation Linkbase Document
         
    101.DEF*   Inline XBRL Taxonomy Extension Definition Linkbase Document
         
    104   Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

     

    * Filed herewith

     

     

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    Clean Energy Technologies Inc. filed SEC Form 8-K: Material Modification to Rights of Security Holders, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

    8-K - Clean Energy Technologies, Inc. (0001329606) (Filer)

    9/30/25 4:30:53 PM ET
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    SEC Form EFFECT filed by Clean Energy Technologies Inc.

    EFFECT - Clean Energy Technologies, Inc. (0001329606) (Filer)

    9/2/25 12:15:11 AM ET
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    Clean Energy Technologies, Inc. Regains Compliance with Nasdaq Listing Requirements

    Irvine, CA, Oct. 23, 2025 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY), a clean energy technology company delivering scalable solutions and technologies in waste-to-energy, power generation, storage, and heat-to-power, today announced that it has regained full compliance with the Nasdaq Capital Market's minimum bid price requirement under Listing Rule 5550(a)(2). Nasdaq confirmed in a letter dated October 20, 2025, that the company's common stock maintained a closing bid price of $1.00 or higher for ten consecutive trading days, from October 6 through October 17, 2025, thereby meeting the continued-listing minimum bid price standard. As a result, this matter is now cl

    10/23/25 9:15:00 AM ET
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    Clean Energy Technologies, Inc. Advances Vermont Renewable Gas Project to Deliver Clean Power from Agricultural

    Irvine, California, Oct. 16, 2025 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY) (the "Company" or "CETY"), a clean energy technology company delivering scalable solutions and technologies in waste-to-energy, power generation, storage, and heat-to-power, announced that the Vermont Public Utility Commission (PUC) has issued an order advancing the Vermont Renewable Gas – Lyndon (VRG-Lyndon) facility into the scheduling and public hearing stages of its Certificate of Public Good (CPG) permitting process. On October 1, 2025, the PUC formally authorized the start of its final permitting review for the proposed 2.2 MW agricultural waste-to-energy project located in Lyndon, Ve

    10/16/25 9:15:00 AM ET
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    CETY Secures LOI for Multiple Battery Energy Storage Projects in New York

    IRVINE, CA., Oct. 08, 2025 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY) (the "Company" or "CETY"), a clean energy technology company delivering scalable solutions and technologies in power generation, storage, waste-to-energy, and heat-to-power, announced today that it has entered into a Letter of Intent (LOI) with Lease Advisory Group (LAG) to serve as the Engineering, Procurement, and Construction (EPC) contractor for multiple Battery Energy Storage System (BESS) projects in New York. The projects, located across New York State, represent a significant milestone for CETY's clean energy infrastructure business. The Company anticipates that each site is expected to in

    10/8/25 8:45:00 AM ET
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    Clean Energy Technologies Reports Third Quarter 2023 Financial Results and Provides Business Update

    - For the nine months ended September 30, 2023, revenues of $11.7 million represent an increase of 339% compared to $2.6 million for the same period in 2022 COSTA MESA, CA., Nov. 28, 2023 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY) ("CETY" or the "Company"), a clean energy manufacturing and services company, offering eco-friendly green energy solutions, clean energy fuels, and alternative electric power for small and mid-sized projects in North America, Europe, and Asia today announced its third quarter 2023 unaudited financial results. The company experienced sustained strong revenue growth, consistently surpassing quarterly expectations for the last three

    11/28/23 8:30:00 AM ET
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    Clean Energy Technologies, Inc. Announces Significant Balance Sheet Improvement due to Financial Restructuring

    COSTA MESA, CA., Nov. 20, 2023 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY) ("CETY" or the "Company"), a rising leader in clean energy solutions, today announces significant balance sheet improvement due to a key financial structuring. Mast Hill Fund, L.P. ("Mast Hill"), a long-term investor and partner of CETY converted an aggregate of $1.95 million notes including accrued interest from liability to equity. This increases shareholder's equity from $5.38 million to approximately $7.33 million. Liabilities have decreased from $5.7 million to approximately $3.75 million because of this debt restructuring. The terms of the debt restructuring contribute to a favorable sc

    11/20/23 9:49:00 AM ET
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    Clean Energy Technologies, Inc. Announces Conversion of $1.95 Million Notes Payable to Equity

    Financial Structuring to Increase Resource Management and Strengthen Long-Term Partnerships Notes Conversion Enhances CETY's Financial Flexibility, Eliminates Cash Redemption Mandate, and Preferred Stockholders Will Receive a 15% Dividend COSTA MESA, CA., Nov. 15, 2023 (GLOBE NEWSWIRE) -- Clean Energy Technologies, Inc. (NASDAQ:CETY) ("CETY" or the "Company"), a rising leader in clean energy solutions, today announced a key financial structuring, converting $1.95 million notes (the "Notes") with Mast Hill Fund, L.P. ("Mast Hill") from liability to equity. This strategic shift enhances CETY's financial flexibility and strengthens long-term partnerships. Key Highlights of the Equity Conver

    11/15/23 5:29:00 PM ET
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