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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
10-K/A
(Amendment No. 1)
(Mark
One)
☒ |
ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For
the fiscal year ended: December 31, 2024
☐ |
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For
the transition period from _______________________ to ____________________________________
Commission
File Number: 001-41654
CLEAN
ENERGY TECHNOLOGIES, INC.
(Exact
name of registrant as specified in its charter)
Nevada |
|
20-2675800 |
(State
or other jurisdiction of
incorporation
or organization) |
|
(I.R.S.
Employer
Identification
No.) |
1340
Reynolds Avenue Unit 120, Irvine, California 92614
(Address of principal executive offices)
(949)
273-4990
(Registrant’s
telephone number)
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock, par value $0.001 |
|
CETY |
|
The
Nasdaq Stock Market LLC |
Securities
registered pursuant to Section 12(g) of the Act:
None
Indicate
by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
☐
Yes ☒ No
Indicate
by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
☐
Yes ☒ No
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Sections 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days.
☒
Yes ☐ No
Indicate
by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule
405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).
☒
Yes ☐ No
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting
company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,”
“smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.:
Large
accelerated filer |
☐ |
Accelerated
filer |
☐ |
Non-accelerated
filer |
☒ |
Smaller
reporting company |
☒ |
|
|
Emerging
growth company |
☐ |
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
If
securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant
included in the filing reflect the correction of an error to previously issued financial statements. ☐
Indicate
by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation
received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐
Indicate
by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
☐
Yes ☒ No
The
aggregate market value of common stock held by non-affiliates of the registrant as of June 28, 2024, was $24,361,641, based upon 18,214,740
shares held by non-affiliates and the closing price of $1.32 per share on the last trading day (June 28, 2024) prior to such date. Accordingly,
effective as of June 28, 2024, the registrant’s aggregate market value was less than $75 million and the registrant qualifies for
“smaller reporting company” status under Rule 12b-2 of the Exchange Act and is subject to the disclosure requirements and
filing deadlines for smaller reporting companies.
The
number of shares of common stock outstanding on April 13, 2025, was 47,523,434 shares.
DOCUMENTS
INCORPORATED BY REFERENCE
The Annual Report on Form 10-K filed by Clean Energy Technologies, Inc., filed with the United States Securities and Exchange Commission
on April 14, 2025, is hereby incorporated by reference in its entirety (including into Parts I, II, and III).
EXPLANATORY
NOTE
Clean
Energy Technologies, Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-K/A for the year ended
December 31, 2024, solely to file the Company’s Clawback Policy adopted by the Company’s Board of Directors on or about April
15, 2025, as Exhibit 97.1, and update the Exhibit Index. No other changes have been made to the Company’s Annual Report on Form
10-K that was originally filed with the United States Securities and Exchange Commission on April 14, 2025 (the “Original 10-K”),
and the Original 10-K is incorporated by reference herein.
Item
15. Exhibits, Financial Statement Schedules.
(a)(3)
Exhibits:
The
exhibits listed on the Exhibit Index (following the signatures section of this report) are included, or incorporated by reference, in
this annual report.
(b)
Exhibits:
See
Item 15(a)(3) above.
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned, thereunto duly authorized.
REGISTRANT |
|
|
|
|
CLEAN
ENERGY TECHNOLOGIES, INC. |
|
|
|
|
By: |
/s/
Kambiz Mahdi |
|
|
Kambiz
Mahdi |
|
|
Chief
Executive Officer |
|
|
|
|
Date:
April 15, 2025 |
|
Pursuant
to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the
registrant and in the capacities and on the date indicated.
Signature |
|
Title |
|
|
|
|
/s/
Kambiz Mahdi |
|
Chief
Executive Officer and Director |
By: |
Kambiz
Mahdi |
|
(principal
executive officer) |
Date: |
April 15, 2025 |
|
|
|
|
|
|
/s/
Calvin Pang |
|
Chief
Financial Officer and Director |
By: |
Calvin
Pang |
|
(principal
financial and accounting officer) |
Date: |
April 15, 2025 |
|
|
|
|
|
|
/s/
Ted Hsu |
|
Director |
By: |
Ted
Hsu |
|
|
Date: |
April 15, 2025 |
|
|
|
|
|
|
/s/
Lauren Morrison |
|
Director |
By: |
Lauren
Morrison |
|
|
Date: |
April 15, 2025 |
|
|
|
|
|
|
/s/
Xiaotian Xiao |
|
Director |
By: |
Xiaotian
Xiao |
|
|
Date: |
April 15, 2025 |
|
|
EXHIBIT
INDEX
EXHIBIT
NUMBER |
|
DESCRIPTION |
3.1 |
|
Articles
of Incorporation (included as exhibit 3.1 to the Form SB-2/A filed on June 10, 2005). |
|
|
|
3.2 |
|
Certificate
of Amendment of Articles of Incorporation, dated November 13, 2015, filed with the Nevada Secretary of State (included as exhibit
3.1 to our Current Report on Form 8-K filed January 12, 2016). |
|
|
|
3.3 |
|
Amended
and Restated Articles dated June 30, 2016, filed with the Nevada Secretary of State (included as exhibit 3.1 to our Current Report
on Form 8-K dated July 6, 2016). |
|
|
|
3.4 |
|
Certificate
of Amendment of Articles of Incorporation filed with the Nevada Secretary of State on August 23, 2017 (included as exhibit 10.01
to the Form 8-K filed on August 28, 2017). |
|
|
|
3.5 |
|
Form
of Certificate of Amendment of Articles of Incorporation filed with the Nevada Secretary of State on July 26, 2019 (included as Appendix
A to the Definitive Schedule 14C filed on June 3, 2019) |
|
|
|
3.6 |
|
Amended
Bylaws (included as exhibit 3.03 to our Current Report on Form 8-K dated February 15, 2018) |
|
|
|
3.7 |
|
Amendment
to Articles of Incorporation of filed with the Secretary of State of the State of Nevada on January 9, 2023 (effective as of January
9, 2023) (included as exhibit 3.7 to the Form 8-K filed on January 19, 2023) |
|
|
|
3.8 |
|
Amended
and Restated Bylaws (included as exhibit 3.8 to the Form S-1/A filed on January 31, 2023). |
|
|
|
4.1 |
|
Voting
Agreement, dated February 13, 2018, by and among, the Corporation, ETI IV, Kambiz Mahdi, John Bennett and The Kambiz & Bahareh
Mahdi Living Trust (included as exhibit 4.04 to the Form 8-K filed on February 15, 2018 ). |
|
|
|
4.2 |
|
Description
of Securities (included as Exhibit 4.13 of the Annual Report on Form 10-K filed on May 28, 2020). |
|
|
|
4.3 |
|
Subscription
Agreement (included as exhibit 4.13 to the Form 1-A/A filed on December 19, 2019). |
|
|
|
4.4 |
|
Form
of Representative Warrant (included as exhibit 4.14 to the Form S-1/A filed on January 31, 2023). |
|
|
|
10.1 |
|
Translated
Form of Strategic Cooperation Framework Agreement between Shenzhen Gas between Shenzhen Gas (Hong Kong) International Co., Limited
and Leading Wave Limited, dated August 20, 2021 (Included as exhibit 10.136 to Form 10-K filed on April 15, 2022) |
|
|
|
10.2 |
|
Translated
Form of 12% Convertible Promissory Note of Chengdu Rongjun Enterprise Consulting Co., Ltd to Jiangsu Huanya Jieneng New Energy Co.,
Ltd. Yuan 5,000,000 (Included as exhibit 10.137 to the Form 10-K filed on April 15, 2022). |
|
|
|
10.3 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated May 6, 2022. (Included as
exhibit 10.138 to the Form 8-K filed on May 9, 2022) |
|
|
|
10.4 |
|
Form
of $750,000 Convertible Promissory Note dated May 6, 2022. (Included as exhibit 10.139 to the Form 8-K filed on May 9, 2022) |
10.5 |
|
Form
of Jefferson Warrant (Included as Exhibit 10.144 of the Company on Form 8-K filed on August 16, 2022) |
|
|
|
10.6 |
|
Form
of $750,000 Convertible Promissory Note dated August 17, 2022. (Included as Exhibit 10.145 of the Company on Form 8-K filed on August
26, 2022) |
|
|
|
10.7 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated September 16, 2022. (Included
as Exhibit 10.151 of the Company on Form 8-K filed on September 23, 2022) |
|
|
|
10.8 |
|
Form
of $300,000 Convertible Promissory Note dated September 23, 2022. (Included as Exhibit 10.152 to the Form 8-K filed on September
23, 2022). |
|
|
|
10.9 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated October 25, 2022. (Included
as Exhibit 10.154 of the Company on Form 8-K filed on October 28, 2022) |
|
|
|
10.10 |
|
Form
of Promissory Note dated October 25, 2022. (Included as Exhibit 10.155 of the Company on Form 8-K filed on October 28, 2022) |
|
|
|
10.11 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated November 10, 2022. (Included
as Exhibit 10.157 of the Company on Form 8-K filed on November 22, 2022). |
|
|
|
10.12 |
|
Form
of Promissory Note dated November 10, 2022. (Included as Exhibit 10.158 of the Company on Form 8-K filed on November 22, 2022). |
10.13 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending, LLC dated December 5, 2022 (Included
as Exhibit 10.160 of the Company on Form 8-K filed on December 12, 2022). |
|
|
|
10.14 |
|
Form
of Promissory Note dated December 5, 2022 (Included as Exhibit 10.161 of the Company on Form 8-K filed on December 12, 2022). |
|
|
|
10.15 |
|
Form
of Operating Agreement between CETY Capital LLC and Synergy Bioproducts Corporation, dated December 14, 2022 (Included as Exhibit
10.162 of the Company on Form 8-K filed on December 15, 2022). |
|
|
|
10.16 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated December 26, 2022 (Included
as Exhibit 10.163 of the Company on Form 8-K filed on January 3, 2023). |
|
|
|
10.17 |
|
Form
of $123,000 Convertible Promissory Note dated December 26, 2022 (Included as Exhibit 10.164 of the Company on Form 8-K filed on January
3, 2023). |
|
|
|
10.18 |
|
Translated
Form of Concerted Action Agreement between Jiangsu Huanya New Energy Co., Ltd., Sichuan Shunengwei Energy Technology Limited, and
Chengdu Xiangyueheng Enterprise Management Co., Ltd., dated January 1, 2023 (included as Exhibit 10.18 on Form S-3/A filed on May
10, 2024). |
|
|
|
10.19 |
|
Translated
Form of Agreement on the Termination of the Concerted Action Agreement between Jiangsu Huanya Jieneng New Energy Co., Ltd., Sichuan
Shunengwei Energy Technology Limited, and Chengdu Xiangyueheng Enterprise Management Co., Ltd., dated January 1, 2024 (included as
Exhibit 10.19 on Form S-3/A filed on May 10, 2024). |
10.20 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated January 19, 2023 (Included
as Exhibit 10.166 of the Company on Form 8-K filed on January 25, 2023). |
|
|
|
10.21 |
|
Form
of $187,000 Convertible Promissory Note dated January 19, 2023 (Included as Exhibit 10.167 of the Company on Form 8-K filed on January
25, 2023). |
|
|
|
10.22 |
|
Form
of Calvin Pang Employment Agreement (Included as Exhibit 10.169 of the Company on Form S-1/A filed on February 14, 2023). |
|
|
|
10.23 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated February 10, 2023 (Included as Exhibit
10.170 of the Company on Form S-1/A filed on March 2, 2023). |
|
|
|
10.24 |
|
Form
of $258,521 Promissory Note of Clean Energy Technologies to 1800 Diagonal Lending LLC, February 10, 2023 (Included as Exhibit 10.171
of the Company on Form S-1/A filed on March 2, 2023). |
|
|
|
10.25 |
|
Form
of Master Services Agreement between RPG Global LLC and Clean Energy Technologies, Inc. (Included as Exhibit 10.172 of the Company
on Form S-1/A filed on March 2, 2023). |
|
|
|
10.26 |
|
Form
of Securities Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated March 8, 2023 (Included as
Exhibit 10.173 of the Company on Form 8-K filed on March 15, 2023). |
|
|
|
10.27 |
|
Form
of $734,000 Convertible Promissory Note dated March 8, 2023 (Included as Exhibit 10.174 of the Company on Form 8-K filed on March
15, 2023). |
|
|
|
10.28 |
|
Form
of Warrant (Included as Exhibit 10.175 of the Company on Form 8-K filed on March 15, 2023) |
|
|
|
10.29 |
|
Form
of $135,005 Promissory Note of Clean Energy Technologies to 1800 Diagonal Lending LLC, March 6, 2023 (included as Exhibit 10.176
to Form S-1 filed on March 20, 2023) |
|
|
|
10.30 |
|
Form
of Securities Purchase Agreement, dated as of March 6, 2023 between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC
(included as Exhibit 10.1 to Form S-1 filed on March 20, 2023). |
|
|
|
10.31 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. dated July 18, 2023 (included as Exhibit 10.1
to Form 8-K filed on July 21, 2023). |
|
|
|
10.32 |
|
Convertible
Promissory Note dated July 18, 2023 (included as Exhibit 10.2 to Form 8-K filed on July 21, 2023). |
|
|
|
10.33 |
|
Exchange
Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated November 8, 2023 (included as Exhibit 10.1 to Form
8-K filed on November 15, 2023) |
|
|
|
10.34 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC dated December 21, 2023 (included as Exhibit
10.1 to Form 8-K filed on December 27, 2023) |
|
|
|
10.35 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and FirstFire Global Opportunities Fund, LLC, dated January 3, 2024 (included
as Exhibit 10.1 to Form 8-K filed on January 8, 2024) |
|
|
|
10.36 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated February 2, 2024 (included as Exhibit
10.1 to Form 8-K filed on February 7, 2024). |
10.37 |
|
Convertible
Promissory Note, dated February 2, 2024 (included as Exhibit 10.2 to Form 8-K filed on February 7, 2024) |
|
|
|
10.38 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and FirstFire Global Opportunities Fund, LLC, dated March 4, 2024 (included
as Exhibit 10.1 to Form 8-K filed on March 7, 2024). |
|
|
|
10.39 |
|
Convertible
Promissory Note, dated March 4, 2024 (included as Exhibit 10.2 to Form 8-K filed on March 7, 2024). |
|
|
|
10.40 |
|
Form
of Subscription Agreement between Clean Energy Technologies, Inc. and certain investors, dated March 15, 2024 (included as Exhibit
10.1 to Form 8-K filed on March 20, 2024). |
|
|
|
10.41 |
|
Form
of Subscription Agreement between Clean Energy Technologies, Inc. and certain investors, dated June 18, 2024 (included as Exhibit
10.1 to Form 8-K filed on June 24, 2024). |
|
|
|
10.42 |
|
Form
of Loan Agreement between Vermont Vermont Renewable Gas LLC, FPM Development LLC and Evergreen Credit Facility I LLP, dated June
21, 2024 (included as Exhibit 10.1 to Form 8-K filed on June 26, 2024). |
|
|
|
10.43 |
|
Form
of Corporate Guarantee between Clean Energy Technologies, Inc., FPM Development LLC and Evergreen Credit Facility I LLP, dated June
21, 2024 (included as Exhibit 10.2 to Form 8-K filed on June 26, 2024). |
|
|
|
10.44 |
|
Form
of Right to Conversion Agreement between Clean Energy Technologies, Inc., FPM Development LLC and Evergreen Credit Facility I LLP,
dated June 21, 2024 (included as Exhibit 10.3 to Form 8-K filed on June 26, 2024). |
|
|
|
10.45 |
|
Form
of Right to Conversion Agreement between Clean Energy Technologies, Inc. and AMEC Business Advisory Pte. Ltd., dated June 21, 2024
(included as Exhibit 10.4 to Form 8-K filed on June 26, 2024). |
|
|
|
10.46 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated August 22, 2024 (included as Exhibit
10.1 to Form 8-K filed on August 27, 2024). |
|
|
|
10.47 |
|
Convertible
Promissory Note, dated August 22, 2024 (included as Exhibit 10.2 to Form 8-K filed on August 27, 2024). |
|
|
|
10.48 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated September 2, 2024 (included as Exhibit
10.1 to Form 8-K filed on September 6, 2024). |
|
|
|
10.49 |
|
Convertible
Promissory Note, dated September 2, 2024 (included as Exhibit 10.2 to Form 8-K filed on September 6, 2024). |
|
|
|
10.50 |
|
Form
of Amendment #1 to Note, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included
as Exhibit 10.1 to Form 8-K filed on September 13, 2024). |
|
|
|
10.51 |
|
Form
of Securities Purchase Agreement, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund,
L.P. (included as Exhibit 10.2 to Form 8-K filed on September 13, 2024). |
|
|
|
10.52 |
|
Form
of the Convertible Promissory Note, entered into on September 10, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund,
L.P. (included as Exhibit 10.3 to Form 8-K filed on September 13, 2024). |
10.53 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated September 30, 2024 (included as Exhibit
10.1 to Form 8-K filed on October 3, 2024). |
|
|
|
10.54 |
|
Convertible
Promissory Note, dated September 30, 2024 (included as Exhibit 10.2 to Form 8-K filed on October 3, 2024). |
|
|
|
10.55 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated October 15, 2024 (included as Exhibit
10.1 to Form 8-K filed on October 18, 2024). |
|
|
|
10.56 |
|
Convertible
Promissory Note, dated October 15, 2024 (included as Exhibit 10.2 to Form 8-K filed on October 18, 2024). |
|
|
|
10.57 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Coventry Enterprises LLC, dated November 8, 2024 (included as Exhibit
10.1 to Form 8-K filed on November 14, 2024). |
|
|
|
10.58 |
|
Convertible
Promissory Note, dated November 8, 2024 (included as Exhibit 10.2 to Form 8-K filed on November 14, 2024). |
|
|
|
10.59 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Lucas Ventures, LLC, dated November 29, 2024 (included as Exhibit
10.1 to Form 8-K filed on December 4, 2024). |
|
|
|
10.60 |
|
Convertible
Promissory Note, dated November 29, 2024 (included as Exhibit 10.2 to Form 8-K filed on December 4, 2024). |
|
|
|
10.61 |
|
Equity
Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated December 5, 2024 (included as Exhibit
10.1 to Form 8-K filed on December 11, 2024). |
|
|
|
10.62 |
|
Common
Stock Purchase Warrant, dated December 5, 2024, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit 10.2
to Form 8-K filed on December 11, 2024). |
|
|
|
10.63 |
|
Registration
Rights Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated December 5, 2024 (included as Exhibit 10.3
to Form 8-K filed on December 11, 2024). |
|
|
|
10.64 |
|
Amendment
#2 to Note, entered into on December 11, 2024, between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P. (included as Exhibit
10.3 to Form 8-K filed on December 16, 2024). |
|
|
|
10.65 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and 1800 Diagonal Lending LLC, dated December 12, 2024 (included as Exhibit
10.1 to Form 8-K filed on December 16, 2024). |
|
|
|
10.66 |
|
Convertible
Promissory Note, dated December 12, 2024 (included as Exhibit 10.2 to Form 8-K filed on December 16, 2024). |
|
|
|
10.67 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated January 16, 2025 (included as Exhibit
10.1 to Form 8-K filed on January 22, 2025). |
|
|
|
10.68 |
|
Convertible
Promissory Note, dated January 16, 2025 (included as Exhibit 10.2 to Form 8-K filed on January 22, 2025). |
|
|
|
10.69 |
|
Common
Stock Purchase Warrant, dated January 16, 2025, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit 10.3
to Form 8-K filed on January 22, 2025). |
|
|
|
10.70 |
|
Securities
Purchase Agreement between Clean Energy Technologies, Inc. and Mast Hill Fund, L.P., dated February 27, 2025 (included as Exhibit
10.1 to Form 8-K filed on March 4, 2025). |
|
|
|
10.71 |
|
Convertible
Promissory Note, dated February 27, 2025 (included as Exhibit 10.2 to Form 8-K filed on March 4, 2025). |
10.72 |
|
Common
Stock Purchase Warrant, dated February 27, 2025, by Clean Energy Technologies, Inc. to Mast Hill Fund, L.P. (included as Exhibit
10.3 to Form 8-K filed on March 4, 2025). |
|
|
|
10.73 |
|
Amendment to Promissory Note, dated December 23, 2024, by Clean Energy Technologies, Inc. and Coventry Enterprises LLC (included as Exhibit 10.73 to Form S-1/A filed on March 13, 2025). |
|
|
|
10.74 |
|
Securities Purchase Agreement between Clean Energy Technologies, Inc. and Pacific Pier Capital II, LLC, dated April 4, 2025 (included as Exhibit 10.1 to Form 8-K filed on April 10, 2025). |
|
|
|
10.75 |
|
Promissory Note, dated April 4, 2025 (included as Exhibit 10.2 to Form 8-K filed on April 10, 2025). |
|
|
|
14.1 |
|
Code
of Ethics (included as exhibit 14.1 to the Form 10-KSB on April 17, 2006). |
|
|
|
14.2 |
|
Amended
and Restated Code of Business Conduct and Ethics, adopted September 23, 2011 (included as exhibit 14.1 to the Form 8-K filed on September
29, 2011). |
|
|
|
21.1 |
|
List
of subsidiaries of the Company (included as Exhibit 21.1 to Form 10-K filed on April 17, 2023). |
|
|
|
31.1* |
|
Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
31.2* |
|
Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
|
|
|
32.1* |
|
Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
|
|
|
32.2* |
|
Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
|
|
|
97.1* |
|
Clawback Policy |
|
|
|
101.INS* |
|
Inline
XBRL Instance Document |
|
|
|
101.SCH* |
|
Inline
XBRL Taxonomy Extension Schema Document |
|
|
|
101.CAL* |
|
Inline
XBRL Taxonomy Extension Calculation Linkbase Document |
|
|
|
101.LAB* |
|
Inline
XBRL Taxonomy Extension Label Linkbase Document |
|
|
|
101.PRE* |
|
Inline
XBRL Taxonomy Extension Presentation Linkbase Document |
|
|
|
101.DEF* |
|
Inline
XBRL Taxonomy Extension Definition Linkbase Document |
|
|
|
104 |
|
Cover
Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) |
*
Filed herewith