Clean Energy Technologies Inc. filed SEC Form 8-K: Unregistered Sales of Equity Securities, Financial Statements and Exhibits
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Item 3.02. Unregistered Sales of Equity Securities.
On or about November 21, 2025, Clean Energy Technologies, Inc. (the “Company”) issued 152,000 shares of common stock to Mast Hill Fund, L.P. (“Mast Hill”) pursuant to its conversion of $150,950.59 in principal, interest and fees owed under the convertible promissory note issued to Mast Hill dated February 27, 2025.
On or about November 25, 2025, the Company issued 75,132 shares of common stock to Pacific Pier Capital II, LLC (“Pacific Pier”) pursuant to its conversion of $72,164.29 in principal, interest and fees owed under the convertible promissory note issued to Pacific Pier dated April 4, 2025.
On or about November 25, 2025, the Company issued 252,884 shares of common stock to Mast Hill pursuant to its conversion of $242,890.02 in principal, interest and fees owed under the convertible promissory note issued to Mast Hill dated February 27, 2025.
On or about November 25, 2025, the Company issued 90,773 shares of common stock to Mast Hill pursuant to its conversion of $87,185.92 in principal, interest and fees owed under the convertible promissory note issued to Mast Hill dated February 27, 2025.
On or about November 26, 2025, the Company issued 1,264,420 shares of common stock to Mast Hill pursuant to its exercise of warrants issued to Mast Hill dated January 16, 2025.
On or about December 1, 2025, the Company issued 195,867 shares of common stock to Mast Hill pursuant to its exercise of warrants issued to Mast Hill dated January 16, 2025.
On or about December 1, 2025, the Company issued 106,097 shares of common stock to Pacific Pier pursuant to its conversion of $101,904.82 in principal, interest and fees owed under the convertible promissory note issued to Pacific Pier dated April 4, 2025.
On or about December 1, 2025, the Company issued 141,009 shares of common stock to Mast Hill pursuant to its exercise of warrants issued to Mast Hill dated February 28, 2025.
The foregoing shares were issued pursuant to the exemption from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”) provided by Section 3(a)(9) of the Securities Act, as the shares of common stock were issued either upon (i) conversion of convertible promissory notes issued by the Company, or (ii) cashless exercise of warrants issued by the Company, there was no additional consideration for the exchanges, and there was no remuneration for the solicitation of the exchanges.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |
| 104 | Cover Page Interactive Data File (embedded within Inline XBRL document) |
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunder duly authorized.
CLEAN ENERGY TECHNOLOGIES, INC. |
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| Dated: December 2, 2025 | By: | /s/ Kambiz Mahdi |
| Kambiz Mahdi | ||
| Chief Executive Officer | ||
| 3 |