Amendment: SEC Form SC 13D/A filed by 23andMe Holding Co.
SCHEDULE 13D
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Under the Securities Exchange Act of 1934
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(Amendment No. 7)
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INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
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TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
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RULE 13d-2(a)
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23ANDME HOLDING CO.
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(Name of Issuer)
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Class A Common Stock, par value $0.0001 per share
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(Title of Class of Securities)
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90138Q306
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(CUSIP Number)
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ABEEC 2.0, LLC
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171 Main Street, Suite 259
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Los Altos, California 94022
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THE ANNE WOJCICKI REVOCABLE TRUST U/A/D 9/2/09, AS AMENDED AND RESTATED
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Trustee Anne Wojcicki
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171 Main Street, Suite 259
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Los Altos, California 94022
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
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Copies To:
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Graham Robinson
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Chadé Severin
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Skadden, Arps, Slate, Meagher & Flom LLP
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500 Boylston Street, 23rd Floor
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Boston, Massachusetts 02116
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November 12, 2024
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(Date of Event Which Requires Filing of this Statement)
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Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
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1.
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Names of Reporting Persons
ABeeC 2.0, LLC
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2.
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
N/A
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0
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8.
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Shared Voting Power
4,931,692 (1)(2)(3) (see Item 5)
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9.
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Sole Dispositive Power
0
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10.
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Shared Dispositive Power
4,931,692 (1)(3) (see Item 5)
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
4,931,692 (3) (see Item 5)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐
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13.
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Percent of Class Represented by Amount in Row (11)
20.6% (4)
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14.
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Type of Reporting Person
OO
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(1) |
The ANNE WOJCICKI REVOCABLE TRUST U/A/D 9/2/09, AS AMENDED AND RESTATED (the “Trust”) is the sole member of ABeeC 2.0, LLC (the “LLC”) and Anne Wojcicki is the sole trustee of the Trust. Accordingly, the LLC, the Trust, and Ms. Wojcicki have shared power to vote and dispose, or direct the disposition, of 4,931,692 shares of the
Class B common stock, par value $0.0001 per share (the “Class B Common Stock”) of 23andMe Holding Co. (the “Issuer”) held by the LLC.
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(2) |
The LLC is manager-managed and the manager from time to time may exercise voting power with respect to the shares of Class B Common Stock held by the LLC.
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(3) |
Represents shares of the Issuer’s Class A common stock, par value $0.0001 per share (the “Class A Common Stock”) that may be obtained upon the
conversion of shares of Class B Common Stock held by the reporting persons. Class B Common Stock, which is not registered under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is
convertible into shares of Class A Common Stock on a share-for-share basis.
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(4) |
Based upon (a) 19,011,874 shares of Class A Common Stock outstanding as of October 31, 2024, as disclosed in the Issuer’s Quarterly Report for the quarterly period ended September 30,
2024 filed on Form 10-Q with the Securities and Exchange Commission (“SEC”) on November 12, 2024, and (b) 4,931,692 shares of Class A Common Stock issuable upon conversion of the Class B Common Stock
held by the LLC.
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1.
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Names of Reporting Persons
THE ANNE WOJCICKI REVOCABLE TRUST U/A/D 9/2/09, AS AMENDED AND RESTATED
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2.
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
N/A
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of Organization
California
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
0
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8.
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Shared Voting Power
4,931,692 (1)(2)(3) (see Item 5)
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9.
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Sole Dispositive Power
0
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10.
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Shared Dispositive Power
4,931,692 (1)(3) (see Item 5)
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
4,931,692 (3) (see Item 5)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐
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13.
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Percent of Class Represented by Amount in Row (11)
20.6% (4)
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14.
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Type of Reporting Person
OO
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(1) |
Represents shares of Class B Common Stock held by the LLC. The Trust is the sole member of the LLC and Ms. Wojcicki is the sole trustee of the Trust. Accordingly, the LLC, the Trust,
and Ms. Wojcicki have shared power to vote and dispose, or direct the disposition, of 4,931,692 shares of the Class B Common Stock held by the LLC.
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(2) |
The LLC is manager-managed and the manager from time to time may exercise voting power with respect to the shares of Class B Common Stock held by the LLC.
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(3) |
Represents shares of the Issuer’s Class A Common Stock that may be obtained upon the conversion of shares of Class B Common Stock held by the reporting persons. The Class B Common
Stock, which is not registered under the Exchange Act, is convertible into shares of Class A Common Stock on a share-for-share basis.
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(4) |
Based upon (a) 19,011,874 shares of Class A Common Stock outstanding as of October 31, 2024, as disclosed in the Issuer’s Quarterly Report for the quarterly period ended September 30,
2024 filed on Form 10-Q with the SEC on November 12, 2024, and (b) 4,931,692 shares of Class A Common Stock issuable upon conversion of the Class B Common Stock held by the LLC.
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1.
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Names of Reporting Persons
Anne Wojcicki
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2.
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3.
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SEC Use Only
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4.
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Source of Funds (See Instructions)
PF
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5.
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
☐
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6.
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Citizenship or Place of Organization
United States
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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7.
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Sole Voting Power
514,922 (1)
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8.
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Shared Voting Power
5,056,692 (2)(3)(4)(5)(6) (see Item 5)
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9.
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Sole Dispositive Power
514,922 (1)
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10.
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Shared Dispositive Power
5,056,692 (2)(3)(5)(6) (see Item 5)
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
5,571,614 (1)(2)(6) (see Item 5)
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12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐
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13.
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Percent of Class Represented by Amount in Row (11)
22.8% (7)
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14.
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Type of Reporting Person
IN
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(1) |
Includes (a) 54,713 shares of Class A Common Stock held directly by Ms. Wojcicki, (b) 456,301 stock options held by Ms. Wojcicki that have vested or will vest within sixty days of the
date hereof, and (c) 3,908 restricted stock units held directly by Ms. Wojcicki that will vest within sixty days of the date hereof.
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(2) |
Includes indirect beneficial ownership of (a) 4,931,692 shares of Class B Common Stock held by the LLC and (b) 125,000 shares of Class A Common Stock held by The Anne Wojcicki
Foundation (“AWF”), for which Ms. Wojcicki disclaims beneficial ownership except to the extent of her pecuniary interest therein.
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(3) |
The Trust is the sole member of the LLC and Ms. Wojcicki is the sole trustee of the Trust. Accordingly, the LLC, the Trust, and Ms. Wojcicki have shared power to vote and dispose, or
direct the disposition, of 4,931,692 shares of the Class B Common Stock held by the LLC.
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(4) |
The LLC is manager-managed and the manager from time to time may exercise voting power with respect to the shares of Class B Common Stock held by the LLC.
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(5) |
Ms. Wojcicki, as the President and Chairman of the Board of AWF, has shared power to vote and dispose, or direct the disposition, of 125,000 shares of Class A Common Stock held by
AWF.
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(6) |
Includes 4,931,692 shares of the Class A Common Stock that may be obtained upon the conversion of shares of Class B Common Stock held by the reporting persons. Class B Common Stock,
which is not registered under the Exchange Act, is convertible into shares of Class A Common Stock on a share-for-share basis.
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(7) |
Based upon (a) 19,011,874 shares of Class A Common Stock outstanding as of October 31, 2024, as disclosed in the Issuer’s Quarterly Report for the quarterly period ended September 30,
2024 filed on Form 10-Q with the SEC on November 12, 2024, (b) 4,931,692 shares of Class A Common Stock issuable upon conversion of the Class B Common Stock held by the LLC, (c) 456,301 shares of Class A Common Stock issuable upon the
exercise of options held by Ms. Wojcicki that have vested or will vest within sixty days of the date hereof, and (d) 3,908 restricted stock units held directly by Ms. Wojcicki that will vest within sixty days of the date hereof.
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ITEM 5. |
Interest in Securities of Issuer.
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ABeeC 2.0, LLC
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By:
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/s/ Ryan Batenchuk
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Name: Ryan Batenchuk
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Title: Manager
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THE ANNE WOJCICKI REVOCABLE TRUST U/A/D 9/2/09, AS AMENDED AND RESTATED
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By:
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/s/ Anne Wojcicki
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Name: Anne Wojcicki
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Title: Trustee
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Anne Wojcicki
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/s/ Anne Wojcicki
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