Amendment: SEC Form SC 13D/A filed by Star Bulk Carriers Corp.
*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
OCM Opps EB Holdings, Ltd.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
AF
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,439,745
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,439,745
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,439,745
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.3% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 shares of Issuer common stock (“Common Shares”) outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree OBC Container Holdings LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
522,975
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
522,975
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
522,975
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.5% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree Opportunities Fund IX Delaware, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,907,589
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,907,589
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,907,589
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.7% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree Opportunities Fund IX (Parallel 2), L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
535,693
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
535,693
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
535,693
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.5% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree Dry Bulk Holdings LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Marshall Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
1,789,090
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,789,090
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
1.6% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1)
|
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Brookfield Oaktree Holdings, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.3% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
OCM FIE, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
68,535
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.06% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1)
|
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree Capital Holdings, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
68,535
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.06% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Oaktree Capital Group Holdings GP, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,833,063
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,833,063
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,833,063
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.4% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Brookfield Corporation
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Ontario, Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.2% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
HC
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Brookfield Asset Management ULC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
British Columbia, Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
68,535
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
68,535
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
0.06% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
HC
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
BAM Partners Trust
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☐
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
Not applicable
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Ontario, Canada
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
3,764,528
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
3.3% (1)
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
HC
|
|
|
|||
|
|
(1) |
Calculated assuming 114,195,607 Common Shares outstanding based upon information received from the Issuer.
|
Item 2. |
Identity and Background
|
1. |
OCM Opps EB Holdings, Ltd., a Delaware limited, a Cayman Islands limited liability company (“EB Holdings”);
|
2. |
Oaktree OBC Container Holdings LLC, a Cayman Islands limited liability company (“Container”);
|
3. |
Oaktree Opportunities Fund IX Delaware, L.P., a Delaware limited partnership (“Fund IX”);
|
4. |
Oaktree Opportunities Fund IX (Parallel 2), L.P., a Cayman Islands limited partnership (“Parallel 2”);
|
5. |
Oaktree Dry Bulk Holdings LLC, a Marshall Islands limited liability company (“Dry Bulk”);
|
6. |
OCM FIE, LLC, a Delaware limited liability company (“OCM FIE,” and together with each of the foregoing, the “Oaktree Holders”);
|
7. |
Brookfield Oaktree Holdings, LLC (f/k/a Oaktree Capital Group, LLC), a Delaware limited liability company (“BOH”);
|
8. |
Oaktree Capital Holdings, LLC (f/k/a Atlas OCM Holdings LLC), a Delaware limited liability company (“OCH”);
|
9. |
Oaktree Capital Group Holdings GP, LLC (“OCGH GP,” and together with BOH and the Oaktree Holders, the “Oaktree Parties”);
|
10. |
Brookfield Corporation, an Ontario corporation (“Brookfield”);
|
11. |
BAM Partners Trust, a trust formed under the laws of Ontario (“BAM”); and
|
12. |
Brookfield Asset Management ULC, a British Columbia corporation (“Brookfield ULC,” and together with Brookfield and BAM, the “Brookfield Parties”).
|
Item 5. |
Interest in Securities of the Issuer
|
(a) |
and (b)
|
• |
EB Holdings, after giving effect to sales of 1,440,370 Common Shares since the filing of the EB Holdings 13D, is the direct holder of 1,439,745 Common Shares.
|
• |
Container is the direct holder of 522,975 Common Shares.
|
• |
Fund IX, after giving effect to sales of 1,012,492 Common Shares since the filing of Amendment No. 21, is the direct holder of 1,384,614 Common Shares and the general partner of Container, and as such may be deemed to beneficially own an
aggregate 1,907,589 Common Shares.
|
• |
Parallel 2, after giving effect to sales of 9,298 Common Shares since the filing of Amendment No. 21 is the direct holder of 12,718 Common Shares and the general partner of Container, and as such may be deemed to beneficially own 535,693
Common Shares.
|
• |
Dry Bulk, after giving effect to sales of 1,308,261 Common Shares since the filing of Amendment No. 21, is the direct holder of 1,789,090 Common Shares.
|
• |
OCM FIE is the direct holder of 68,535 Common Shares.
|
• |
BOH is the indirect manager of Container, Parallel 2, Dry Bulk, and EB Holdings, and as such may be deemed to beneficially own an aggregate 3,764,528 Common Shares.
|
• |
OCH is the indirect manager of OCM FIE, and as such may be deemed to beneficially own an aggregate 68,535 Common Shares.
|
• |
OCGH GP is the indirect manager of BOH and OCH, and as such may be deemed to beneficially own an aggregate 3,833,063 Common Shares.
|
• |
Brookfield is an indirect owner of BOH, and as such may be deemed to beneficially own 3,764,528 Common Shares.
|
• |
Brookfield ULC is an indirect owner of OCH, and as such may be deemed to beneficially own 68,535 Common Shares.
|
• |
BAM is the sole owner of Class B Limited Voting Shares of Brookfield, and as such may be deemed to beneficially own 3,764,528 Common Shares.
|
Item 7. |
Materials to be Filed as Exhibits
|
Exhibit 1 |
Joint Filing Agreement, dated as of July 5, 2024.
|
Exhibit 11 | Market transactions as of July 2, 2024. |
Dated: July 5, 2024
|
||
OCM OPPS EB HOLDINGS, LTD.
|
||
By: | Oaktree Fund GP I, L.P. | |
Its: |
Managing Member |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OAKTREE OBC CONTAINER HOLDINGS, LLC
|
||
By: |
Oaktree Opportunities Fund IX Delaware, L.P.
|
|
Its: | General Partner |
|
By: |
Oaktree Opportunities Fund IX (Parallel 2), L.P. |
|
Its: | General Partner |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE OPPORTUNITIES FUND IX DELAWARE, L.P.
|
|
By: | Oaktree Fund GP, LLC |
|
Its: | General Partner |
|
By: | Oaktree Fund GP I, L.P. |
|
Its: | Managing Member |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE OPPORTUNITIES FUND IX (PARALLEL 2), L.P.
|
||
By: | Oaktree Opportunities Fund IX GP, L.P. |
|
Its: | General Partner |
|
By: |
Oaktree Opportunities Fund IX GP, Ltd.
|
|
Its: | General Partner |
|
By: |
Oaktree Capital Management, L.P. |
|
Its: | Director |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OAKTREE DRY BULK HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
|||
BROOKFIELD OAKTREE HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
|||
OAKTREE CAPITAL HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OCM FIE, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC
|
|||
By:
|
/s/Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
|||
BROOKFIELD CORPORATON
|
|||
By:
|
/s/Swati Mandava
|
||
Name: Swati Mandava
|
|||
Title: Managing Director, Legal & Regulatory
|
BROOKFIELD ASSET MANAGEMENT ULC
|
|||
By:
|
/s/ Kathy Sarpash
|
||
Name: Kathy Sarpash
|
|||
Title: Managing Director, Legal & Regulatory
|
BAM PARTNERS TRUST
|
|||
By: | BAM Class B Partners Inc. | ||
Its: | Trustee | ||
By:
|
/s/ Kathy Sarpash
|
||
Name: Kathy Sarpash
|
|||
Title: Secretary
|
Dated as of July 5, 2024
|
||
OCM OPPS EB HOLDINGS, LTD.
|
||
By: |
Oaktree Fund GP I, L.P. | |
Its: | Managing Member |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OAKTREE OBC CONTAINER HOLDINGS, LLC
|
||
By: |
Oaktree Opportunities Fund IX Delaware, L.P.
|
|
Its: |
General Partner |
|
By: |
Oaktree Opportunities Fund IX (Parallel 2), L.P.
|
|
Its: | General Partner |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE OPPORTUNITIES FUND IX DELAWARE, L.P.
|
||
|
||
By: | Oaktree Fund GP, LLC |
|
Its: | General Partner |
|
By: | Oaktree Fund GP I, L.P. |
|
Its: | Managing Member |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE OPPORTUNITIES FUND IX (PARALLEL 2), L.P.
|
||
By: |
Oaktree Opportunities Fund IX GP,L.P.
|
|
Its: | General Partner |
|
By: |
Oaktree Opportunities Fund IX GP,Ltd.
|
|
Its: | General Partner |
|
By: |
Oaktree Capital Management, L.P. |
|
Its: | Director |
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OAKTREE DRY BULK HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
|||
BROOKFIELD OAKTREE HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
|||
OAKTREE CAPITAL HOLDINGS, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
OCM FIE, LLC
|
|||
By:
|
/s/ Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Authorized Signatory
|
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC
|
|||
By:
|
/s/Henry Orren
|
||
Name: Henry Orren
|
|||
Title: Senior Vice President
|
|||
BROOKFIELD CORPORATON
|
|||
By:
|
/s/Swati Mandava
|
||
Name: Swati Mandava
|
|||
Title: Managing Director, Legal & Regulatory
|
|||
BROOKFIELD ASSET MANAGEMENT ULC
|
|||
By:
|
/s/ Kathy Sarpash
|
||
Name: Kathy Sarpash
|
|||
Title: Managing Director, Legal & Regulatory
|
BAM PARTNERS TRUST
|
|||
By: | BAM Class B Partners Inc. | ||
Its: | Trustee | ||
By:
|
/s/ Kathy Sarpash
|
||
Name: Kathy Sarpash
|
|||
Title: Secretary
|
Trade Date
|
Amount Sold
|
Price or VWAP*
|
VWAP Price Range
|
05/29/2024
|
88,990
|
$27.14
|
All trades at $27.14
|
05/31/2024
|
67,101
|
$27.10
|
All trades at $27.10
|
06/03/2024
|
32,761
|
$26.93
|
All trades at $26.93
|
06/04/2024
|
24,466
|
$26.64
|
$26.64-$26.67
|
06/05/2024
|
83,462
|
$26.81
|
$26.81-$26.83
|
06/06/2024
|
110,639
|
$25.52
|
$25.50-$25.71
|
06/07/2024
|
59,821
|
$25.60
|
$25.50-$25.63
|
06/10/2024
|
28,129
|
$25.23
|
All trades at $25.23
|
06/20/2024
|
172,000
|
$24.77
|
All trades at $24.77
|
06/21/2024
|
122,000.00
|
$24.07
|
All trades at $24.07
|
06/24/2024
|
139,319.00
|
$24.05
|
$24.05-$24.11
|
06/26/2024
|
32,186
|
$24.58
|
All trades at $24.58
|
06/27/2024
|
18,597
|
$24.38
|
All trades at $24.38
|
06/28/2024
|
42,200
|
$24.41
|
All trades at $24.41
|
07/01/2024
|
82,897
|
$24.97
|
All trades at $24.97
|
07/02/2024
|
2,665,853
|
$24.25
|
All trades at $24.25
|