Amendment: SEC Form SC 13G/A filed by CorMedix Inc.
CorMedix Inc.
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(Name of Issuer)
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Common stock, par value $0.001 per share
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(Title of Class of Securities)
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21900C308
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(CUSIP Number)
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September 30, 2024
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(Date of Event which Requires Filing of this Statement)
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☒
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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CUSIP No. 21900C308
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13G
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Page 2 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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Nomura Holdings, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Japan
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 |
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6
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SHARED VOTING POWER
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169,300 (1)
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7
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SOLE DISPOSITIVE POWER
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0 |
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8
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SHARED DISPOSITIVE POWER
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169,300 (1)
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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169,300
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
Not applicable
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.3% (2)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC
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(1) |
This represents 169,300 shares of Common Stock beneficially owned by Nomura Securities International, Inc. (“NSI”). NSI is a wholly owned subsidiary of Nomura Holdings, Inc., which accordingly may be deemed to
beneficially own the shares of Common Stock beneficially owned by NSI.
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(2) |
The percent of class is calculated based on 57,760,964 shares of Common Stock outstanding as of September 24, 2024, as reported in the Issuer’s proxy statement on Schedule 14A filed with
the SEC on October 8, 2024.
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CUSIP No. 21900C308
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13G
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Page 3 of 10 Pages
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1
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NAMES OF REPORTING PERSONS
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Nomura Securities International, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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New York
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0 |
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6
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SHARED VOTING POWER
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169,300
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7
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SOLE DISPOSITIVE POWER
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0 |
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8
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SHARED DISPOSITIVE POWER
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169,300
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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169,300
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
Not applicable
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.3% (3)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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BD
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(3) |
The percent of class is calculated based on 57,760,964 shares of Common Stock outstanding as of September 24, 2024, as reported in the Issuer’s proxy statement on Schedule 14A filed with
the SEC on October 8, 2024.
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CUSIP No. 21900C308
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13G
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Page 4 of 10 Pages
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Item 1.
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(a)
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Name of Issuer:
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CorMedix Inc. (the “Issuer”)
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(b)
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Address of Issuer's Principal Executive Offices:
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300 Connell Drive, Suite 4200
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Berkeley Heights, NJ 07922
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Item 2.
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(a)
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Name of Person(s) Filing:
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Nomura Holdings, Inc.
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Nomura Securities International, Inc.
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(b)
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Address of Principal Business Office or, if none, Residence:
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Nomura Holdings, Inc.
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13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan
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Nomura Securities International, Inc.
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Worldwide Plaza
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309 West 49th Street
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New York, NY 10019
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(c)
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Citizenship:
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Nomura Holdings, Inc.
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Japan
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Nomura Securities International, Inc.
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New York
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(d)
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Title of Class of Securities:
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Common Stock, par value $0.001 per share (“Common Stock”)
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(e)
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CUSIP Number:
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21900C308
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐ |
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ___________________
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CUSIP No. 21900C308
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13G
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Page 5 of 10 Pages
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Item 4. |
Ownership.
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Item 5. |
Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group.
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Item 9. |
Notice of Dissolution of Group.
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CUSIP No. 21900C308
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13G
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Page 6 of 10 Pages
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Item 10. |
Certification.
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CUSIP No. 21900C308
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13G
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Page 7 of 10 Pages
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Nomura Holdings, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Managing Director
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Nomura Securities International, Inc.
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/s/ Fernando Del Puerto
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Name: Fernando Del Puerto
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Title: Managing Director
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CUSIP No. 21900C308
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13G
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Page 8 of 10 Pages
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Exhibit
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Exhibit
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A
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Joint Filing Agreement
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B
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Subsidiaries
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CUSIP No. 21900C308
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13G
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Page 9 of 10 Pages
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Nomura Holdings, Inc.
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/s/ Samir Patel
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Name: Samir Patel
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Title: Managing Director
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Nomura Securities International, Inc.
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/s/ Fernando Del Puerto
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Name: Fernando Del Puerto
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Title: Managing Director
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CUSIP No. 21900C308
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13G
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Page 10 of 10 Pages
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