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    Amendment: Syntec Optics Holdings Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

    3/28/25 4:32:55 PM ET
    $OPTX
    Electronic Components
    Technology
    Get the next $OPTX alert in real time by email
    true 0001866816 0001866816 2025-03-26 2025-03-26 0001866816 OPTX:CommonStockParValue0.0001PerShareMember 2025-03-26 2025-03-26 0001866816 OPTX:RedeemableWarrantsExercisableForCommonStockAtExercisePriceOf11.50PerShareSubjectToAdjustmentMember 2025-03-26 2025-03-26 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K/A

     

    Amendment No. 1

     

    CURRENT REPORT

     

    PURSUANT TO SECTION 13 OR 15(d) OF THE
    SECURITIES EXCHANGE ACT OF 1934

     

    Date of Report (Date of earliest event reported): March 28, 2025 (March 26, 2025)

     

    SYNTEC OPTICS HOLDINGS, INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware   001-41034   87-0816957
    (State or other jurisdiction
    of incorporation)
      (Commission
    File Number)
      (IRS Employer
    Identification No.)

     

    515 Lee Rd.

    Rochester, NY 14606

    (Address of principal executive offices, including zip code)

     

    Registrant’s telephone number, including area code:

    (585) 768-2513

     

    Not Applicable
    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
       
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
       
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
       
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of Each Class:   Trading Symbol(s)   Name of Each Exchange on Which Registered:
    Common stock, par value $0.0001 per share   OPTX   The Nasdaq Capital Market
    Redeemable warrants, exercisable for common stock at an exercise price of $11.50 per share, subject to adjustment   OPTXW   The Nasdaq Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☒

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     
     

     

    Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

     

    On March 21, 2025, Joseph Mohr resigned from his position as the Board of Directors (the “Board”) of Syntec Optics Holdings, Inc. (the “Company”). His resignation was due to a disagreement with the Company on matters relating to the Company’s operations, policies, and practices. The resignation was accepted by the Board on March 25, 2025.

     

    Item 9.01 Financial Statement and Exhibits.

     

    (d) Exhibits

     

    Exhibit    
    Number   Description
         
    99.1   Joe Mohr Resignation Letter Dated March 21, 2025
    99.2   Response Received from Joe Mohr Dated March 26, 2025
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     
     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      SYNTEC OPTICS HOLDINGS, INC.
         
      By: /s/ Al Kapoor
     Date: March 28, 2025 Name:  Al Kapoor
      Title: Chief Executive Officer

     

     

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