AtlasClear Holdings Inc. filed SEC Form 8-K: Regulation FD Disclosure, Leadership Update
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers, Compensatory Arrangements of Certain Officers.
On September 23, 2024, the board of directors (the “Board”) of AtlasClear Holdings, Inc. (the “Company”) appointed Mark S. Smith to serve as an independent director of the Company, effective immediately, to fill one of the vacancies created by the previously announced resignations of Steven Carlson and James Tabacchi. Effective upon his appointment, Mr. Smith serves as a member of the audit committee, compensation committee, and nominating and corporate governance committee of the Board. Mr. Smith is a FinTech innovator with over 30 years of pioneering experience in financial services and technology.
The Board determined that Mr. Smith is an “independent director,” as defined under the applicable rules of the Securities Exchange Act of 1934 and the rules of the NYSE American. There are no arrangements or understandings between Mr. Smith and any other person pursuant to which Mr. Smith was selected as a director, and he did not enter into any material plan, contract, or arrangement to receive any grant or award in connection with his appointment. There are no transactions in which Mr. Smith has an interest requiring disclosure under Item 404(a) of Regulation S-K. Mr. Smith is expected to participate in the standard compensation arrangements for the Company’s non-employee directors when available.
Item 7.01 Regulation FD Disclosure.
A copy of the Company’s press release announcing the matters described in Item 5.02 of this report is attached hereto and furnished as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits:
| Exhibit No. | Description |
| 99.1 | Press release, dated September 25, 2024. |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ATLASCLEAR HOLDINGS, INC. | ||
| Date: September 27, 2024 | /s/ John Schaible | |
| Name: | John Schaible | |
| Title: | Executive Chairman | |