Brookfield Asset Management Inc filed SEC Form 8-K: Other Events, Financial Statements and Exhibits
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| Item 8.01. | Other Events. |
On April 14, 2026, Brookfield Asset Management Ltd. (“BAM”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with RBC Capital Markets, LLC and SMBC Nikko Securities America, Inc., as representatives of the several Underwriters listed in Schedule II thereto in connection with its previously-announced offering (the “Offering”) of (i) US$550 million principal amount of senior notes due 2031, which will bear interest at a rate of 4.832% per annum (the “2031 Notes”), and (ii) US$450 million re-opening of its 5.298% senior notes due 2036, (the “New 2036 Notes” and, together with the 2031 Notes, the “Notes”). The Underwriting Agreement contains customary representations, covenants and indemnification provisions.
The Offering was registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form F-10 (File No. 333-293350) filed by BAM with the Securities and Exchange Commission (the “Commission”) on February 10, 2026 (the “Registration Statement”). The Notes were offered and sold pursuant to BAM’s base shelf prospectus, dated February 10, 2026, as supplemented by a prospectus supplement dated April 14, 2026. The Offering is expected to close on April 17, 2026.
The Consent of Torys LLP, the Consent of Goodmans LLP and the Underwriting Agreement are attached hereto as Exhibits 5.1, 5.2, and 99.1 respectively, and are each incorporated by reference herein and in the Registration Statement.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit Number |
Description | |
| 5.1 | Consent of Torys LLP, dated as of April 14, 2026. | |
| 5.2 | Consent of Goodmans LLP, dated as of April 14, 2026. | |
| 99.1 | Underwriting Agreement, dated as of April 14, 2026, by and among Brookfield Asset Management Ltd., as issuer, RBC Capital Markets, LLC and SMBC Nikko Securities America, Inc., as representatives of the several Underwriters listed in Schedule II thereto. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 14, 2026
| Brookfield Asset Management Ltd. | ||
| By: | /s/ Kathy Sarpash | |
| Name: | Kathy Sarpash | |
| Title: | Managing Director, Legal & Regulatory and Corporate Secretary | |