Carnival Plc filed SEC Form 8-K: Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Special Voting Share, GBP 1.00 par value and Trust Shares of beneficial interest in the P&O Princess Special Voting Trust | , Inc. | |||
Indicate by check mark whether the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2) of this chapter).
Emerging growth companies
If emerging growth companies, indicate by check mark if the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 1.01 | Entry into a Material Definitive Agreement. |
Amendment No. 1 to the Amended and Restated Deposit Agreement
On February 12, 2026, Carnival plc, a public limited company organized under the laws of England and Wales (the “Company”), entered into Amendment No. 1 (the “Amendment”) to the Amended and Restated Deposit Agreement, dated as of April 21, 2003 (the “Deposit Agreement”), among the Company, JP Morgan Chase Bank, N.A., as Depositary (the “Depositary”), and all holders from time to time of American Depositary Receipts (“ADRs”) issued thereunder. The Amendment amended the termination provisions of the Deposit Agreement to provide that the Deposit Agreement will terminate: (i) upon 30 days’ notice from the Company to the Depositary; (ii) immediately and automatically upon consummation of the proposed unification of the Carnival Corporation and the Company’s dual listed company arrangement and the migration of Carnival Corporation from Panama to Bermuda; (iii) upon 30 days’ notice from the Depositary to the holders if (A) 60 days have passed since the Depositary has provided notice of its resignation as Depositary to the Company and the Company has not appointed a successor depositary, (B) 60 days have passed since the Company has provided notice of its intention to remove or replace the Depositary and the Company has not appointed a successor depositary, (C) the Company is bankrupt, in liquidation proceedings or insolvent, (D) the ADRs are delisted from the New York Stock Exchange and/or the Company’s ordinary shares are delisted from the London Stock Exchange, (E) the Company redeems all or substantially all of the deposited securities, (F) there are no deposited securities remaining, or (G) there occurs a merger, consolidation, sale of assets or other transaction as a result of which securities or other property are delivered in exchange for or in lieu of deposited securities; or (iii) if required by law.
Following termination of the Deposit Agreement due to clause (ii) above, if applicable, the Depositary will use its reasonable efforts to distribute common shares of Carnival Corporation Ltd. (“New Carnival Shares”) to the holders with respect to the ordinary shares of the Company represented by each such holder’s ADRs. If the Depositary is unable to distribute New Carnival Shares to a holder with respect to such holder’s ADRs, the Depositary may seek to sell such holder’s remaining deposited securities and distribute or hold in an account the net proceeds of such sale, net of fees owed to the Depositary, in trust (without interest) for the pro rata benefit of each holder entitled thereto.
The Amendment also made certain technical changes to the Deposit Agreement and conforming changes to the Form of ADR attached as Exhibit A thereto.
A copy of the Amendment is attached hereto as Exhibit 4.1 and is incorporated by reference herein.
| Item 3.03 | Material Modification to Rights of Security Holders. |
The information in Item 1.01 of this Current Report on Form 8-K is incorporated by reference in this Item 3.03.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. | Description | |
| 4.1 | ||
| 104 | Cover Page Interactive Data File (embedded with the Inline XBRL document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CARNIVAL CORPORATION | CARNIVAL PLC | |||
| By: | /s/ Enrique Miguez | By: | /s/ Enrique Miguez | |
| Name: | Enrique Miguez | Name: | Enrique Miguez | |
| Title: | General Counsel | Title: | General Counsel | |
Date: February 12, 2026 |
Date: February 12, 2026 | |||