Collective Audience Inc.. filed SEC Form 8-K: Leadership Update, Regulation FD Disclosure, Financial Statements and Exhibits
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers.
Effective January 24, 2025, Joseph Zawadzki resigned as a member of the board of directors (the “Board”) of Collective Audience, Inc., a Delaware corporation (the “Company”) and as Chairman of the Board, creating a vacancy in the members of the Board (the “Director Vacancy”) and of the Chairman of the Board (the “Chairman Vacancy”). Mr. Zawadzki’s resignation was not the result of any dispute or disagreement with the Company or the Board on any matter relating to the operations, policies or practices of the Company.
Effective January 24, 2025, the Board appointed Andrew Q. Kraft as a director of the Company to fill the Director Vacancy, to serve in such role until his successor is elected and qualified or until his earlier death, resignation or removal.
There is no arrangement or understanding between Mr. Kraft and any other person pursuant to which Mr. Kraft was appointed as a member of the Board. There are no family relationships between Mr. Kraft and any of the Company’s directors, executive officers or persons nominated or chosen by the Company to become a director or executive officer. Mr. Kraft has not engaged in any related-person transactions required to be disclosed by Item 404(a) of Regulation S-K under the Securities Exchange Act of 1934, as amended.
Effective January 24, 2025, the Board also appointed Peter Bordes, who currently serves as the Chief Executive Officer of the Company and a member of the Board, as the Chairman of the Board to fill the Chairman Vacancy, to serve in such role his successor is elected and qualified or until his earlier death, resignation, or removal.
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Item 7.01 Regulation FD Disclosure.
On January 29, 2025, the Company issued a press release on the aforementioned board changes. A copy of this release is furnished as Exhibit 99.1 to this Current Report and is incorporated herein by reference.
The information set forth under Item 7.01 of this Current Report, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section. The information in Item 7.01 of this Current Report, including Exhibit 99.1, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, except as expressly set forth by specific reference in such a filing. This Current Report will not be deemed an admission as to the materiality of any information in this Current Report that is required to be disclosed solely by Regulation FD.
Forward-Looking Statements
This Current Report, including Exhibit 99.1 attached hereto, contains certain forward-looking statements that involve substantial risks and uncertainties. When used herein, the terms “anticipates,” “expects,” “estimates,” “believes,” “will” and similar expressions, as they relate to us or our management, are intended to identify such forward-looking statements.
Forward-looking statements in this Current Report, including Exhibit 99.1 attached hereto, or hereafter, including in other publicly available documents filed with the Securities and Exchange Commission, reports to the stockholders of the Company and other publicly available statements issued or released by us involve known and unknown risks, uncertainties and other factors which could cause our actual results, performance (financial or operating) or achievements to differ from the future results, performance (financial or operating) or achievements expressed or implied by such forward-looking statements. Such future results are based upon management’s best estimates based upon current conditions and the most recent results of operations. These risks include, but are not limited to, the risks set forth herein and in such other documents filed with the Securities and Exchange Commission, each of which could adversely affect our business and the accuracy of the forward-looking statements contained herein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description |
| 99.1 | Press Release, dated January 29, 2025. |
| 104 | Cover Page Interactive Data File |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: January 30, 2025
| COLLECTIVE AUDIENCE, INC. | |||
| By: | /s/ Peter Bordes | ||
| Name: Peter Bordes | |||
| Title: Chief Executive Officer | |||
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