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    SEC Form SC 13G filed by Collective Audience Inc..

    9/27/24 9:21:49 AM ET
    $CAUD
    Professional Services
    Consumer Discretionary
    Get the next $CAUD alert in real time by email
    SC 13G 1 blamb_sc13g.htm SCHEDULE 13G Schedule 13G

     

    OMB APPROVAL

    UNITED STATES 

    SECURITIES AND EXCHANGE COMMISSION 

    Washington, D.C. 20549 

    OMB Number:3235-0145 

    Expires:Febuary 28, 2009 

    Estimated average burden
    hours per response ....10.4

     

     

    SCHEDULE 13G

    Under the Securities and Exchange Act of 1934

    (Amendment No.                 )*

     

    Collective Audience, Inc.

    (formerly known as Abri SPAC I, Inc.)

    (Name of Issuer)

     

    Common Stock, $ 0.0001 Par Value

    (Title of Class of Securities)

     

    00085X105

    (CUSIP Number)

     

     

    August 20, 2024

    (Date of Event which Requires Filing of this Statement)

     

    Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

    o  Rule 13d-1(b)

    ý  Rule 13d-1(c)

    o  Rule 13d-1(d)

     

    * The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

     

    The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


    1


     

    CUSIP No.   00085X105

    1.Names of Reporting Persons. 

    I.R.S. Identification Nos. of above persons (entities only). 

    Barry G. Lamb    xxx-xx-8430 

    2.Check the Appropriate Box if a Member of a Group 

    (a)o 

    (b)o 

    3.SEC Use Only 

    4.Citizenship or Place of OrganizationU.S.A. 

    Number of Shares Beneficially Owned by Each Reporting Person With

    5.Sole Voting Power3,031,315 

    6.Shared Voting Power0 

    7.Sole Dispositive Power3,031,315 

    8.Shared Dispositive Power0 

    9.Aggregate Amount Beneficially Owned by Each Reporting Person 

    3,031,315 

    10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)      o 

    11.Percent of Class Represented by Amount in Row (9) 

    13.40% 

    12.Type of Reporting Person (See Instructions) 

    1A 


    2


     

    Item 1.

    The name and address of the principal executive offices of the Issuer are:

    Collective Audience, Inc.

    685 Broad St. 16-079

    New York, NY 10004

     

    Item 2.

    This statement on Schedule 13G is being filed by:

     

    (a)Name: 

     

    Barry G. Lamb

     

    (b)Address: 

     

    H832 97th Avenue

    Naples, FL 34108

     

    (c)Citizenship/Place: 

    U.S.A.

     

    (d)Title of Class of Securities: 

    Common

     

    (e)CUSIP Number: 

    00085X105

    Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

    (a)oBroker or dealer registered under section 15 of the Act (15 U.S.C. 78o). 

    (b)oBank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). 

    (c)oInsurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). 

    (d)oInvestment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). 

    (e)oAn investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); 

    (f)oAn employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); 

    (g)oA parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); 

    (h)oA savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); 

    (i)oA church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); 

    (j)oGroup, in accordance with §240.13d-1(b)(1)(ii)(J). 


    3


     

    Item 4.  Ownership

    See Items 5-9 and 11 of the cover page for each Filer.

    The sum totals for all filers are as below.

    Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

    (a)Amount beneficially owned:    3,031,315 

    (b)Percent of class:   13.40% 

    (c)Number of shares as to which the person has: 

    (i)Sole power to vote or to direct the vote:   3,031,315 

    (ii)Shared power to vote or to direct the vote:    0 

    (iii)Sole power to dispose or to direct the disposition of:   3,031,315 

    (iv)Shared power to dispose or to direct the disposition of:   0 

    Item 5.  Ownership of Five Percent or Less of a Class

    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o

    Item 6.  Ownership of More than Five Percent on Behalf of Another Person

    Not applicable.

    Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

    Not applicable.

    Item 8.  Identification and Classification of Members of the Group

    Not applicable.

    Item 9.  Notice of Dissolution of Group

    Not applicable.

    Item 10.  Certification

    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


    4


    SIGNATURES

    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     

    Date:September 16, 2024 

    By:/s/ Barry G. Lamb 

    Barry G. Lamb 

     

     


    5

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