Director Montag Thomas K. sold $11,899,208 worth of shares (20,000 units at $594.96), decreasing direct ownership by 8% to 114,300 units (SEC Form 4)
$GS
Investment Bankers/Brokers/Service
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GOLDMAN SACHS GROUP INC [ GS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/12/2024 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 1,904 | D | $592.12(1) | 122,396 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 1,192 | D | $592.97(2) | 121,204 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 686 | D | $594.2(3) | 120,518 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 2,370 | D | $595.08(4) | 118,148 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 2,221 | D | $596.19(5) | 115,927 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 821 | D | $597.18(6) | 115,106 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 335 | D | $598.12(7) | 114,771 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 269 | D | $599.35(8) | 114,502 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 202 | D | $600.85(9) | 114,300 | D | |||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 1,953 | D | $592.08(10) | 10,497 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 886 | D | $592.9(12) | 9,611 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 1,587 | D | $594.39(13) | 8,024 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 2,331 | D | $595.35(14) | 5,693 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 2,004 | D | $596.5(15) | 3,689 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 643 | D | $597.57(16) | 3,046 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 296 | D | $598.67(17) | 2,750 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 11/12/2024 | S | 300 | D | $600.37(18) | 2,450 | I | See footnote(11) | ||
| Common Stock, par value $0.01 per share | 59,966 | I | See footnote(19) | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. Reflects a weighted average sale price of $592.12 per share, at prices ranging from $591.570 to $592.560 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 2. Reflects a weighted average sale price of $592.97 per share, at prices ranging from $592.590 to $593.395 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 3. Reflects a weighted average sale price of $594.20 per share, at prices ranging from $593.610 to $594.495 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4. Reflects a weighted average sale price of $595.08 per share, at prices ranging from $594.670 to $595.640 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 5. Reflects a weighted average sale price of $596.19 per share, at prices ranging from $595.670 to $596.630 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6. Reflects a weighted average sale price of $597.18 per share, at prices ranging from $596.730 to $597.700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 7. Reflects a weighted average sale price of $598.12 per share, at prices ranging from $597.880 to $598.625 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8. Reflects a weighted average sale price of $599.35 per share, at prices ranging from $599.115 to $599.755 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 9. Reflects a weighted average sale price of $600.85 per share, at prices ranging from $600.215 to $601.320 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10. Reflects a weighted average sale price of $592.08 per share, at prices ranging from $591.530 to $592.515 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 11. Held by the Reporting Person's spouse. |
| 12. Reflects a weighted average sale price of $592.90 per share, at prices ranging from $592.540 to $593.140 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 13. Reflects a weighted average sale price of $594.39 per share, at prices ranging from $593.920 to $594.900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14. Reflects a weighted average sale price of $595.35 per share, at prices ranging from $594.940 to $595.845 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 15. Reflects a weighted average sale price of $596.50 per share, at prices ranging from $596.025 to $597.000 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16. Reflects a weighted average sale price of $597.57 per share, at prices ranging from $597.035 to $597.955 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 17. Reflects a weighted average sale price of $598.67 per share, at prices ranging from $598.280 to $598.865 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 18. Reflects a weighted average sale price of $600.37 per share, at prices ranging from $600.355 to $600.385 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 19. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
| Remarks: |
| /s/ Jamie A. Greenberg, Attorney-in-fact | 11/13/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||