ESSA Bancorp Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$ESSA
Banks
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 7, 2024
(Exact Name of Registrant as Specified in its Charter)
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(State or Other Jurisdiction)
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(Commission File No.)
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(I.R.S. Employer
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of Incorporation)
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Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (570 )
421-0531
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common
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ESSA
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Nasdaq Stock Market LLC
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of
Security Holders.
On March 7, 2024, the Annual Meeting of Stockholder of ESSA Bancorp, Inc. (the “Company”) was held at 10:00 a.m., Eastern Time (the “Annual
Meeting”). The matters listed below were submitted to a vote of the stockholders through the solicitation of proxies. The proposals are described in detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission on January
25, 2024 (the “Proxy Statement”).
The matters considered and voted on by the stockholders at the Annual Meeting and the votes of the stockholders were as follows:
Proposal 1 – Election of Two Directors
The stockholders elected the following director who was nominated to serve for a term of one year.
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For
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Withheld
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Robert C. Selig, Jr.
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7,449,748
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162,134
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The stockholders elected the
following director who was nominated to serve for a term of three years.
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For
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Withheld
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Philip H. Hosbach, IV
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6,837,678
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774,204
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Proposal 2 – Approval of the ESSA Bancorp, Inc. 2024 Equity Incentive Plan
The stockholders approved the ESSAP Bancorp, Inc. 2024 Equity Incentive Plan.
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For
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Against
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Abstain
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| 7,139,682 | 398,273 | 73,927 |
Proposal 3 –Ratification of the Appointment of Independent Registered Public Accountants
The stockholders approved the ratification of S.R. Snodgrass, P.C. as the Company’s independent registered public accounting firm for the
fiscal year ending September 30, 2024.
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For
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Against
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Abstain
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8,316,572
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355,959
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60,094
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Proposal 4 – Advisory Vote on Executive Compensation
The stockholders approved, on a non-binding, advisory basis, the resolution regarding the executive compensation described in the Proxy
Statement as follows:
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For
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Against
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Abstain
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| 6,402,684 | 1,064,307 | 144,891 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
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ESSA BANCORP, INC.
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DATE: March 7, 2024
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By:
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/s/ Gary S. Olson
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Gary S. Olson, President and
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Chief Executive Officer
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