EVP, GM, Server Macdonald Neil B sold $493,365 worth of shares (29,000 units at $17.01), decreasing direct ownership by 51% to 28,197 units (SEC Form 4)
$HPE
Retail: Computer Software & Peripheral Equipment
Technology
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/08/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 05/08/2025 | S | 29,000 | D | $17.0126(2) | 28,196.992(1) | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (3) | 01/16/2025 | A | 622.0199(4) | (4) | (4) | Common Stock | 622.0199 | (4) | 47,189.0199 | D | ||||
| Restricted Stock Units | (3) | 01/16/2025 | A | 1,396.8193(5) | (5) | (5) | Common Stock | 1,396.8193 | (5) | 103,075.8193 | D | ||||
| Restricted Stock Units | (3) | 01/16/2025 | A | 1,988.4954(6) | (6) | (6) | Common Stock | 1,988.4954 | (6) | 142,620.4954 | D | ||||
| Explanation of Responses: |
| 1. The total beneficial ownership includes the acquisition of 6.6550 shares at $23.5108 per share received on 01/17/25 through dividends paid in shares, and 10.6180 shares at $14.8186 per share received on 04/22/25 through dividends paid in shares. |
| 2. The price in Column 4 is a weighted average price. The prices ranged from $17.00 to $17.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares at each price within the range. |
| 3. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| 4. As previously reported, on 12/08/22, the reporting person was granted 138,122 Restricted Stock Units ("RSUs"), 46,040 of which vested on 12/08/23, 43,990 of which vested on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 244.2900 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 377.7299 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
| 5. As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which vested on 12/07/24, 49,393 of which will vest on 12/07/25, and 49,394 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 548.5822 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 848.2371 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
| 6. As previously reported, on 12/09/24, the reporting person was granted 140,632 RSUs, 46,877 of which will vest on each of 12/09/25 and 12/09/26, and 46,878 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 780.9551 dividend equivalent rights at $23.41 per RSU credited to the reporting person's account on 01/16/25, and 1,207.54030 dividend equivalent rights at $15.14 per RSU credited to the reporting person's account on 04/18/25. |
| Remarks: |
| The reported transaction occurred pursuant to a trading plan adopted on 03/12/24. |
| Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald | 05/12/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||