• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 3 filed by new insider Smith Ivona

    7/15/24 4:18:52 PM ET
    $VWE
    Beverages (Production/Distribution)
    Consumer Staples
    Get the next $VWE alert in real time by email
    SEC FORM 3 SEC Form 3
    FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
    or Section 30(h) of the Investment Company Act of 1940
    OMB APPROVAL
    OMB Number: 3235-0104
    Estimated average burden
    hours per response: 0.5
    1. Name and Address of Reporting Person*
    Smith Ivona

    (Last) (First) (Middle)
    C/O VINTAGE WINE ESTATES, INC.
    205 CONCOURSE BOULEVARD

    (Street)
    SANTA ROSA CA 95403

    (City) (State) (Zip)
    2. Date of Event Requiring Statement (Month/Day/Year)
    06/28/2024
    3. Issuer Name and Ticker or Trading Symbol
    Vintage Wine Estates, Inc. [ VWE ]
    4. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
    X Director 10% Owner
    Officer (give title below) Other (specify below)
    5. If Amendment, Date of Original Filed (Month/Day/Year)
    6. Individual or Joint/Group Filing (Check Applicable Line)
    X Form filed by One Reporting Person
    Form filed by More than One Reporting Person
    Table I - Non-Derivative Securities Beneficially Owned
    1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
    Table II - Derivative Securities Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)
    1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
    Date Exercisable Expiration Date Title Amount or Number of Shares
    Explanation of Responses:
    No securities are beneficially owned.
    /s/ Kristina L. Johnston, Attorney-in-Fact for Ivona Smith 07/15/2024
    ** Signature of Reporting Person Date
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
    Get the next $VWE alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $VWE

    DatePrice TargetRatingAnalyst
    2/9/2023$2.00 → $1.00Hold → Sell
    Canaccord Genuity
    2/9/2023$3.50 → $1.50Market Perform → Underperform
    Telsey Advisory Group
    12/9/2022$3.50Market Perform → Outperform
    Telsey Advisory Group
    11/10/2022$3.00Buy → Neutral
    DA Davidson
    10/4/2022$9.00 → $3.00Buy → Neutral
    DA Davidson
    9/14/2022$15.00 → $5.50Buy → Hold
    Canaccord Genuity
    9/14/2022$12.00 → $6.00Outperform → Market Perform
    Telsey Advisory Group
    8/2/2022$10.00 → $9.00Buy
    Citigroup
    More analyst ratings

    $VWE
    SEC Filings

    See more
    • SEC Form S-8 POS filed by Vintage Wine Estates Inc.

      S-8 POS - Vintage Wine Estates, Inc. (0001834045) (Filer)

      8/14/24 5:08:15 PM ET
      $VWE
      Beverages (Production/Distribution)
      Consumer Staples
    • SEC Form POS AM filed by Vintage Wine Estates Inc.

      POS AM - Vintage Wine Estates, Inc. (0001834045) (Filer)

      8/14/24 5:07:59 PM ET
      $VWE
      Beverages (Production/Distribution)
      Consumer Staples
    • SEC Form POS AM filed by Vintage Wine Estates Inc.

      POS AM - Vintage Wine Estates, Inc. (0001834045) (Filer)

      8/14/24 5:05:37 PM ET
      $VWE
      Beverages (Production/Distribution)
      Consumer Staples