• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishDashboard
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees
    Legal
    Terms of usePrivacy policyCookie policy

    SEC Form 3 filed by new insider Thaker Nikita K

    3/20/25 8:25:11 PM ET
    $DTF
    Investment Managers
    Finance
    Get the next $DTF alert in real time by email
    SEC FORM 3 SEC Form 3
    FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549

    INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
    or Section 30(h) of the Investment Company Act of 1940
    OMB APPROVAL
    OMB Number: 3235-0104
    Estimated average burden
    hours per response: 0.5
    1. Name and Address of Reporting Person*
    Thaker Nikita K

    (Last) (First) (Middle)
    C/O VIRTUS INVESTMENT PARTNERS, INC.
    ONE FINANCIAL PLAZA, 26TH FL.

    (Street)
    HARTFORD CT 06103

    (City) (State) (Zip)
    2. Date of Event Requiring Statement (Month/Day/Year)
    03/10/2025
    3. Issuer Name and Ticker or Trading Symbol
    DTF TAX-FREE INCOME 2028 TERM FUND INC [ DTF ]
    4. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
    Director 10% Owner
    X Officer (give title below) Other (specify below)
    VP and Assistant Treasurer
    5. If Amendment, Date of Original Filed (Month/Day/Year)
    6. Individual or Joint/Group Filing (Check Applicable Line)
    X Form filed by One Reporting Person
    Form filed by More than One Reporting Person
    Table I - Non-Derivative Securities Beneficially Owned
    1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
    Table II - Derivative Securities Beneficially Owned
    (e.g., puts, calls, warrants, options, convertible securities)
    1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
    Date Exercisable Expiration Date Title Amount or Number of Shares
    Explanation of Responses:
    Remarks:
    No securities are beneficially owned.
    /s/ Kathryn Santoro, Attorney-in-Fact 03/20/2025
    ** Signature of Reporting Person Date
    Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
    * If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
    ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
    Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
    Get the next $DTF alert in real time by email

    Chat with this insight

    Save time and jump to the most important pieces.

    Recent Analyst Ratings for
    $DTF

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $DTF
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • DTF Tax Free Income 2028 Term Fund Inc. Announces Dividends

      The Board of Directors of DTF Tax-Free Income 2028 Term Fund Inc. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co. (the "Adviser), today authorized the payment of dividends on the Fund's common stock as follows: Per Share Amount Ex-Date Record Date Payable Date $0.0325 July 15, 2025 July 15, 2025 July 31, 2025 $0.0325 August 15, 2025 August 15, 2025 August 29, 2025 $0.0325 September 15, 2025 September 15, 2025 September 30, 2025  The Fund estimates that the above dividends are likely to exceed the Fund's net income and net realized capital g

      6/16/25 5:15:00 PM ET
      $DTF
      $VRTS
      Investment Managers
      Finance
    • DTF Tax-Free Income 2028 Term Fund Inc. Announces Portfolio Manager Update

      DTF Tax-Free Income 2028 Term Fund Inc. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co., today announced that Phillip Hooks, CFA, will step down as portfolio manager of the Fund effective May 16, 2025. Dusty Self, senior portfolio manager, will remain as portfolio manager of the Fund. About the Fund DTF Tax-Free Income 2028 Term Fund Inc. is a diversified closed-end investment management company whose investment objective is current income exempt from regular federal income tax consistent with preservation of capital. The Fund seeks to achieve its investment objective by investing in a diversified portfolio of investment-grade tax-exempt obli

      5/16/25 4:15:00 PM ET
      $DTF
      Investment Managers
      Finance
    • DTF Tax Free Income 2028 Term Fund Inc. Announces Dividends

      The Board of Directors of DTF Tax-Free Income 2028 Term Fund Inc.. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co. (the "Adviser), authorized the payment of dividends on the Fund's common stock as follows: Per Share Amount Ex-Date Record Date Payable Date $0.0325 April 15, 2025 April 15, 2025 April 30, 2025 $0.0325 May 15, 2025 May 15, 2025 May 30, 2025 $0.0325 June 16, 2025 June 16, 2025 June 30, 2025 The Fund estimates that the above dividends are likely to exceed the Fund's net income and net realized capital gains; therefore, a portion of these dividends is likely to result in a retur

      3/17/25 4:31:00 PM ET
      $DTF
      $VRTS
      Investment Managers
      Finance

    $DTF
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Grumhaus David D Jr. bought $26,815 worth of shares (2,506 units at $10.70), increasing direct ownership by 100% to 5,014 units (SEC Form 4)

      4 - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Issuer)

      4/11/24 7:35:10 PM ET
      $DTF
      Investment Managers
      Finance

    $DTF
    SEC Filings

    See more
    • SEC Form N-CSRS filed by DTF Tax-Free Income 2028 Term Fund Inc.

      N-CSRS - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Filer)

      6/20/25 12:08:06 PM ET
      $DTF
      Investment Managers
      Finance
    • SEC Form N-CEN filed by DTF Tax-Free Income 2028 Term Fund Inc.

      N-CEN - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Filer)

      1/13/25 9:49:12 AM ET
      $DTF
      Investment Managers
      Finance
    • SEC Form SCHEDULE 13G filed by DTF Tax-Free Income 2028 Term Fund Inc.

      SCHEDULE 13G - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Subject)

      1/3/25 3:31:03 PM ET
      $DTF
      Investment Managers
      Finance

    $DTF
    Leadership Updates

    Live Leadership Updates

    See more
    • DTF Tax-Free Income 2028 Term Fund Inc. Announces Appointment of Chief Investment Officer and Addition to Portfolio Management Team

      DTF Tax-Free Income 2028 Term Fund Inc. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co. (the "Investment Adviser"), today announced that Dusty L. Self has been appointed by the Fund's Board of Directors as Chief Investment Officer and that Phillip Hooks, CFA, has been added to the Fund's portfolio management team. Ms. Self has been the Fund's lead portfolio manager since June of 2023 and has served as a Vice President and portfolio manager of the Fund since 2022. Ms. Self has more than 30 years of experience focused on investment grade municipal strategies. Mr. Hooks brings 19 years of industry experience, concentrated in portfolio management

      3/15/24 5:03:00 PM ET
      $DTF
      Investment Managers
      Finance
    • DTF Tax-Free Income 2028 Term Fund Inc. Announces Retirement of Co-Portfolio Manager

      DTF Tax-Free Income 2028 Term Fund Inc. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co. (the "Investment Adviser"), today announced that Dusty L. Self will become the sole portfolio manager of the Fund when co-portfolio manager Ronald H. Schwartz, CFA, retires effective on June 15, 2023. Ms. Self, co-portfolio manager of the Fund since June 30, 2022, has more than 30 years of experience focused on investment grade municipal strategies, including 12 years as a co-portfolio manager with Mr. Schwartz. She is a "dual hatted" employee of Duff & Phelps Investment Management Co. and Seix Investment Advisors1, each of which is a subsidiary and affilia

      5/2/23 4:15:00 PM ET
      $DTF
      Investment Managers
      Finance
    • DTF TAX-FREE INCOME 2028 TERM FUND INC. ANNOUNCES APPOINTMENT OF CHIEF INVESTMENT OFFICER

      CHICAGO, March 24, 2022 /PRNewswire/ -- DTF Tax-Free Income 2028 Term Fund Inc. (NYSE:DTF) (the "Fund"), a closed-end fund advised by Duff & Phelps Investment Management Co. (the "Investment Adviser"), today announced that Lisa H. Leonard has been appointed by the Fund's Board of Directors as Chief Investment Officer, effective June 1, 2022. Ms. Leonard will succeed Timothy M. Heaney, Chief Investment Officer and Vice President of the Fund since 2004, who will retire from his position effective May 31, 2022. Ms. Leonard, who has been a Vice President of the Fund since 2006 and a member of its portfolio management team since 1998, has worked in the investment industry for more than 35 years.

      3/24/22 7:30:00 AM ET
      $DTF
      $VRTS
      Investment Managers
      Finance

    $DTF
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • SEC Form 3 filed by new insider Bradley William Patrick Iii

      3 - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Issuer)

      3/20/25 8:28:20 PM ET
      $DTF
      Investment Managers
      Finance
    • SEC Form 3 filed by new insider Thaker Nikita K

      3 - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Issuer)

      3/20/25 8:25:11 PM ET
      $DTF
      Investment Managers
      Finance
    • SEC Form 3 filed by new insider Kahrer Mark G.

      3 - DTF TAX-FREE INCOME 2028 TERM FUND INC (0000879535) (Issuer)

      3/17/25 6:09:22 PM ET
      $DTF
      Investment Managers
      Finance