SEC Form EFFECT filed by National Holdings Corporation
| UNITED STATES | |
| SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| Notice of Effectiveness | |
| Effectiveness Date: | October 20, 2021 4:00 P.M. |
| Form: | S-1 | ||||||
| |||||||
| UNITED STATES | |
| SECURITIES AND EXCHANGE COMMISSION | |
| Washington, D.C. 20549 | |
| Notice of Effectiveness | |
| Effectiveness Date: | October 20, 2021 4:00 P.M. |
| Form: | S-1 | ||||||
| |||||||
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3 - NewHold Investment Corp. II (0001852931) (Issuer)
3 - NewHold Investment Corp. II (0001852931) (Issuer)
3 - NewHold Investment Corp. II (0001852931) (Issuer)
424B4 - NewHold Investment Corp. II (0001852931) (Filer)
EFFECT - NewHold Investment Corp. II (0001852931) (Filer)
CERT - NewHold Investment Corp. II (0001852931) (Filer)
B. Riley Financial logo (PRNewsFoto/B. Riley Financial, Inc.) National Holdings Corp. logo (PRNewsfoto/National Holdings Corp.,B. Riley Financial) LOS ANGELES and NEW YORK, Feb. 25, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley") and National Holdings Corporation (NASDAQ: NHLD) ("National") today announced the completion of the firms' previously announced merger. In connection with the transaction, National becomes a wholly owned subsidiary of B. Riley Financial and an affiliate of B. Riley Wealth Management. National adds nearly 700 registered representatives and assets of approximately $20 billion to the B. Riley Financial platform. B. Riley
LOS ANGELES, Feb. 25, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley") today announced the successful completion and final results for the cash tender offer ("Offer") to purchase all the issued and outstanding shares of National Holdings Corporation (NASDAQ: NHLD) ("National") common stock ("Shares") not currently owned by B. Riley and its subsidiaries. The tender offer expired as scheduled at 12:00 midnight, New York City time, at the end of the day on February 24, 2021 and was not extended. B. Riley expects to complete the acquisition of National as soon as practicable through a merger under Section 251(h) of the General Corporation Law of the State of Delaware (th
LEESBURG, Va., Feb. 23, 2021 (GLOBE NEWSWIRE) -- Quantum Computing Inc. (OTCQB: QUBT) (QCI), a leader in bridging the power of classical and quantum computing, has appointed finance and capital markets industry leader, Robert B. Fagenson, to serve on the company’s board of directors and as chair of its audit committee. Following his appointment, QCI’s board now has five directors with three serving independently. The appointment advances the company toward satisfying the requirements of its application to list its shares on the Nasdaq Capital Market. Fagenson brings to QCI over 50 years of executive leadership experience, with a deep understanding of public company governance gained from
LEESBURG, Va., Feb. 23, 2021 (GLOBE NEWSWIRE) -- Quantum Computing Inc. (OTCQB: QUBT) (QCI), a leader in bridging the power of classical and quantum computing, has appointed finance and capital markets industry leader, Robert B. Fagenson, to serve on the company’s board of directors and as chair of its audit committee. Following his appointment, QCI’s board now has five directors with three serving independently. The appointment advances the company toward satisfying the requirements of its application to list its shares on the Nasdaq Capital Market. Fagenson brings to QCI over 50 years of executive leadership experience, with a deep understanding of public company governance gained from
B Riley Logo (PRNewsfoto/B. Riley Financial) National Holdings Corp. logo LOS ANGELES and NEW YORK, Jan. 11, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley"), a diversified financial services and business advisory company, has entered a definitive agreement to acquire National Holdings Corporation (NASDAQ: NHLD) ("National"), a full-service investment banking and asset management firm that, through its affiliates, provides a range of services including financial advisory, investment banking, institutional sales and trading, equity research, financial planning, market making, tax preparation and insurance to corporations, inst
NEW YORK, Dec. 30, 2020 (GLOBE NEWSWIRE) -- National Holdings Corporation (NASDAQ: NHLD) (“National” or the “Company”), a leading full service brokerage firm including employee-managed and independent branches, investment banking, trading, asset management and tax preparation, today announced its financial results for the 2020 fiscal year. Financial Highlights: Revenue of $62.4 million in Q4 2020, up $5.0 million, or 9%, from $57.4 million recognized in Q4 2019.Net loss attributable to common shareholders of $1.9 million in Q4 2020, versus net income attributable to common shareholders of $0.8 million in Q4 2019.Record revenue of $229.9 million in fiscal 2020, up $17.0 millio
SC 13G - NewHold Investment Corp. II (0001852931) (Subject)
SC 13D/A - NATIONAL HOLDINGS CORP (0001023844) (Subject)
SC 13G/A - NATIONAL HOLDINGS CORP (0001023844) (Subject)