424B4 - NewHold Investment Corp. II (0001852931) (Filer)

EFFECT - NewHold Investment Corp. II (0001852931) (Filer)

CERT - NewHold Investment Corp. II (0001852931) (Filer)

8-A12B - NewHold Investment Corp. II (0001852931) (Filer)

S-1/A - NewHold Investment Corp. II (0001852931) (Filer)

S-1/A - NewHold Investment Corp. II (0001852931) (Filer)

S-1/A - NewHold Investment Corp. II (0001852931) (Filer)

EFFECT - NATIONAL HOLDINGS CORP (0001023844) (Filer)

EFFECT - NATIONAL HOLDINGS CORP (0001023844) (Filer)

EFFECT - NATIONAL HOLDINGS CORP (0001023844) (Filer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

3 - NewHold Investment Corp. II (0001852931) (Issuer)

B. Riley Financial logo (PRNewsFoto/B. Riley Financial, Inc.) National Holdings Corp. logo (PRNewsfoto/National Holdings Corp.,B. Riley Financial) LOS ANGELES and NEW YORK, Feb. 25, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley") and National Holdings Corporation (NASDAQ: NHLD) ("National") today announced the completion of the firms' previously announced merger. In connection with the transaction, National becomes a wholly owned subsidiary of B. Riley Financial and an affiliate of B. Riley Wealth Management. National adds nearly 700 registered representatives and assets of approximately $20 billion to the B. Riley Financial platform. B. Riley

LOS ANGELES, Feb. 25, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley") today announced the successful completion and final results for the cash tender offer ("Offer") to purchase all the issued and outstanding shares of National Holdings Corporation (NASDAQ: NHLD) ("National") common stock ("Shares") not currently owned by B. Riley and its subsidiaries. The tender offer expired as scheduled at 12:00 midnight, New York City time, at the end of the day on February 24, 2021 and was not extended. B. Riley expects to complete the acquisition of National as soon as practicable through a merger under Section 251(h) of the General Corporation Law of the State of Delaware (th

LEESBURG, Va., Feb. 23, 2021 (GLOBE NEWSWIRE) -- Quantum Computing Inc. (OTCQB: QUBT) (QCI), a leader in bridging the power of classical and quantum computing, has appointed finance and capital markets industry leader, Robert B. Fagenson, to serve on the company’s board of directors and as chair of its audit committee. Following his appointment, QCI’s board now has five directors with three serving independently. The appointment advances the company toward satisfying the requirements of its application to list its shares on the Nasdaq Capital Market. Fagenson brings to QCI over 50 years of executive leadership experience, with a deep understanding of public company governance gained from

NEW YORK, Feb. 3, 2021 /PRNewswire/ -- Terra Income Fund 6, Inc. (the "Company") today announced that it has priced an underwritten public offering of $34.75 million in aggregate principal amount of 7.00% unsecured notes due 2026 (the "Notes"). The Notes will mature on March 31, 2026, and may be redeemed in whole or in part at any time or from time to time at the Company's option on or after February 10, 2023. The Notes will bear interest at a rate of 7.00% per year payable quarterly on March 30, June 30, September 30 and December 30 of each year, beginning June 30, 2021.  The Company has granted the underwriters an option to purchase up to an additional $5.21 million in aggregate princip

NEW YORK, Feb. 2, 2021 /PRNewswire/ -- Terra Income Fund 6, Inc. (the "Company") announced the commencement of a registered public offering of Notes (the "Notes"). The Company expects to use the net proceeds from this offering to make investments in its targeted investments in accordance with its investment objectives and strategies and for general corporate purposes. The Notes are expected to be listed on the New York Stock Exchange under the symbol "TFSA" and to trade thereon within 30 days of the original issue date. Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), William Blair & Company L.L.C., and National Securities Corporat

MENLO PARK, Calif.--(BUSINESS WIRE)--Revelation Biosciences Inc. (Revelation), a clinical stage life sciences company focused on the development of immunologic-based therapies for the prevention and treatment of disease, announced today the closing of a private placement financing, raising gross proceeds of $4.4 million. National Securities Corporation, a wholly owned subsidiary of National Holdings, Inc. (NASDAQ:NHLD) acted as the exclusive placement agent and financial adviser for the successful completion of the Series A-1 Preferred Stock financing. The Company sold 684,444 shares of Series A-1 Preferred Stock at a purchase price of $6.36 per share (“Offering”). To date The Compa

LOS ANGELES, Jan. 27, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley"), a diversified financial services and business advisory company, through its wholly owned subsidiary ("Purchaser"), today commenced its previously announced cash tender offer to purchase the remaining outstanding shares of National Holdings Corporation (NASDAQ: NHLD) ("National") common stock ("Shares"), not currently owned by B. Riley and its subsidiares, for $3.25 per share, upon the terms and subject to the conditions set forth in the offer to purchase, dated January 27, 2021 (the "Offer to Purchase"), and in the related letter of transmittal (the "Letter of Transmittal" and, together with t

B Riley Logo (PRNewsfoto/B. Riley Financial) National Holdings Corp. logo LOS ANGELES and NEW YORK, Jan. 11, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley"), a diversified financial services and business advisory company, has entered a definitive agreement to acquire National Holdings Corporation (NASDAQ: NHLD) ("National"), a full-service investment banking and asset management firm that, through its affiliates, provides a range of services including financial advisory, investment banking, institutional sales and trading, equity research, financial planning, market making, tax preparation and insurance to corporations, inst

NEW YORK, Dec. 30, 2020 (GLOBE NEWSWIRE) -- National Holdings Corporation (NASDAQ: NHLD) (“National” or the “Company”), a leading full service brokerage firm including employee-managed and independent branches, investment banking, trading, asset management and tax preparation, today announced its financial results for the 2020 fiscal year. Financial Highlights: Revenue of $62.4 million in Q4 2020, up $5.0 million, or 9%, from $57.4 million recognized in Q4 2019.Net loss attributable to common shareholders of $1.9 million in Q4 2020, versus net income attributable to common shareholders of $0.8 million in Q4 2019.Record revenue of $229.9 million in fiscal 2020, up $17.0 millio

BRANFORD, Conn.--(BUSINESS WIRE)--Sachem Capital Corp. (NYSE American: SACH) has sold an additional $3 million original principal amount of its 7.75% unsecured unsubordinated notes due 2025 pursuant to the exercise of the underwriters’ over-allotment option, bringing the total original principal amount of notes sold in the offering to $28 million (the “Notes”). The Notes were sold at a 1% discount resulting in total gross proceeds of $27.72 million and net proceeds, after paying underwriting discounts and commissions but before other transaction expenses, of $26.82 million to the company from the offering. The Notes are a further issuance of, rank equally in right of payment with a

LEESBURG, Va., Feb. 23, 2021 (GLOBE NEWSWIRE) -- Quantum Computing Inc. (OTCQB: QUBT) (QCI), a leader in bridging the power of classical and quantum computing, has appointed finance and capital markets industry leader, Robert B. Fagenson, to serve on the company’s board of directors and as chair of its audit committee. Following his appointment, QCI’s board now has five directors with three serving independently. The appointment advances the company toward satisfying the requirements of its application to list its shares on the Nasdaq Capital Market. Fagenson brings to QCI over 50 years of executive leadership experience, with a deep understanding of public company governance gained from

B Riley Logo (PRNewsfoto/B. Riley Financial) National Holdings Corp. logo LOS ANGELES and NEW YORK, Jan. 11, 2021 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley"), a diversified financial services and business advisory company, has entered a definitive agreement to acquire National Holdings Corporation (NASDAQ: NHLD) ("National"), a full-service investment banking and asset management firm that, through its affiliates, provides a range of services including financial advisory, investment banking, institutional sales and trading, equity research, financial planning, market making, tax preparation and insurance to corporations, inst

NEW YORK, Dec. 30, 2020 (GLOBE NEWSWIRE) -- National Holdings Corporation (NASDAQ: NHLD) (“National” or the “Company”), a leading full service brokerage firm including employee-managed and independent branches, investment banking, trading, asset management and tax preparation, today announced its financial results for the 2020 fiscal year. Financial Highlights: Revenue of $62.4 million in Q4 2020, up $5.0 million, or 9%, from $57.4 million recognized in Q4 2019.Net loss attributable to common shareholders of $1.9 million in Q4 2020, versus net income attributable to common shareholders of $0.8 million in Q4 2019.Record revenue of $229.9 million in fiscal 2020, up $17.0 millio

SC 13G - NewHold Investment Corp. II (0001852931) (Subject)

SC 13D/A - NATIONAL HOLDINGS CORP (0001023844) (Subject)

SC 13G/A - NATIONAL HOLDINGS CORP (0001023844) (Subject)