David C. Sullivan, Esq. Adam M. Schlichtmann, Esq. Ropes & Gray LLP Prudential Tower, 800 Boylston Street Boston, Massachusetts 02199 |
Douglas P. Dick, Esq. Adam T. Teufel, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Check box if the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans. |
Check box if this Form is a registration statement pursuant to General Instruction B or a post-effective amendment thereto that will become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act. | ||
Check box if any securities being registered on this Form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933 (“Securities Act”), other than securities offered in connection with a dividend reinvestment plan. |
Check box if this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction B to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act. | ||
Check box if this Form is a registration statement pursuant to General Instruction A.2 or a post-effective amendment thereto. |
It is proposed that this filing will become effective (check appropriate box): | |
when declared effective pursuant to Section 8(c), or as follows: |
If appropriate, check the following box: | |||
This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
This Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: | ||
This Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: |
This Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, and the Securities Act registration statement number of the earlier effective registration statement for the same offering is: |
Check each box that appropriately characterizes the Registrant: | |||
Registered Closed-End Fund (closed-end company that is registered under the Investment Company Act of 1940 (“Investment Company Act”)). |
Well-Known Seasoned Issuer (as defined by Rule 405 under the Securities Act). | ||
Business Development Company (closed-end company that intends or has elected to be regulated as a business development company under the Investment Company Act). |
Emerging Growth Company (as defined by Rule 12b-2 under the Securities Exchange Act of 1934 (“Exchange Act”). | ||
Interval Fund (Registered Closed-End Fund or a Business Development Company that makes periodic repurchase offers under Rule 23c-3 under the Investment Company Act). |
☐ |
If an Emerging Growth Company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of Securities Act. | |
A.2 Qualified (qualified to register securities pursuant to General Instruction A.2 of this Form). |
New Registrant (registered or regulated under the Investment Company Act for less than 12 calendar months preceding this filing). |
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None. |
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Article III (Shares) and Article V (Shareholders’ Voting Powers and Meetings) of the Amended and Restated Agreement and Declaration of Trust (see (a)(1) above). |
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Article 10 (Shareholders’ Voting Powers and Meetings) of the Amended and Restated Bylaws of Registrant (see (b) above). |
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None. |
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None. |
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None. |
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None. |
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None. |
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Securities and Exchange Commission Fees |
$25,493 |
Financial Industry Regulatory Authority, Inc. Fees |
$0 |
Printing and Engraving Expenses |
$15,000 |
Legal Fees |
$150,000 |
New York Stock Exchange Fees |
$107,858 |
Accounting Expenses |
$51,000 |
Transfer Agent Fees |
$0 |
Trustee Fees |
$0 |
Marketing Expenses |
$0 |
Miscellaneous Expenses |
$0 |
Total |
$349,351 |
Title of Class |
Number of Record Holders |
Common Shares, par value $0.00001 |
119 |
Preferred Shares, par value $0.00001 |
8 |
PIMCO CORPORATE & INCOME STRATEGY FUND | |
By: |
Joshua D. Ratner* |
Name: |
Joshua D. Ratner |
Title: |
President |
Name |
Capacity |
Date |
Joshua D. Ratner* Joshua D. Ratner |
President (Principal Executive Officer) |
July 19, 2024 |
Bijal Parikh* Bijal Parikh |
Treasurer (Principal Financial & Accounting Officer) |
July 19, 2024 |
Libby D. Cantrill* Libby D. Cantrill |
Trustee |
July 19, 2024 |
Sarah E. Cogan* Sarah E. Cogan |
Trustee |
July 19, 2024 |
Deborah A. DeCotis* Deborah A. DeCotis |
Trustee |
July 19, 2024 |
David N. Fisher* David N. Fisher |
Trustee |
July 19, 2024 |
Kathleen McCartney Kathleen McCartney |
Trustee |
July 19, 2024 |
Alan Rappaport* Alan Rappaport |
Trustee |
July 19, 2024 |
E. Grace Vandecruze* E. Grace Vandecruze |
Trustee |
July 19, 2024 |
*By: |
/s/ David C. Sullivan David C. Sullivan as attorney-in-fact |