Delaware | 41-1941551 | ||
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) | ||
Large accelerated filer | ☒ | Accelerated filer | ☐ | ||||||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | ||||||
Emerging growth company | ☐ | ||||||||

• | our Annual Report on Form 10-K for the fiscal year ended December 31, 2024, filed with the SEC on February 12, 2025; |
• | the information specifically incorporated by reference into our Annual Report on Form 10-K for the fiscal year ended 2024 from our definitive proxy statement on Schedule 14A, filed with the SEC on March 17, 2025; |
• | our Quarterly Report on Form 10-Q for the fiscal quarters ended March 29, 2025, filed with the SEC on May 7, 2025; |
• | our Current Reports on Form 8-K, filed with the SEC on April 16, 2025, April 23, 2025, May 7, 2025 and May 12, 2025; and |
• | the description of our common stock contained in Exhibit 4.1 to our Annual Report, filed with the SEC on February 7, 2020. |
• | Fluctuations in the demand for semiconductors and the overall volume of semiconductor manufacturing; |
• | The impact of global economic uncertainty, including financial market volatility, which may cause or exacerbate negative trends in consumer spending, inflationary pressures and interest rate fluctuations, economic recessions, national debt and bank failures, which may limit our ability to access cash; |
• | Raw material shortages, supply and labor constraints, and price increases; |
• | Fluctuations in the Company’s revenues and operating results and their impact on the Company’s stock price; |
• | Supply chain interruptions and the Company’s dependence on sole, single and limited source suppliers; |
• | Operation, political, and legal risks of the Company’s international operations; |
• | Risks related to the Company’s international operations, including challenges in hiring and integrating workers in different countries, maintaining appropriate business practices across the varied jurisdictions in which we operate, and engaging and managing global, regional and local third-party service providers; |
• | The impact of regional and global instabilities, hostilities and geopolitical uncertainty, including, but not limited to, the ongoing conflicts between Ukraine and Russia, between Israel and Hamas and other conflicts in the Middle East as well as the global responses thereto; |
• | Export controls, economic sanctions, and similar restrictions; |
• | Tariffs, additional taxes, and other protectionist measures resulting from international trade disputes, strained international relations, and changes in foreign and national security policy; |
• | The concentration and consolidation of the Company’s customer base; |
• | The Company’s ability to meet rapid demand shifts; |
• | The Company’s ability to continue technological innovation and to introduce new products to meet customers’ rapidly changing requirements; |
• | Manufacturing and other operational disruptions or delays; |
• | IT system failures, network disruptions, and cybersecurity risks; |
• | The risks associated with the use and manufacture of hazardous materials; |
• | Goodwill impairment; |
• | Challenges in attracting and retaining qualified personnel; |
• | The Company’s ability to protect and enforce intellectual property rights; |
• | The Company’s environmental, social, and governance commitments; |
• | Legal and regulatory risks, including changes in laws and regulations related to the environment, health and safety, accounting standards, and corporate governance, across the jurisdictions in which the Company operates; |
• | Changes in taxation or adverse tax rulings; |
• | The ability to obtain government incentives and the possibility that competitors will benefit from government incentives for which the Company does not qualify; |
• | The amount and consequences of the Company’s indebtedness, its ability to repay its debt and to obtain future financing, and the Company’s obligations under its current outstanding credit facilities; |
• | Volatility in the Company’s stock price; |
• | The payment of cash dividends and the adoption of future share repurchase programs; |
• | The Company’s ability to effectively implement any organizational changes; |
• | Challenges associated with a potential change of control; |
• | Substantial competition; |
• | The Company’s ability to identify, complete and integrate acquisitions, joint ventures, divestitures or other similar transactions; |
• | The impacts of climate change; and |
• | The other risk factors and additional information described in this prospectus under the caption “Risk Factors,” as well as our filings with the SEC, including under the heading “Risk Factors” in Item 1A of our Annual Report on Form 10-K for the fiscal year ended December 31, 2024, filed on February 12, 2025, our Quarterly Report on Form 10-Q for the fiscal quarter ended March 29, 2025, filed with the SEC on May 7, 2025. |
• | the number of directors that constitutes the whole board of directors will be fixed exclusively by one or more resolutions adopted by the board of directors, and may not be less than three; |
• | vacancies on our board of directors, including those resulting from an increase in the number of directors, will be filled only by the affirmative vote of a majority of the directors then in office, even though less than a quorum of the board of directors, and not by the stockholders; |
• | a director may be removed, with or without cause, by the holders of a majority of the then-outstanding shares of capital stock entitled to vote, except to the extent a different vote is required by law; |
• | a stockholder’s notice of the stockholder’s intent to bring business before an annual meeting or to nominate a person for election to the board of directors must be received by us within strict guidelines pursuant to the “universal proxy card” rules, as set forth in Rule 14a-19 of the Exchange Act, which may make it more difficult for stockholders to nominate candidates for director or bring items before stockholder meetings, except for a stockholder, or group of up to 20 stockholders, owning 3% or more of the Company’s outstanding common stock for at least three years, who may nominate and include in the company’s proxy materials director nominees constituting up to the greater of (i) 20% of the Board or (ii) two directors, subject to certain requirements in our by-laws; |
• | our certificate of incorporation provides that stockholders may not take any action by written consent in lieu of a meeting; |
• | our certificate of incorporation provides that special meetings of stockholders may be called by only our Chairman of the Board of Directors, by our Chief Executive Officer (or if there is no Chief Executive Officer, our President) or by our Board of Directors pursuant to a resolution adopted by the affirmative vote of a majority of the total number of directors then in office, and the business of any special meeting is limited to matters relating to the purposes stated in the notice of meeting; |
• | our certificate of incorporation provides that our by-laws may be altered, amended or repealed by our stockholders only by the affirmative vote of the holders of at least 75% of the then-outstanding shares of capital stock entitled to vote; |
• | the affirmative vote of the holders of at least 75% of the then-outstanding shares of capital stock entitled to vote is required to amend or repeal the three preceding provisions of our certificate of incorporation relating to stockholder action by written consent, the call of special meetings and changes to our by-laws, or to adopt any provision inconsistent with the purpose or intent of those provisions; |
• | the affirmative vote of the holders of at least 75% of the then-outstanding shares of capital stock entitled to vote is required for our stockholders to alter, amend or repeal any provision of our by-laws or to adopt new by-laws; and |
• | our certificate of incorporation and by-laws do not provide for cumulative voting in the election of directors. |
Item 14. | Other Expenses of Issuance and Distribution. |
Securities and Exchange Commission Registration Fee | $3,115.37* | ||
Accounting Fees and Expenses | $35,000 | ||
Legal Fees and Expenses | $30,000 | ||
Printing Fees | $5,000 | ||
Transfer Agent’s Fees and Expenses | $20,000 | ||
Miscellaneous | $10,000 | ||
Total | $103,115.37 | ||
* | Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include unsold securities previously registered on the Company’s Registration Statement on Form S-3 (File No. 333-266041) filed on July 6, 2022 (the “Prior Registration Statement”). The filing fee of $3,115.37 was previously paid in connection with securities registered pursuant to the Prior Registration Statement and will be carried forward pursuant to Rule 415(a)(6) and continue to be applied to such unsold securities and no additional filing fee will be due with respect to the unsold securities in connection with the filing of this registration statement. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |
Item 15 | Indemnification of Directors and Officers. |
Item 16. | List of Exhibits |
Exhibit No | |||
Amended and Restated Certificate of Incorporation of Entegris, Inc., as amended (incorporated by reference to Exhibit 3.1 to the registrant’s Annual Report on Form 10-K for the fiscal year ended December 31, 2011). | |||
By-Laws of Entegris, Inc., as amended December 8, 2022 (incorporated by reference to Exhibit 3.1 to the registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 9, 2022). | |||
Form of certificate representing shares of Common Stock, $.01 par value per share (incorporated by reference to Exhibit 4.1 to Form S-4 Registration Statement of the registrant and Eagle DE, Inc. (No. 333-124719)). | |||
Opinion of Squire Patton Boggs (US) LLP. | |||
CMC Materials, Inc. 2021 Omnibus Incentive Plan* (incorporated by reference to Exhibit 10.1 to Form S-3 Registration Statement of the registrant (No. 333-22100217)). | |||
Cabot Microelectronics Corporation 2012 Omnibus Incentive Plan* (incorporated by reference to Exhibit 10.2 to Form S-3 Registration Statement of the registrant (No. 333-22100217)). | |||
Consent of KPMG, Independent Registered Public Accounting Firm. | |||
Consent of Squire Patton Boggs (US) LLP (included in Exhibit 5.1). | |||
Powers of Attorney (included on signature pages hereto). | |||
Filing Fee Table | |||
* | A “management contract or compensatory plan.” |
Item 17. | Undertakings. |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the SEC pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent No more than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; |
(2) | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(4) | That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser: |
(i) | Each prospectus filed by the registrant pursuant to Rule 424(b)(3) shall be deemed to be part of this registration statement as of the date the filed prospectus was deemed part of and included in this registration statement; and |
(ii) | Each prospectus required to be filed pursuant to Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule 430B relating to an offering made pursuant to Rule 415(a)(1)(i), (vii) or (x) for the purpose of providing the information required by section 10(a) of the Securities Act of 1933 shall be deemed to be part of and included in this registration statement as of the earlier of the date such form of prospectus is first used after effectiveness or the date of the first contract of sale of securities in the offering described in the prospectus. As provided in Rule 430B, for liability purposes of the issuer and any person that is at that date an underwriter, such date shall be deemed to be a new effective date of the registration statement relating to the securities in the registration statement to which that prospectus relates, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. Provided, however, that No statement made in a registration statement or prospectus that is part of this registration statement or made in a document incorporated or deemed incorporated by reference into this registration statement or prospectus that is part of this registration statement will, as to a purchaser with a time of contract of sale prior to such effective date, supersede or modify any statement that was made in this registration statement or prospectus that was part of this registration statement or made in any such document immediately prior to such effective date. |
(5) | That, for the purpose of determining liability of the registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the securities, the undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser: |
(i) | Any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424; |
(ii) | Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant; |
(iii) | The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and |
(iv) | Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser. |
ENTEGRIS, INC. | ||||||
By: | /s/ Bertrand Loy | |||||
Name: | Bertrand Loy | |||||
Title: | President, Chief Executive Officer and Director | |||||
Signature | Title: | ||
/s/ Bertrand Loy | President, Chief Executive Officer and Director, (Principal executive officer) | ||
Bertrand Loy | |||
/s/ Linda LaGorga | Senior Vice President, Chief Financial Officer (Principal financial officer) | ||
Linda LaGorga | |||
/s/ Michael D. Sauer | Vice President, Controller and Chief Accounting Officer (Principal accounting officer) | ||
Michael D. Sauer | |||
/s/ Rodney Clark | Director | ||
Rodney Clark | |||
/s/ James F. Gentilcore | Director | ||
James F. Gentilcore | |||
/s/ Yvette Kanouff | Director | ||
Yvette Kanouff | |||
/s/ James P. Lederer | Director | ||
James P. Lederer | |||