Delaware
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33-1223363
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification Number)
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Rezwan D. Pavri
Richard C. Blake
Lester Ang
Wilson Sonsini Goodrich & Rosati, P.C.
650 Page Mill Road
Palo Alto, California 94304
(650) 493-9300
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Sam Fleischmann
Chief Legal Officer
ForgeRock, Inc.
201 Mission Street
Suite 2900
San Francisco, CA 94105
(415) 599-1100
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Large accelerated filer ☒
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Accelerated filer ☐
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Non-accelerated filer ☐
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Smaller reporting company ☐
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Emerging growth company ☐
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1. |
Registration Statement on Form S-8 (File No. 333-259615), filed with the SEC on September 17, 2021, registering (i) 6,958,664 shares of
Class A common stock, par value $0.001 per share (the “Class A common stock”), reserved for issuance pursuant to the ForgeRock, Inc. 2021 Equity Incentive Plan (the “2021
Plan”), (ii) 1,617,000 shares of Class A common stock reserved for issuance pursuant to the ForgeRock, Inc. 2021 Employee Stock Purchase Plan (the “2021 ESPP”), (iii) 15,017,321 shares of
Class A common stock reserved for issuance pursuant to the ForgeRock, Inc. 2012 Equity Incentive Plan, as amended (the “2012 Plan”), (iv) 480,175 shares of Class A common stock reserved for issuance
pursuant to stock option awards outstanding under the 2021 Plan and (v) 15,017,321 shares of Class B common stock, par value $0.001 per share (the “Class B common stock”), reserved for issuance
pursuant to stock option awards outstanding under the 2012 Plan.
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2. |
Registration Statement on Form S-8 (File No. 333-261256), filed with the SEC on November 22, 2021, registering 1,755,721
shares of Class A common stock reserved for issuance pursuant the 2012 Plan.
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3. |
Registration Statement on Form S-8 (File No. 333-263398), filed with the SEC on March 9, 2022, registering (i) 4,132,673 shares
of Class A common stock reserved for issuance pursuant the 2021 Plan and (ii) 826,532 shares of Class A common stock reserved for issuance pursuant to the 2021 ESPP.
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4. |
Registration Statement on Form S-8 (File No. 333-270194), filed with the SEC on March 1, 2023, registering (i) 4,354,959 shares of
Class A common stock reserved for issuance pursuant the 2021 Plan and (ii) 870,991 shares of Class A common stock reserved for issuance pursuant to the 2021 ESPP.
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FORGEROCK, INC.
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By:
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/s/ Francis C. Rosch
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Francis C. Rosch
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Chief Executive Officer
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